The Court, in resolving all three cases, held that when a police officer has a valid reason to stop a vehicle based on a perceived traffic violation, the stop is lawful regardless of any secondary intent. Furthermore, a defendant cannot challenge searches and seizures made during the stop based on the grounds that the stop was pretextual. In its decision, the Court expressly adopted the standard of Whren v. United States, 517 U.S. 806 (1996), as a matter of New York state law. In Whren, the U.S. Supreme Court unanimously held that a vehicle stop is reasonable when police have probable cause to believe that a vehicle or traffic violation has occurred. In adopting Whren, the Court of Appeals found that ulterior motives are irrelevant when an actual traffic violation has occurred, and that challenges to the validity of a subsequent search or seizure will not turn on whether the reasonable stop was pretextual. The Court did discuss equal protection concerns, stating that this case "addresses only the initial police action upon which the vehicular stop was predicated. The scope, duration and intensity of the seizure, as well as any search made by the police subsequent to that stop, remain subject to the strictures of Art. I § 12 of the New York State Constitution and to judicial review." In its holding, the Court expressly rejected both the "primary motivation" test and "reasonable police officer" test.
The dissent argued that because driving is a ubiquitous activity, and because "total compliance with traffic and safety laws is nearly impossible," the majority's decision sweeps too broadly and allows officers to conduct searches and seizures in a manner that violates the Fourth Amendment of the United States Constitution.
Nevertheless, a number of New York opinions have expressed concern about pretextual police conduct. For example, the Court in People v. Spencer, 84 N.Y.2d 749 (N.Y. 1995), held that it was illegal for an officer to stop a motorist who did not commit a traffic violation in order to ascertain certain information from the driver. The Court found the search to be invalid because the officer did not have an objective standard, such as the Vehicle & Traffic Law, to judge whether he should stop the vehicle. The Appellate Division has also rebuked pretextual traffic stops. In People v. Flanigan, 56 A.D.2d 658 (1977), the Second Department held that "heading off" the defendant's car with an unmarked police car in order to ticket him for a minor double-parking violation was an obvious pretext to search his car for drugs, since the defendant was observed in an area with a high volume of drug, stolen car, and stolen property arrests. In fact, all four Departments had expressed distrust of pretextual traffic stops prior to the Whren decision. People v. Ynoa, 223 A.D.2d 975 (N.Y. App. Div. 1996)(Third Dept.); People v. James, 217 A.D.2d 969 (N.Y. App. Div. 1995)(Fourth Dept); People v. Vasquez, 173 A.D.2d 580 (N.Y. App. Div. 1991)(Second Dept.); People v. Watson, 157 A.D.2d 476 (N.Y. App. Div. 1990)(First Dept.).
This disfavor of pretextual stops arises from the concern that police officers
will selectively and arbitrarily stop certain motorists based on their racial
or ethnic identities. In order to calm these concerns, courts have allowed officers
to use the general standard described above in order to determine when to conduct
a valid stop, while simultaneously encouraging defendants who felt unfairly
singled out to seek recourse under the U.S. Constitution's Equal
Protection Clause. Prior to Whren, the New York Court of Appeals
held, in Brown
v. State of New York, 89 N.Y.2d 172 (N.Y. 1996), that in such circumstances
defendants have a cause of action under the New York Constitution's Equal
Protection Clause and Search
and Seizure Clause. Likewise, after Whren the Court in Robinson
held that the "scope, duration, and intensity of the seizure, as well as
any police search made subsequent to the stop, remain subject to the strictures
of Article I § 12 of
the New York State Constitution and to judicial review."
People v. Robinson, 2001 N.Y. Int. 0143 (Dec. 18, 2001) (citing People
v. Troiano, 35 N.Y.2d 476 (N.Y. 1974) and People v. Marsh, 20 N.Y.2d 98 (N.Y.
1967)).
The Court explicitly held that the Supreme Court's standard outlined in Whren concerning pretextual police traffic stops applies in New York State as well. This means that when a police officer effectuates a routine stop based on a traffic violation, however minor, and that stop leads to the discovery of another violation, whether or not the second violation relates to the reason for the initial stop, the arrest for the second violation remains valid. In sum, if a police officer has probable cause for the initial stop, the defendant cannot challange an otherwise constitutionally valid subsequent search and seizure based on the alleged pretextual nature of the traffic stop.
In Whren, the Supreme Court held that such a stop did not violate the Fourth Amendment of the U.S. Constitution. In Robinson, the New York Court of Appeals held that these pretextual stops were also permissible under Article 1 § 12 of the New York Constitution (which is identical to the Fourth Amendment of the U.S. Constitution, and protects and confers generally the same rights). Before Robinson, the Court had not addressed the effect of Whren on the activities of New York police officers. In explaining its decision to adopt Whren, the Court emphasized that it does not have a history of providing New York defendants with more extensive rights than those provided in the U.S. Constitution; and it declined to do so here. The Court also reasoned that this holding would foster uniformity in constitutional standards for law enforcement practices.
Another related question is whether the application of the Whren standard will "allow the police to stop vehicles in almost countless circumstances" (dissent), due to the ubiquity of vehicle traffic in New York and the frequency of traffic violations. Does this decision give the police an almost unfettered ability to stop any person at any time? It is rare that a person always follows every traffic rule, and if a police officer is patient, the officer could eventually find a reason to pull over almost anyone he or she wishes.
Following the Supreme Court's decision in Whren few states have offered their citizens additional protections beyond those set forth by the Supreme Court. The only state high court to reject Whren outright is the Washington State Supreme Court. In State v. Ladson, 979 P.2d 833, 842-43 (Wash. 1999), that court refused to adopt Whren and held that pretextual stops violate Article I § 7 of the Washington State Constitution. Arkansas has also interpretted the Constitution more broadly than Whren, in State v. Sullivan, 11 S.W.3d 526, 528 (Ark. 2000). Both states instead gauge the reasonableness of a traffic stop by the subjective motivations of the police.
The appendix to the Robinson opinion provides an extensive list of cases in which courts have endorsed the Whren rationale.
Prepared by: