17 CFR Part 274, Subpart B - Forms for Reports
- § 274.101 — Form N-SAR, semi-annual report of registered investment companies.
- §§ 274.102-274.126 — [Reserved]
- § 274.127d-1 — Form N-27D-1 accounting of segregated trust account.
- § 274.127e-1 — Form N-27E-1, notice to periodic payment plan certificate holders of 18-month surrender rights with respect to periodic payment plan certificates.
- § 274.127f-1 — Form N-27F-1, notice to periodic payment plan certificate holders of 45-day withdrawal right with respect to periodic payment plan certificates.
- § 274.128 — Form N-CSR, certified shareholder report.
- § 274.129 — Form N-PX, annual report of proxy voting record of registered management investment company.
- § 274.130 — Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.
- § 274.200 — Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of § 270.17d-1 of this chapter.
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.