17 CFR Part 279 - FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

Title 17 published on 2013-04-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
U.S. Code: Title 15 - COMMERCE AND TRADE

§ 78w - Rules, regulations, and orders; annual reports

15 U.S. Code § 80b–1 - Findings

15 U.S. Code § 80b–2 - Definitions

15 U.S. Code § 80b–3 - Registration of investment advisers

15 U.S. Code § 80b–3a - State and Federal responsibilities

15 U.S. Code § 80b–4 - Reports by investment advisers

15 U.S. Code § 80b–4a - Prevention of misuse of nonpublic information

15 U.S. Code § 80b–5 - Investment advisory contracts

15 U.S. Code § 80b–6 - Prohibited transactions by investment advisers

15 U.S. Code § 80b–6a - Exemptions

15 U.S. Code § 80b–7 - Material misstatements

15 U.S. Code § 80b–8 - General prohibitions

15 U.S. Code § 80b–9 - Enforcement of subchapter

15 U.S. Code § 80b–10 - Disclosure of information by Commission

15 U.S. Code § 80b–10a - Consultation

15 U.S. Code § 80b–11 - Rules, regulations, and orders of Commission

15 U.S. Code § 80b–12 - Hearings

15 U.S. Code § 80b–13 - Court review of orders

15 U.S. Code § 80b–14 - Jurisdiction of offenses and suits

15 U.S. Code § 80b–15 - Validity of contracts

15 U.S. Code § 80b–16 - Omitted

15 U.S. Code § 80b–17 - Penalties

15 U.S. Code § 80b–18 - Hiring and leasing authority of Commission

15 U.S. Code § 80b–18a - State regulation of investment advisers

15 U.S. Code § 80b–18b - Custody of client accounts

15 U.S. Code § 80b–18c - Rule of construction relating to the Commodities Exchange Act

15 U.S. Code § 80b–19 - Separability

15 U.S. Code § 80b–20 - Short title

15 U.S. Code § 80b–21 - Effective date

Title 17 published on 2013-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 279 after this date.

  • 2013-06-19; vol. 78 # 118 - Wednesday, June 19, 2013
    1. 78 FR 36834 - Money Market Fund Reform; Amendments to Form PF
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Proposed rule.
      Comments should be received on or before September 17, 2013.
      17 CFR Parts 210, 230, 239, 270, 274 and 279