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SEC V. ZANDFORD [Syllabus] Assuming that the allegations in the SEC's complaint are true, respondent's alleged fraudulent conduct-selling his customer's securities and using the proceeds for his own benefit without the customer's knowledge or consent-was "in connection with the purchase or sale of any security" within the meaning of §10(b) of the Securities Exchange Act of 1934 and the SEC's Rule 10b-5. |
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SEC V. EDWARDS [Syllabus] Whether the Court of appeals erred in dismissing the complaint on the ground that an investment scheme is excluded from the term investment contract in the definitions of ''securities Exchange Act of 1934, 15 U.S.C. 78c(a)(10), if the promoter promises a fixed rather than variable return or if the investor is contractually entitled to a particular amount or rate of return. |
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SEC V. ZANDFORD [Syllabus] Assuming that the allegations in the SEC's complaint are true, respondent's alleged fraudulent conduct-selling his customer's securities and using the proceeds for his own benefit without the customer's knowledge or consent-was "in connection with the purchase or sale of any security" within the meaning of §10(b) of the Securities Exchange Act of 1934 and the SEC's Rule 10b-5. |
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SEC V. EDWARDS [Syllabus] Whether the Court of appeals erred in dismissing the complaint on the ground that an investment scheme is excluded from the term investment contract in the definitions of ''securities Exchange Act of 1934, 15 U.S.C. 78c(a)(10), if the promoter promises a fixed rather than variable return or if the investor is contractually entitled to a particular amount or rate of return. |
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UNITED STATES V. O'HAGAN, 117 S.CT. 2199, 138 L.ED.2D 724 (1997). [Syllabus] |
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CREDIT SUISSE SECURITIES (USA) LLC V. BILLING [Syllabus] |
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[Syllabus] |
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STONERIDGE INVESTMENT PARTNERS, LLC V.SCIENTIFIC-ATLANTA, INC. [Syllabus] |
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CENTRAL BANK OF DENVER V. FIRST INTERSTATE BANK OF DENVER, 114 S. CT. 1439, (1994) [Syllabus] |
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ARCADIA V. OHIO POWER CO., 498 U.S. 73 (1990) [Syllabus] |