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37 CFR 401.12 - Licensing of background patent rights to third parties.

There is 1 rule appearing in the Federal Register for 37 CFR 401. Select the tab below to view, or View eCFR (GPOAccess)
§ 401.12
Licensing of background patent rights to third parties.
(a) A funding agreement with a small business firm or a domestic nonprofit organization will not contain a provision allowing a Federal agency to require the licensing to third parties of inventions owned by the contractor that are not subject inventions unless such provision has been approved by the agency head and a written justification has been signed by the agency head. Any such provision will clearly state whether the licensing may be required in connection with the practice of a subject invention, a specifically identified work object, or both. The agency head may not delegate the authority to approve such provisions or to sign the justification required for such provisions.
(b) A Federal agency will not require the licensing of third parties under any such provision unless the agency head determines that the use of the invention by others is necessary for the practice of a subject invention or for the use of a work object of the funding agreement and that such action is necessary to achieve practical application of the subject invention or work object. Any such determination will be on the record after an opportunity for an agency hearing. The contractor shall be given prompt notification of the determination by certified or registered mail. Any action commenced for judicial review of such determination shall be brought within sixty days after notification of such determination.

Title 37 published on 2012-07-01

The following are only the Rules published in the Federal Register after the published date of Title 37.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2013-01-23; vol. 78 # 15 - Wednesday, January 23, 2013
    1. 78 FR 4764 - Redelegations of Authority Resulting From the America COMPETES Act
      GPO FDSys XML | Text
      DEPARTMENT OF COMMERCE, National Technical Information Service, National Institute of Standards and Technology, Under Secretary for Technology
      Final rule.
      This rule is effective on January 23, 2013. The incorporation by reference of certain publications listed in the rule is approved by the Director of the Federal Register as of January 23, 2013.
      15 CFR Chapter II, Parts 272 and 273

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC : Title 35 - PATENTS

§ 206 - Uniform clauses and regulations

Title 37 published on 2012-07-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 37 CFR 401 after this date.

  • 2013-01-23; vol. 78 # 15 - Wednesday, January 23, 2013
    1. 78 FR 4764 - Redelegations of Authority Resulting From the America COMPETES Act
      GPO FDSys XML | Text
      DEPARTMENT OF COMMERCE, National Technical Information Service, National Institute of Standards and Technology, Under Secretary for Technology
      Final rule.
      This rule is effective on January 23, 2013. The incorporation by reference of certain publications listed in the rule is approved by the Director of the Federal Register as of January 23, 2013.
      15 CFR Chapter II, Parts 272 and 273