17 CFR 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
- § 5.1 — Definitions.
- § 5.2 — Prohibited transactions.
- § 5.3 — Registration of persons engaged in retail forex transactions.
- § 5.4 — Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
- § 5.5 — Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions.
- § 5.6 — Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
- § 5.7 — Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
- § 5.8 — Aggregate retail forex assets.
- § 5.9 — Security deposits for retail forex transactions.
- § 5.10 — Risk assessment recordkeeping requirements for retail foreign exchange dealers.
- § 5.11 — Risk assessment reporting requirements for retail foreign exchange dealers.
- § 5.12 — Financial reports of retail foreign exchange dealers.
- § 5.13 — Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements.
- § 5.14 — Records to be kept by retail foreign exchange dealers and futures commission merchants.
- § 5.15 — Unlawful representations.
- § 5.16 — Prohibition of guarantees against loss.
- § 5.17 — Authorization to trade.
- § 5.18 — Trading and operational standards.
- § 5.19 — Pending legal proceedings.
- § 5.20 — Special calls for account and transaction information.
- § 5.21 — Supervision.
- § 5.22 — Registered futures association membership.
- § 5.23 — Notice of bulk transfers and bulk liquidations.
- § 5.24 — Applicability of other parts of this chapter
- § 5.25 — Applicability of the Act.
Source: 75 FR 55432, Sept. 10, 2010, unless otherwise noted.
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 5 after this date.
