Registered government securities broker or dealer

Registered government securities broker or dealer means a government securities broker or dealer registered pursuant to section 15C(a)(1)(A) of the Act (15 U.S.C. 78o-5(a)(1)(A));

Source

17 CFR § 400.3

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Scoping language

Unless otherwise explicitly provided, in this subchapter and for the purposes of these regulations:

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