reporting period

reporting period shall mean the calendar year ending December 31 for which Form TA-2 is being filed. The term
shall have the same meaning as defined in 240.17Ad-9(j). The term
shall have the same meaning as defined in 240.17Ad-9(k).

Source

17 CFR § 240.17Ac2-2


Scoping language

Every transfer agent registered on December 31 must file a report covering the reporting period on Form TA-2 ( 249b.102 of this chapter) by March 31 following the end of the reporting period. Form TA-2 must be completed in accordance with the instructions contained in the Form. A transfer agent may file an amendment to Form TA-2 pursuant to the instructions on the form to correct information that has become inaccurate, incomplete, or misleading. A transfer agent may file an amendment at any time; however, in order to be timely filed, all required portions of the form must be completed and filed in accordance with this section and the instructions to the form by the date the form is required to be filed with the Commission.




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