Securities.

Securities. Mutual funds, stocks, bonds, or any product registered with the Securities and Exchange Commission except for any insurance or annuity product issued by a corporation subject to supervision by State insurance authorities.

Source

32 CFR § 50.3

Scoping language

Agent. An individual who receives remuneration as a salesperson or whose remuneration is dependent on volume of sales of a product or products. (Also referred to as commercial agent or producer). In this part, the term agent includes general agent unless the content clearly conveys a contrary intent.