Omnibus reportable sub-account

Omnibus reportable sub-account means any trading sub-account of an omnibus volume threshold account, which sub-account executes reportable trading volume on an omnibus basis. Omnibus reportable sub-account also means any trading account that is itself an omnibus account, executes reportable trading volume, and is a sub-account of another omnibus reportable sub-account.

Source

17 CFR § 15.00


Scoping language

As used in parts 15 to 19, and 21 of this chapter:

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