17 CFR Part 42 - ANTI-MONEY LAUNDERING, TERRORIST FINANCING

Status message

There is 1 rule appearing in the Federal Register for 17 CFR 42. View below or at eCFR (GPOAccess)

Authority:
7 U.S.C. 1a, 2, 5, 6, 6b, 6d, 6f, 6g, 7, 7a, 7a-1, 7a-2, 7b, 7b-1, 7b-2, 9, 12, 12a, 12c, 13a, 13a-1, 13c, 16 and 21; 12 U.S.C. 1786(q), 1818, 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, secs. 312-314, 319, 321, 326, 352, Pub. L. 107-56, 115 Stat. 307.
Source:
68 FR 25159, May 9, 2003, unless otherwise noted.

Title 17 published on 2013-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2014-01-14; vol. 79 # 9 - Tuesday, January 14, 2014
    1. 79 FR 2370 - Updates to Cross-References to Bank Secrecy Act Regulations
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Final rule; technical amendments.
      Effective January 14, 2014.
      17 CFR Part 42

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
U.S. Code: Title 7 - AGRICULTURE

§ 1a - Definitions

§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

§ 5 - Findings and purpose

§ 6 - Regulation of futures trading and foreign transactions

§ 6b - Contracts designed to defraud or mislead

§ 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer...rules to avoid duplicative regulations; swap requirements; portfolio margining accounts

§ 6f - Registration and financial requirements; risk assessment

§ 6g - Reporting and recordkeeping

§ 7 - Designation of boards of trade as contract markets

§ 7a - Repealed.

7 U.S. Code § 7a–1 - Derivatives clearing organizations

7 U.S. Code § 7a–2 - Common provisions applicable to registered entities

§ 7b - Suspension or revocation of designation as registered entity

7 U.S. Code § 7b–1 - Designation of securities exchanges and associations as contract markets

7 U.S. Code § 7b–2 - Privacy

§ 9 - Prohibition regarding manipulation and false information

§ 12 - Public disclosure

§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities

§ 12c - Disciplinary actions

§ 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses

7 U.S. Code § 13a–1 - Enjoining or restraining violations

§ 13c - Responsibility as principal; minor violations

§ 16 - Commission operations

§ 21 - Registered futures associations

U.S. Code: Title 12 - BANKS AND BANKING
U.S. Code: Title 31 - MONEY AND FINANCE
Statutes at Large

Title 17 published on 2013-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 42 after this date.

  • 2014-01-14; vol. 79 # 9 - Tuesday, January 14, 2014
    1. 79 FR 2370 - Updates to Cross-References to Bank Secrecy Act Regulations
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Final rule; technical amendments.
      Effective January 14, 2014.
      17 CFR Part 42