17 CFR 9 - RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
- SUBPART A — General Provisions (§§ 9.1 - 9.9)
- SUBPART B — Notice and Effective Date of Disciplinary Action or Access Denial Action (§§ 9.10 - 9.14-9.19)
- SUBPART C — Initial Procedure With Respect to Appeals (§§ 9.20 - 9.27-9.29)
- SUBPART D — Commission Review of Disciplinary, Access Denial or Other Adverse Action (§§ 9.30 - 9.33)
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
GPO FDSys XML | Text type regulations.gov FR Doc. 2012-31721 RIN COMMODITY FUTURES TRADING COMMISSION Final rule. Effective Date: January 8, 2013. 17 CFR Parts 9, 12, and 171 The Commodity Futures Trading Commission (“CFTC” or “Commission”) is amending its regulations delegating authority to the Commission's Office of General Counsel, so that all delegations thereto will be to the General Counsel, with authority to sub-delegate to any Commission employee under the supervision of the General Counsel.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 4a - Transferred
§ 6c - Prohibited transactions
§ 7a - Repealed.
§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
§ 12c - Disciplinary actions
§ 16a - Service fees and National Futures Association study
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 9 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2013-08353 RIN 3038-AE03 COMMODITY FUTURES TRADING COMMISSION Final rule. These amendments shall become effective on April 16, 2013. 17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 The Commission is amending its regulations to reflect the reassignment of responsibilities, including delegations of authority, resulting from its recent reorganization of Commission staff. Effective October 9, 2011, the Commission abolished the Division of Clearing and Intermediary Oversight and reassigned its staff and responsibilities to the newly established Division of Swap Dealer and Intermediary Oversight and Division of Clearing and Risk.
GPO FDSys XML | Text type regulations.gov FR Doc. 2012-31721 RIN COMMODITY FUTURES TRADING COMMISSION Final rule. Effective Date: January 8, 2013. 17 CFR Parts 9, 12, and 171 The Commodity Futures Trading Commission (“CFTC” or “Commission”) is amending its regulations delegating authority to the Commission's Office of General Counsel, so that all delegations thereto will be to the General Counsel, with authority to sub-delegate to any Commission employee under the supervision of the General Counsel.