DOE v. REED
Syllabus
DOE v. REED
(
No. 09-559
)
586 F. 3d 671, affirmed.
- Syllabus [HTML] [PDF]
- Opinion, Roberts [HTML] [PDF]
- Concurrence, Breyer [HTML] [PDF]
- Concurrence, Alito [HTML] [PDF]
- Concurrence, Sotomayor [HTML] [PDF]
- Concurrence, Stevens [HTML] [PDF]
- Concurrence, Scalia [HTML] [PDF]
- Dissent, Thomas [HTML] [PDF]
DOE et al. <font i="1">v . REED, WASHINGTON SECRETARY OF STATE, et al.
certiorari to the united states court of appeals for the ninth circuit
The Washington Constitution allows citizens to challenge state laws by referendum. To initiate a referendum, proponents must file a petition with the secretary of state that contains valid signatures of registered Washington voters equal to or exceeding four percent of the votes cast for the office of Governor at the last gubernatorial election. A valid submission requires not only a signature, but also the signers address and the county in which he is registered to vote.
In May 2009, Washington Governor Christine Gregoire signed into law Senate Bill 5688, which expanded the rights and responsibilities of state-registered domestic partners, including same-sex domestic partners. That same month, Protect Marriage Washington, one of the petitioners here, was organized as a State Political Committee for the purpose of collecting the petition signatures necessary to place a referendum challenging SB 5688 on the ballot. If the referendum made it onto the ballot, Protect Marriage Washington planned to encourage voters to reject SB 5688. Protect Marriage Washington submitted the petition with more than 137,000 signatures to the secretary of state, and after conducting the verification and canvassing process required by state law, the secretary determined that the petition contained sufficient signatures to qualify the referendum (R71) for the ballot. Respondent intervenors invoked the Washington Public Records Act (PRA) to obtain copies of the petition, which contained the signers names and addresses.
The R71 petition sponsor and certain signers filed a complaint and a motion for injunctive relief in Federal District Court, seeking to enjoin the public release of the petition. Count I alleges that the PRA is unconstitutional as applied to referendum petitions, and Count II alleges that the PRA is unconstitutional as applied to the Referendum 71 petition because there is a reasonable probability that the signatories … will be subjected to threats, harassment, and reprisals. Determining that the PRA burdened core political speech, the District Court held that plaintiffs were likely to succeed on the merits of Count I and granted a preliminary injunction preventing release of the signatory information. Reviewing only Count I, the Ninth Circuit held that plaintiffs were unlikely to succeed on their claim that the PRA is unconstitutional as applied to referendum petitions in general, and therefore reversed.
Held: Disclosure of referendum petitions does not as a general matter violate the First Amendment. Pp. 413.
(a) Because plaintiffs Count I claim and the relief that would followan injunction barring the secretary of state from releasing referendum petitions to the publicreach beyond the particular circumstances of these plaintiffs, they must satisfy this Courts standards for a facial challenge to the extent of that reach. See United States v. Stevens , 559 U. S. ___, ___. Pp. 45.
(b) The compelled disclosure of signatory information on referendum petitions is subject to review under the First Amendment. In most cases, the individuals signature will express the view that the law subject to the petition should be overturned. Even if the signer is agnostic as to the merits of the underlying law, his signature still expresses the political view that the question should be considered by the whole electorate. Meyer v. Grant , 486 U. S. 414. In either case, the expression of a political view implicates a First Amendment right.
Petition signing remains expressive even when it has legal effect in the electoral process. But that does not mean that the electoral context is irrelevant to the nature of this Courts First Amendment review. States have significant flexibility in implementing their own voting systems. To the extent a regulation concerns the legal effect of a particular activity in that process, the government is afforded substantial latitude to enforce that regulation. Also pertinent is the fact that the PRA is not a prohibition on speech, but a disclosure requirement that may burden the ability to speak, but [does] not prevent anyone from speaking. Citizens United v. Federal Election Commn , 558 U. S. ___, ___. This Court has reviewed First Amendment challenges to disclosure requirements in the electoral context under an exacting scrutiny standard, requiring a substantial relation between the disclosure requirement and a sufficiently important governmental interest. Id ., at ___. To withstand this scrutiny, the strength of the governmental interest must reflect the seriousness of the actual burden on First Amendment rights. Davis v. Federal Election Commn , 554 U. S. ___, ___. Pp. 57.
(c) The States interest in preserving the integrity of the electoral process suffices to defeat the argument that the PRA is unconstitutional with respect to referendum petitions in general. That interest is particularly strong with respect to efforts to root out fraud. But the States interest is not limited to combating fraud; it extends to efforts to ferret out invalid signatures caused not by fraud but by simple mistake, such as duplicate signatures or signatures of individuals who are not registered to vote in the State. The States interest also extends more generally to promoting transparency and accountability in the electoral process.
Plaintiffs contend that disclosure is not sufficiently related to the interest of protecting the integrity of the electoral process to withstand First Amendment scrutiny. They argue that disclosure is not necessary because the secretary of state is already charged with verifying and canvassing the names on a petition, a measures advocates and opponents can observe that process, any citizen can challenge the secretarys actions in court, and criminal penalties reduce the danger of fraud in the petition process. But the secretarys verification and canvassing will not catch all the invalid signatures, and public disclosure can help cure the inadequacies of the secretarys process. Disclosure also helps prevent difficult-to-detect fraud such as outright forgery and bait and switch fraud, in which an individual signs the petition based on a misrepresentation of the underlying issue. And disclosure promotes transparency and accountability in the electoral process to an extent other measures cannot. Pp. 810.
(d) Plaintiffs main objection is that the strength of the governmental interest does not reflect the seriousness of the actual burden on First Amendment rights. Davis , supra , at ___. According to plaintiffs, the objective of those seeking disclosure is not to prevent fraud, but to publicly identify signatories and broadcast their political views on the subject of the petition. Plaintiffs allege, for example, that several groups plan to post the petitions in searchable form on the Internet, and then encourage other citizens to seek out R71 petition signers. That, plaintiffs argue, would subject them to threats, harassment, and reprisals.
The problem for plaintiffs is that their argument rests almost entirely on the specific harm that would attend the disclosure of information on the R71 petition. But the question before the Court at this stage of the litigation is whether disclosure of referendum petitions in general violates the First Amendment. Faced with the States unrebutted arguments that only modest burdens attend the disclosure of a typical petition, plaintiffs broad challenge to the PRA must be rejected. But upholding the PRA against a broad-based challenge does not foreclose success on plaintiffs narrower challenge in Count II, which is pending before the District Court. See Buckley v. Valeo , 424 U. S. 1. Pp. 1013.
586 F. 3d 671, affirmed.
Roberts, C. J., delivered the opinion of the Court, in which Kennedy, Ginsburg, Breyer, Alito, and Sotomayor, JJ., joined. Breyer, J., and Alito, J., filed concurring opinions. Sotomayor , J., filed a concurring opinion, in which Stevens and Ginsburg , JJ., joined. Stevens , J., filed an opinion concurring in part and concurring in the judgment, in which Breyer, J., joined. Scalia , J., filed an opinion concurring in the judgment. Thomas , J., filed a dissenting opinion.
TOP
Opinion
JOHN DOE #1,
et al.
, PETITIONERS
v.
SAM REED,
WASHINGTON SECRETARY OF STATE, et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
Chief Justice Roberts delivered the opinion of the Court.
The State of Washington allows its citizens to challenge state laws by referendum. Roughly four percent of Washington voters must sign a petition to place such a referendum on the ballot. That petition, which by law must include the names and addresses of the signers, is then submitted to the government for verification and canvassing, to ensure that only lawful signatures are counted. The Washington Public Records Act (PRA) authorizes private parties to obtain copies of government documents, and the State construes the PRA to cover submitted referendum petitions.
This case arises out of a state law extending certain benefits to same-sex couples, and a corresponding referendum petition to put that law to a popular vote. Respondent intervenors invoked the PRA to obtain copies of the petition, with the names and addresses of the signers. Certain petition signers and the petition sponsor objected, arguing that such public disclosure would violate their rights under the First Amendment.
The course of this litigation, however, has framed the legal question before us more broadly. The issue at this stage of the case is not whether disclosure of this particular petition would violate the First Amendment, but whether disclosure of referendum petitions in general would do so. We conclude that such disclosure does not as a general matter violate the First Amendment, and we therefore affirm the judgment of the Court of Appeals. We leave it to the lower courts to consider in the first instance the signers more focused claim concerning disclosure of the information on this particular petition, which is pending before the District Court.
I
The Washington Constitution reserves to the people the power to reject any bill, with a few limited exceptions not relevant here, through the referendum process. Wash. Const., Art. II, §1(b). To initiate a referendum, proponents must file a petition with the secretary of state that contains valid signatures of registered Washington voters equal to or exceeding four percent of the votes cast for the office of Governor at the last gubernatorial election. §§1(b), (d). A valid submission requires not only a signature, but also the signers address and the county in which he is registered to vote. Wash. Rev. Code §29A.72.130 (2008).
In May 2009, Washington Governor Christine Gregoire signed into law Senate Bill 5688, which expand[ed] the rights and responsibilities of state-registered domestic partners, including same-sex domestic partners. 586 F. 3d 671, 675 (CA9 2009). That same month, Protect Marriage Washington, one of the petitioners here, was organized as a State Political Committee for the purpose of collecting the petition signatures necessary to place a referendum on the ballot, which would give the voters themselves an opportunity to vote on SB 5688. App. 89. If the referendum made it onto the ballot, Protect Marriage Washington planned to encourage voters to reject SB 5688. Id ., at 7, 9.
On July 25, 2009, Protect Marriage Washington submitted to the secretary of state a petition containing over 137,000 signatures. See 586 F. 3d, at 675; Brief for Respondent Washington Families Standing Together 6. The secretary of state then began the verification and canvassing process, as required by Washington law, to ensure that only legal signatures were counted. Wash. Rev. Code §29A.72.230. Some 120,000 valid signatures were required to place the referendum on the ballot. Sam Reed, Washington Secretary of State, Certification of Referendum 71 (Sept. 2, 2009). The secretary of state determined that the petition contained a sufficient number of valid signatures, and the referendum (R71) appeared on the November 2009 ballot. The voters approved SB 5688 by a margin of 53% to 47%.
The PRA, Wash. Rev. Code §42.56.001 et seq ., makes all public records available for public inspection and copying. §42.56.070(1) (2008). The Act defines [p]ublic record as any writing containing information relating to the conduct of government or the performance of any governmental or proprietary function prepared, owned, used, or retained by any state or local agency. §42.56.010(2). Washington takes the position that referendum petitions are public records. Brief for Respondent Reed 5.
By August 20, 2009, the secretary had received requests for copies of the R71 petition from an individual and four entities, including Washington Coalition for Open Government (WCOG) and Washington Families Standing Together (WFST), two of the respondents here. 586 F. 3d, at 675. Two entities, WhoSigned.org and KnowThyNeighbor.org, issued a joint press release stating their intention to post the names of the R71 petition signers online, in a searchable format. See App. 11; 586 F. 3d, at 675.
The referendum petition sponsor and certain signers filed a complaint and a motion for a preliminary injunction in the United States District Court for the Western District of Washington, seeking to enjoin the secretary of state from publicly releasing any documents that would reveal the names and contact information of the R71 petition signers. App. 4. Count I of the complaint alleges that [t]he Public Records Act is unconstitutional as applied to referendum petitions. Id., at 16. Count II of the complaint alleges that [t]he Public Records Act is unconstitutional as applied to the Referendum 71 petition because there is a reasonable probability that the signatories of the Referendum 71 petition will be subjected to threats, harassment, and reprisals. Id., at 17. Determining that the PRA burdened core political speech, the District Court held that plaintiffs were likely to succeed on the merits of Count I and granted them a preliminary injunction on that count, enjoining release of the information on the petition. 661 F. Supp. 2d 1194, 12051206 (WD Wash. 2009).
The United States Court of Appeals for the Ninth Circuit reversed. Reviewing only Count I of the complaint, the Court of Appeals held that plaintiffs were unlikely to succeed on their claim that the PRA is unconstitutional as applied to referendum petitions generally. It therefore reversed the District Courts grant of the preliminary injunction. 586 F. 3d, at 681. We granted certiorari. 558 U. S. ___ (2010).
II
It is important at the outset to define the scope of the challenge before us. As noted, Count I of the complaint contends that the PRA violates the First Amendment as applied to referendum petitions. App. 16. Count II asserts that the PRA is unconstitutional as applied to the Referendum 71 petition. Id., at 17. The District Court decision was based solely on Count I; the Court of Appeals decision reversing the District Court was similarly limited. 586 F. 3d, at 676, n. 6. Neither court addressed Count II.
The parties disagree about whether Count I is properly viewed as a facial or as-applied challenge. Compare Reply Brief for Petitioners 8 (Count I expressly made an as-applied challenge), with Brief for Respondent Reed 1 (This is a facial challenge to Washingtons Public Records Act). It obviously has characteristics of both: The claim is as applied in the sense that it does not seek to strike the PRA in all its applications, but only to the extent it covers referendum petitions. The claim is facial in that it is not limited to plaintiffs particular case, but challenges application of the law more broadly to all referendum petitions.
The label is not what matters. The important point is that plaintiffs claim and the relief that would followan injunction barring the secretary of state from making referendum petitions available to the public, App. 16 (Complaint Count I)reach beyond the particular circumstances of these plaintiffs. They must therefore satisfy our standards for a facial challenge to the extent of that reach. See United States v. Stevens , 559 U. S. ___, ___ (2010) (slip op., at 10).
III
A
The compelled disclosure of signatory information on referendum petitions is subject to review under the First Amendment. An individual expresses a view on a political matter when he signs a petition under Washingtons referendum procedure. In most cases, the individuals signature will express the view that the law subject to the petition should be overturned. Even if the signer is agnostic as to the merits of the underlying law, his signature still expresses the political view that the question should be considered by the whole electorate. Meyer v. Grant , 486 U. S. 414, 421 (1988) . In either case, the expression of a political view implicates a First Amendment right. The State, having cho[sen] to tap the energy and the legitimizing power of the democratic process, … must accord the participants in that process the First Amendment rights that attach to their roles. Republican Party of Minn. v. White , 536 U. S. 765, 788 (2002) (internal quotation marks and ellipsis omitted).
Respondents counter that signing a petition is a legally operative legislative act and therefore does not involve any significant expressive element. Brief for Respondent Reed 31. It is true that signing a referendum petition may ultimately have the legal consequence of requiring the secretary of state to place the referendum on the ballot. But we do not see how adding such legal effect to an expressive activity somehow deprives that activity of its expressive component, taking it outside the scope of the First Amendment. Respondents themselves implicitly recognize that the signature expresses a particular viewpoint, arguing that one purpose served by disclosure is to allow the public to engage signers in a debate on the merits of the underlying law. See, e.g. , id., at 45; Brief for Respondent WCOG 49; Brief for Respondent WFST 58.
Petition signing remains expressive even when it has legal effect in the electoral process. But that is not to say that the electoral context is irrelevant to the nature of our First Amendment review. We allow States significant flexibility in implementing their own voting systems. See Burdick v. Takushi , 504 U. S. 428, 433434 (1992) . To the extent a regulation concerns the legal effect of a particular activity in that process, the government will be afforded substantial latitude to enforce that regulation. Also pertinent to our analysis is the fact that the PRA is not a prohibition on speech, but instead a disclosure requirement. [D]isclosure requirements may burden the ability to speak, but they … do not prevent anyone from speaking. Citizens United v. Federal Election Commn , 558 U. S. ___, ___ (2010) (slip op., at 51) (internal quotation marks omitted).
We have a series of precedents considering First Amendment challenges to disclosure requirements in the electoral context. These precedents have reviewed such challenges under what has been termed exacting scrutiny. See, e.g. , Buckley v. Valeo , 424 U. S. 1, 64 (1976) ( per curiam ) (Since NAACP v. Alabama [ 357 U. S. 449 (1958) ,] we have required that the subordinating interests of the State [offered to justify compelled disclosure] survive exacting scrutiny); Citizens United , supra , at ___ (slip op., at 51) (The Court has subjected [disclosure] requirements to exacting scrutiny (quoting Buckley , supra , at 64)); Davis v. Federal Election Commn , 554 U. S. ___, ___ (2008) (slip op., at 18) (governmental interest in disclosure must survive exacting scrutiny (quoting Buckley , supra , at 64)); Buckley v. American Constitutional Law Foundation, Inc., 525 U. S. 182, 204 (1999) ( ACLF ) (finding that disclosure rules fail[ed] exacting scrutiny (internal quotation marks omitted)).
That standard requires a substantial relation between the disclosure requirement and a sufficiently important governmental interest. Citizens United , supra , at ___ (slip op., at 51) (quoting Buckley , supra , at 64, 66). To withstand this scrutiny, the strength of the governmental interest must reflect the seriousness of the actual burden on First Amendment rights. Davis , supra , at ___ (slip op., at 18) (citing Buckley , supra , at 68, 71). 1
B
Respondents assert two interests to justify the burdens of compelled disclosure under the PRA on First Amendment rights: (1) preserving the integrity of the electoral process by combating fraud, detecting invalid signatures, and fostering government transparency and accountability; and (2) providing information to the electorate about who supports the petition. See, e.g. , Brief for Respondent Reed 3942, 4445. Because we determine that the States interest in preserving the integrity of the electoral process suffices to defeat the argument that the PRA is unconstitutional with respect to referendum petitions in general, we need not, and do not, address the States informational interest.
The States interest in preserving the integrity of the electoral process is undoubtedly important. States allowing ballot initiatives have considerable leeway to protect the integrity and reliability of the initiative process, as they have with respect to election processes generally. ACLF , 525 U. S., at 191. The States interest is particularly strong with respect to efforts to root out fraud, which not only may produce fraudulent outcomes, but has a systemic effect as well: It drives honest citizens out of the democratic process and breeds distrust of our government. Purcell v. Gonzalez , 549 U. S. 1, 4 (2006) ( per curiam ); see also Crawford v. Marion County Election Bd. , 553 U. S. 181, 196 (2008) (opinion of Stevens , J.). The threat of fraud in this context is not merely hypothetical; respondents and their amici cite a number of cases of petition-related fraud across the country to support the point. See Brief for Respondent Reed 43; Brief for State of Ohio et al. as Amici Curiae 2224.
But the States interest in preserving electoral integrity is not limited to combating fraud. That interest extends to efforts to ferret out invalid signatures caused not by fraud but by simple mistake, such as duplicate signatures or signatures of individuals who are not registered to vote in the State. See Brief for Respondent Reed 42. That interest also extends more generally to promoting transparency and accountability in the electoral process, which the State argues is essential to the proper functioning of a democracy. Id., at 39.
Plaintiffs contend that the disclosure requirements of the PRA are not sufficiently related to the interest of protecting the integrity of the electoral process. Brief for Petitioners 51. They argue that disclosure is not necessary because the secretary of state is already charged with verifying and canvassing the names on a petition, advocates and opponents of a measure can observe that process, and any citizen can challenge the secretarys actions in court. See Wash. Rev. Code §§29A.72.230, 29A.72.240. They also stress that existing criminal penalties reduce the danger of fraud in the petition process. See Brief for Petitioners 50; §§29A.84.210, 29A.84.230, 29A.84.250.
But the secretarys verification and canvassing will not catch all invalid signatures: The job is large and difficult (the secretary ordinarily checks only 3 to 5% of signatures, Brief for Respondent WFST 54), and the secretary can make mistakes, too, see Brief for Respondent Reed 42. Public disclosure can help cure the inadequacies of the verification and canvassing process.
Disclosure also helps prevent certain types of petition fraud otherwise difficult to detect, such as outright forgery and bait and switch fraud, in which an individual signs the petition based on a misrepresentation of the underlying issue. See Brief for Respondent WFST 911, 5354; cf. Brief for Massachusetts Gay and Lesbian Political Caucus et al. as Amici Curiae 1822 (detailing bait and switch fraud in a petition drive in Massachusetts). The signer is in the best position to detect these types of fraud, and public disclosure can bring the issue to the signers attention.
Public disclosure thus helps ensure that the only signatures counted are those that should be, and that the only referenda placed on the ballot are those that garner enough valid signatures. Public disclosure also promotes transparency and accountability in the electoral process to an extent other measures cannot. In light of the foregoing, we reject plaintiffs argument and conclude that public disclosure of referendum petitions in general is substantially related to the important interest of preserving the integrity of the electoral process. 2
C
Plaintiffs more significant objection is that the strength of the governmental interest does not reflect the seriousness of the actual burden on First Amendment rights. Davis , 554 U. S., at ___ (slip op., at 18) (citing Buckley , 424 U. S., at 68, 71); see, e.g. , Brief for Petitioners 1213, 30. According to plaintiffs, the objective of those seeking disclosure of the R71 petition is not to prevent fraud, but to publicly identify those who had validly signed and to broadcast the signers political views on the subject of the petition. Plaintiffs allege, for example, that several groups plan to post the petitions in searchable form on the Internet, and then encourage other citizens to seek out the R71 signers. See App. 11; Brief for Petitioners 8, 4647.
Plaintiffs explain that once on the Internet, the petition signers names and addresses can be combined with publicly available phone numbers and maps, in what will effectively become a blueprint for harassment and intimidation. Id ., at 46. To support their claim that they will be subject to reprisals, plaintiffs cite examples from the history of a similar proposition in California, see, e.g. , id ., at 26, 3132, and from the experience of one of the petition sponsors in this case, see App. 9.
In related contexts, we have explained that those resisting disclosure can prevail under the First Amendment if they can show a reasonable probability that the compelled disclosure [of personal information] will subject them to threats, harassment, or reprisals from either Government officials or private parties. Buckley, supra , at 74; see also Citizens United , 558 U. S., at ___ (slip op., at 52). The question before us, however, is not whether PRA disclosure violates the First Amendment with respect to those who signed the R71 petition, or other particularly controversial petitions. The question instead is whether such disclosure in general violates the First Amendment rights of those who sign referendum petitions.
The problem for plaintiffs is that their argument rests almost entirely on the specific harm they say would attend disclosure of the information on the R71 petition, or on similarly controversial ones. See, e.g. , Brief for Petitioners 10, 2629, 46, 56. But typical referendum petitions concern tax policy, revenue, budget, or other state law issues. Brief for Respondent WFST 36 (listing referenda); see also App. 26 (stating that in recent years the State has received PRA requests for petitions supporting initiatives concerning limiting motor vehicle charges; government regulation of private property; energy resource use by certain electric utilities; long-term care services for the elderly and persons with disabilities; and state, county, and city revenue); id ., at 2627 (stating that in the past 20 years, referendum measures that have qualified for the ballot in the State concerned land-use regulation; unemployment insurance; charter public schools; and insurance coverage and benefits). Voters care about such issues, some quite deeplybut there is no reason to assume that any burdens imposed by disclosure of typical referendum petitions would be remotely like the burdens plaintiffs fear in this case.
Plaintiffs have offered little in response. They have provided us scant evidence or argument beyond the burdens they assert disclosure would impose on R71 petition signers or the signers of other similarly controversial petitions. Indeed, what little plaintiffs do offer with respect to typical petitions in Washington hurts, not helps: Several other petitions in the State have been subject to release in recent years, plaintiffs tell us, Brief for Petitioners 50, but apparently that release has come without incident. Cf. Citizens United, supra , at ___ (slip op., at 55) (Citizens United has been disclosing its donors for years and has identified no instance of harassment or retaliation).
Faced with the States unrebutted arguments that only modest burdens attend the disclosure of a typical petition, we must reject plaintiffs broad challenge to the PRA. In doing so, we noteas we have in other election law disclosure casesthat upholding the law against a broad-based challenge does not foreclose a litigants success in a narrower one. See Buckley, supra , at 74 (minor parties may be exempt from disclosure requirements if they can show a reasonable probability that the compelled disclosure of a partys contributors names will subject them to threats, harassment, or reprisals from either Government officials or private parties); Citizens United, supra , at ___ (slip op., at 54) (disclosure would be unconstitutional as applied to an organization if there were a reasonable probability that the groups members would face threats, harassment, or reprisals if their names were disclosed (citing McConnell v. Federal Election Commn , 540 U. S. 93, 198 (2003) ). The secretary of state acknowledges that plaintiffs may press the narrower challenge in Count II of their complaint in proceedings pending before the District Court. Brief for Respondent Reed 17.
***
We conclude that disclosure under the PRA would not violate the First Amendment with respect to referendum petitions in general and therefore affirm the judgment of the Court of Appeals.
It is so ordered.
Notes
1 Justice Scalia doubts whether petition signing is entitled to any First Amendment protection at all. Post, at 1 (opinion concurring in judgment). His skepticism is based on the view that petition signing has legal effects in the legislative process, while other aspects of political participationwith respect to which we have held there is a First Amendment interest, see supra, at 57do not. See post, at 34, and n. 3. That line is not as sharp as Justice Scalia would have it; he himself recognizes the existence of a First Amendment interest in voting, post, at 6, which of course also can have legal effect. The distinction becomes even fuzzier given that only some petition signing has legal effect, and any such legal effect attaches only well after the expressive act of signing, if the secretary determines that the petition satisfies the requirements for inclusion on the ballot. See post, at 3. Petitions that do not qualify for the ballot of course carry no legal effect.
2 Justice Thomass contrary assessment of the relationship between the disclosure of referendum petitions generally and the States interests in this case is based on his determination that strict scrutiny applies, post, at 5 (dissenting opinion), rather than the standard of review that we have concluded is appropriate, see supra, at 7.
Justice Scalia doubts whether petition signing is entitled to any First Amendment protection at all. Post, at 1 (opinion concurring in judgment). His skepticism is based on the view that petition signing has legal effects in the legislative process, while other aspects of political participationwith respect to which we have held there is a First Amendment interest, see supra, at 57do not. See post, at 34, and n. 3. That line is not as sharp as Justice Scalia would have it; he himself recognizes the existence of a First Amendment interest in voting, post, at 6, which of course also can have legal effect. The distinction becomes even fuzzier given that only some petition signing has legal effect, and any such legal effect attaches only well after the expressive act of signing, if the secretary determines that the petition satisfies the requirements for inclusion on the ballot. See post, at 3. Petitions that do not qualify for the ballot of course carry no legal effect.
Justice Thomass contrary assessment of the relationship between the disclosure of referendum petitions generally and the States interests in this case is based on his determination that strict scrutiny applies, post, at 5 (dissenting opinion), rather than the standard of review that we have concluded is appropriate, see supra, at 7.
TOP
Concurrence
JOHN DOE #1,
et al.
, PETITIONERS
v.
SAM REED,
WASHINGTON SECRETARY OF STATE, et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
Justice Breyer , concurring.
In circumstances where, as here, a law significantly implicates competing constitutionally protected interests in complex ways, the Court balances interests. Nixon v. Shrink Missouri Government PAC , 528 U. S. 377, 402 (2000) ( Breyer, J ., concurring). And in practice that has meant asking whether the statute burdens any one such interest in a manner out of proportion to the statutes salutary effects upon the others. Ibid. As I read their opinions, this is what both the Court and Justice Stevens do. See ante , at 7 (opinion of the Court); post , at 2 ( Stevens, J., concurring in part and concurring in judgment). And for the reasons stated in those opinions (as well as many of the reasons discussed by Justice Sotomayor ), I would uphold the statute challenged in this case. With this understanding, I join the opinion of the Court and Justice Stevens opinion.
TOP
Concurrence
JOHN DOE #1,
et al.
, PETITIONERS
v.
SAM REED,
WASHINGTON SECRETARY OF STATE, et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
Justice Alito , concurring.
The Court holds that the disclosure under the Washington Public Records Act (PRA), Wash. Rev. Code §42.56.001 et seq . (2008), of the names and addresses of persons who sign referendum petitions does not as a general matter violate the First Amendment, ante , at 13, and I agree with that conclusion. Many referendum petitions concern relatively uncontroversial matters, see ante , at 1112, and plaintiffs have provided no reason to think that disclosure of signatory information in those contexts would significantly chill the willingness of voters to sign. Plaintiffs facial challenge therefore must fail. See ante , at 2, 5.
Nonetheless, facially valid disclosure requirements can impose heavy burdens on First Amendment rights in individual cases. Acknowledging that reality, we have long held that speakers can obtain as-applied exemptions from disclosure requirements if they can show a reasonable probability that the compelled disclosure of [personal information] will subject them to threats, harassment, or reprisals from either Government officials or private parties. Buckley v. Valeo , 424 U. S. 1, 74 (1976) (per curiam); see also Citizens United v. Federal Election Commn , 558 U. S. ___, ___ (2010) (slip op., at 52); McConnell v. Federal Election Commn , 540 U. S. 93, 197198 (2003) ; Brown v. Socialist Workers 74 Campaign Comm. (Ohio) , 459 U. S. 87, 93 (1982) . Because compelled disclosure can burden the ability to speak, Citizens United , supra , at ___ (slip op., at 51), and seriously infringe on privacy of association and belief guaranteed by the First Amendment, Buckley , supra , at 64, the as-applied exemption plays a critical role in safeguarding First Amendment rights.
I
The possibility of prevailing in an as-applied challenge provides adequate protection for First Amendment rights only if (1) speakers can obtain the exemption sufficiently far in advance to avoid chilling protected speech and (2) the showing necessary to obtain the exemption is not overly burdensome. With respect to the first requirement, the as-applied exemption becomes practically worthless if speakers cannot obtain the exemption quickly and well in advance of speaking. To avoid the possibility that a disclosure requirement might chill the willingness of voters to sign a referendum petition (and thus burden a circulators ability to collect the necessary number of signatures, cf. Meyer v. Grant , 486 U. S. 414, 423 (1988) ), voters must have some assurance at the time when they are presented with the petition that their names and identifying information will not be released to the public. The only way a circulator can provide such assurance, however, is if the circulator has sought and obtained an as-applied exemption from the disclosure requirement well before circulating the petition. Otherwise, the best the circulator could do would be to tell voters that an exemption might be obtained at some point in the future. Such speculation would often be insufficient to alleviate voters concerns about the possibility of being subjected to threats, harassment, or reprisals. Cf. Citizens United , supra , at ___ (slip op., at 56) ( Thomas , J., concurring in part and dissenting in part).
Additionally, speakers must be able to obtain an as-applied exemption without clearing a high evidentiary hurdle. We acknowledged as much in Buckley , where we noted that unduly strict requirements of proof could impose a heavy burden on speech. 424 U. S., at 74. Recognizing that speakers must be allowed sufficient flexibility in the proof of injury to assure a fair consideration of their claim, we emphasized that speakers need show only a reasonable probability that disclosure will lead to threats, harassment, or reprisals. Ibid . (emphasis added). We stated that speakers could rely on a wide array of evidence to meet that standard, including specific evidence of past or present harassment of [group] members, harassment directed against the organization itself, or a pattern of threats or specific manifestations of public hostility. Ibid . Significantly, we also made clear that [n]ew [groups] that have no history upon which to draw may be able to offer evidence of reprisals and threats directed against individuals or organizations holding similar views. Ibid . From its inception, therefore, the as-applied exemption has not imposed onerous burdens of proof on speakers who fear that disclosure might lead to harassment or intimidation.
II
In light of those principles, the plaintiffs in this case have a strong argument that the PRA violates the First Amendment as applied to the Referendum 71 petition.
A
Consider first the burdens on plaintiffs First Amendment rights. The widespread harassment and intimidation suffered by supporters of Californias Proposition 8 provides strong support for an as-applied exemption in the present case. See Buckley , supra , at 74 (explaining that speakers seeking as-applied relief from a disclosure requirement can rely on evidence of reprisals and threats directed against individuals or organizations holding similar views). Proposition 8 amended the California Constitution to provide that [o]nly marriage between a man and a woman is valid or recognized in California, Cal. Const., Art. I, §7.5, and plaintiffs submitted to the District Court substantial evidence of the harassment suffered by Proposition 8 supporters, see Declaration of Scott F. Bieniek in No. C:095456 (WD Wash.), Exhs. 12, 13. Members of this Court have also noted that harassment. See Hollingsworth v. Perry , 558 U. S. ___, ___ (2010) (per curiam) (slip op., at 23); Citizens United , 558 U. S., at ___ (slip op., at 23) (opinion of Thomas , J.). Indeed, if the evidence relating to Proposition 8 is not sufficient to obtain an as-applied exemption in this case, one may wonder whether that vehicle provides any meaningful protection for the First Amendment rights of persons who circulate and sign referendum and initiative petitions.
What is more, when plaintiffs return to the District Court, they will have the opportunity to develop evidence of intimidation and harassment of Referendum 71 supportersan opportunity that was pretermitted because of the District Courts decision to grant a preliminary injunction on count 1 of plaintiffs complaint. See 661 F. Supp. 2d 1194, 12051206 (WD Wash. 2009); Tr. of Oral Arg. 4041. For example, plaintiffs allege that the campaign manager for one of the plaintiff groups received threatening e-mails and phone calls, and that the threats were so severe that the manager filed a complaint with the local sheriff and had his children sleep in an interior room of his home. App. 910.
B
The inadequacy of the States interests in compelling public disclosure of referendum signatory information further confirms that courts should be generous in granting as-applied relief in this context. See Buckley , supra , at 71 (recognizing that the weakness of the States interests in an individual case can require exempting speakers from compelled disclosure); Brown , 459 U. S., at 9293 (same). As the Court notes, respondents rely on two interests to justify compelled disclosure in this context: (1) providing information to voters about who supports a referendum petition; and (2) preserving the integrity of the referendum process by detecting fraudulent and mistaken signatures. Ante , at 8.
1
In my view, respondents asserted informational interest will not in any case be sufficient to trump the First Amendment rights of signers and circulators who face a threat of harassment. Respondents maintain that publicly disclosing the names and addresses of referendum signatories provides the voting public with insight into whether support for holding a vote comes predominantly from particular interest groups, political or religious organizations, or other group[s] of citizens, and thus allows voters to draw inferences about whether they should support or oppose the referendum. Brief for Respondent Washington Families Standing Together 58; see also Brief for Respondent Reed 4648. Additionally, respondents argue that disclosure allows Washington voters to engage in discussion of referred measures with persons whose acts secured the election and suspension of state law. Id ., at 45; see also Brief for Respondent Washington Families Standing Together 58.
The implications of accepting such an argument are breathtaking. Were we to accept respondents asserted informational interest, the State would be free to require petition signers to disclose all kinds of demographic information, including the signers race, religion, political affiliation, sexual orientation, ethnic background, and interest-group memberships. Requiring such disclosures, however, runs headfirst into a half century of our case law, which firmly establishes that individuals have a right to privacy of belief and association. See Rumsfeld v. Forum for Academic and Institutional Rights, Inc. , 547 U. S. 47, 69 (2006) ; Brown , supra , at 91; Buckley , 424 U. S., at 64; DeGregory v. Attorney General of N. H. , 383 U. S. 825, 829 (1966) ; Gibson v. Florida Legislative Investigation Comm. , 372 U. S. 539, 544 (1963) ; NAACP v. Alabama ex rel. Patterson , 357 U. S. 449, 462 (1958) . Indeed, the States informational interest paints such a chilling picture of the role of government in our lives that at oral argument the Washington attorney general balked when confronted with the logical implications of accepting such an argument, conceding that the State could not require petition signers to disclose their religion or ethnicity. Tr. of Oral Arg. 37, 56.
Respondents informational interest is no more legitimate when viewed as a means of providing the public with information needed to locate and contact supporters of a referendum. In the name of pursuing such an interest, the State would be free to require petition signers to disclose any information that would more easily enable members of the voting public to contact them and engage them in discussion, including telephone numbers, e-mail addresses, and Internet aliases. Once again, permitting the government to require speakers to disclose such information runs against the current of our associational privacy cases. But more important, when speakers are faced with a reasonable probability of harassment or intimidation, the State no longer has any interest in enabling the public to locate and contact supporters of a particular measurefor in that instance, disclosure becomes a means of facilitating harassment that impermissibly chills the exercise of First Amendment rights.
In this case, two groups proposed to place on the Internet the names and addresses of all those who signed Referendum 71, and it is alleged that their express aim was to encourage uncomfortable conversation[s]. 661 F. Supp. 2d, at 1199 (internal quotation marks omitted). If this information is posted on the Internet, then anyone with access to a computer could compile a wealth of information about all of those persons, including in many cases all of the following: the names of their spouses and neighbors, their telephone numbers, directions to their homes, pictures of their homes, information about their homes (such as size, type of construction, purchase price, and mortgage amount), information about any motor vehicles that they own, any court case in which they were parties, any information posted on a social networking site, and newspaper articles in which their names appeared (including such things as wedding announcements, obituaries, and articles in local papers about their childrens school and athletic activities). The potential that such information could be used for harassment is vast.
2
Respondents also maintain that the State has an interest in preserving the integrity of the referendum process and that public disclosure furthers that interest by helping the State detect fraudulent and mistaken signatures. I agree with the Court that preserving the integrity of the referendum process constitutes a sufficiently important state interest. Ante , at 8. But I harbor serious doubts as to whether public disclosure of signatory information serves that interest in a way that always reflect[s] the seriousness of the actual burden on First Amendment rights. Davis v. Federal Election Commn , 554 U. S. ___, ___ (2008) (slip op., at 18).
First , the realities of Washington law undermine the States argument that public disclosure is necessary to ensure the integrity of the referendum process. The State of Washington first authorized voter initiatives via constitutional amendment in 1912, and the following year the Washington Legislature passed a statute specifying the particulars of the referendum process. See State ex rel. Case v. Superior Ct. for Thurston Cty. , 81 Wash. 623, 628, 143 P. 461, 462 (1914). Significantly, Washingtons laws pertaining to initiatives and referenda did not then and do not now authorize the public disclosure of signatory information. See Wash. Rev. Code §29A.72.010 et seq . ; 1913 Wash. Laws. pp. 418437. Instead, the public disclosure requirement stems from the PRA, which was enacted in 1972 and which requires the public disclosure of state documents generally, not referendum documents specifically. See Wash. Rev. Code §42.56.001 et seq . Indeed, if anything, Washingtons referenda and initiative laws suggest that signatory information should remain confidential: Outside observers are permitted to observe the secretary of states verification and canvassing process only so long as they make no record of the names, addresses, or other information on the petitions or related records during the verification process, §29A.72.230 , and the State is required to destroy all those petitions that fail to qualify for the ballot, §29A.72.200.
Second , the State fails to come to grips with the fact that public disclosure of referendum signatory information is a relatively recent practice in Washington. Prior to the adoption of the PRA in 1972, the Washington attorney general took the view that referendum petitions were not subject to public disclosure. See Op. Wash. Atty. Gen. 5557 No. 274, pp. 12 (May 28, 1956), online at http://www.atg.wa.gov/AGOOpinions/opinion.aspx?section=topic&id=10488 (all Internet materials as visited June 17, 2010, and available in Clerk of Courts case file) (declaring that public disclosure of initiative petitions would be contrary to public policy and would run contrary to a tendency on the part of the legislature to regard the signing of an initiative petition as a matter concerning only the individual signers except in so far as necessary to safeguard against abuses of the privilege). Indeed, the secretary of state represents on his Web site that even after the PRA was enacted, various Secretary of State administrations took the position, from 1973 to 1998, that the personal information on petition sheets were NOT subject to disclosure. B. Zylstra, The Disclosure History of Petition Sheets (Sept. 17, 2009), online at http://blogs.sos.wa.gov/FromOurCorner/index.php/2009/09/the-disclosure-history-of-petition-sheets/. Although the secretary of state apparently changed this policy in the late 1990s, it appears that the secretary did not release any initiative petitions until 2006. Ibid . And to date, the secretary has released only a handful of petitions. Ibid . ; App. 26. That history substantially undermines the States assertion that public disclosure is necessary to ensure the integrity of the referendum process. For nearly a century, Washingtons referendum process operatedand apparently operated successfullywithout the public disclosure of signatory information. The State has failed to explain how circumstances have changed so dramatically in recent years that public disclosure is now required.
Third , the experiences of other States demonstrates that publicly disclosing the names and identifying information of referendum signatories is not necessary to protect against fraud and mistake. To give but one example, California has had more initiatives on the ballot than any other State save Oregon. See Initiative and Referendum Institute, Initiative Use, p. 1 (Feb. 2009), online at http://www.iandrinstitute.org/IRI Initiative Use (1904=2008).pdf. Nonetheless, California law explicitly protects the privacy of initiative and referendum signatories. See Cal. Elec. Code Ann. §18650 (West 2003); Cal. Govt. Code Ann. §6253.5 (West 2008). It is thus entirely possible for a State to keep signatory information private and maintain a referendum and initiative process free from fraud.
Finally , Washington could easily and cheaply employ alternative mechanisms for protecting against fraud and mistake that would be far more protective of circulators and signers First Amendment rights. For example, the Washington attorney general represented to us at oral argument that the Secretary of States first step after receiving submitted petitions is to take them to his archiving section and to have them digitized. Tr. of Oral Arg. 30. With a digitized list, it should be relatively easy for the secretary to check for duplicate signatures on a referendum petition. And given that the secretary maintains a centralized, uniform, interactive computerized statewide voter registration list that contains the name and registration information of every registered voter in the state, Wash. Rev. Code Ann. §29A.08.125(1) (West Supp. 2010), the secretary could use a computer program to cross-check the names and addresses on the petition with the names and addresses on the voter registration roles, thus ensuring the accuracy and legitimacy of each signature.
Additionally, using the digitized version of the referendum petition, the State could set up a simple system for Washington citizens to check whether their names have been fraudulently signed to a petition. For example, on his Web site, the secretary maintains an interface that allows voters to confirm their voter registration information simply by inputting their name and date of birth. See http://wei.secstate.wa.gov/osos/VoterVault/Pages/MyVote.aspx. Presumably the secretary could set up a similar interface for referendum petitions. Indeed, the process would seem to be all the more simple given that Washington requires a unique identifier [to] be assigned to each registered voter in the state. §29A.08.125(4).
***
As-applied challenges to disclosure requirements play a critical role in protecting First Amendment freedoms. To give speech the breathing room it needs to flourish, prompt judicial remedies must be available well before the relevant speech occurs and the burden of proof must be low. In this caseboth through analogy and through their own experiencesplaintiffs have a strong case that they are entitled to as-applied relief, and they will be able to pursue such relief before the District Court.
TOP
Dissent
JOHN DOE #1,
et al.
, PETITIONERS
v.
SAM REED,
WASHINGTON SECRETARY OF STATE, et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
Justice Thomas , dissenting.
Just as [c]onfidence in the integrity of our electoral processes is essential to the functioning of our participatory democracy, Purcell v. Gonzalez , 549 U. S. 1, 4 (2006) (per curiam) , so too is citizen participation in those processes, which necessarily entails political speech and association under the First Amendment. In my view, compelled disclosure of signed referendum and initiative petitions 1 under the Washington Public Records Act (PRA), Wash. Rev. Code §42.56.001, et seq. (2008), severely burdens those rights and chills citizen participation in the referendum process. Given those burdens, I would hold that Washingtons decision to subject all referendum petitions to public disclosure is unconstitutional because there will always be a less restrictive means by which Washington can vindicate its stated interest in preserving the integrity of its referendum process. I respectfully dissent.
I
This case concerns the interaction of two distinct sets of Washington statutes. The first set, codified in Washingtons Election Code, regulates the referendum and initiative process. These statutes require, among other things, that referendum signers write their names and addresses on petition sheets, and mandate that this information be disclosed to Washingtons secretary of state for canvassing and verification. See, e.g., §§29A.72.130, 29A.72.230 (2008). Petitioners do not contend that these requirements violate their First Amendment rights; that is, they do not argue that the Constitution allows them to support a referendum measure without disclosing their names to the State .
The second set of statutesthe PRAis not a referendum or election regulation. Rather, the PRA requires disclosure of all nonexempt public records upon request by any person. See §§42.56.010(2), 42.56.070. Washington has concluded that signed referendum petitions are public records subject to disclosure under the PRA, and has routinely disclosed petitions in response to public records requests. Brief for Respondent Reed 56.
Petitioners do not challenge the constitutionality of the PRA generally . They contend only that Washington violates their First Amendment rights by construing the PRA to apply to signed referendum petitions. See Brief for Petitioners 3539. As the Court notes, the parties dispute whether this challenge is best conceived as a facial challenge or an as-applied challenge. See ante , at 5. In my view, the Court correctly concludes that petitioners must satisfy our standards for a facial challenge because their claim, and the relief that they seek, reach beyond their particular circumstances. Ibid.
We typically disfavor facial challenges. See Washington State Grange v. Washington State Republican Party , 552 U. S. 442, 449 (2008) . They often rest on speculation, can lead courts unnecessarily to anticipate constitutional questions or formulate broad constitutional rules, and may prevent governmental officers from implementing laws in a manner consistent with the Constitution. Id. , at 450451. For those reasons, we rejected in Washington State Grange political parties pre-enforcement facial challenge to a Washington initiative that allowed candidates in a primary election to self-designate their political party preference on the primary election ballot. See id., at 458459. Because the challenge was a pre-enforcement one, Washington had no opportunity to implement the initiative, id. , at 450, so the political parties arguments that it violated their association rights all depended on the possibility that voters will be confused as to the meaning of the party-preference designation, id. , at 454. Moreover, a facial challenge was inappropriate because the regulation did not on its face impose a severe burden on political parties associational rights. Id. , at 444.
Those considerations point in the opposite direction here. Washingtons construction of the PRA on its face impose[s] a severe burden, ibid. compelled disclosure of privacy in political association protected by the First Amendment, see infra , at 45on all referendum signers. And Washington has had several opportunit[ies] to implement the PRAs disclosure requirements with respect to initiative petitions. Washington State Grange, supra, at 450. Indeed, Washington admits that [a]ll petitions for initiatives, referendum, recall, and candidate nomination are public records subject to disclosure. Brief for Respondent Reed 59; see also App. 26 (listing six completed requests for disclosure of signed initiative petitions since 2006). Washington thus has eliminated any possibility that referendum petition signers will be confused as to how the State will respond to a request under the PRA to disclose their names and addresses. Washington State Grange , 552 U. S., at 454.
Accordingly, I would consider petitioners facial challenge here. For purposes of this case, I will assume that to prevail, petitioners must satisfy our most rigorous standard, and show that there is no set of circumstances … under which the PRA could be constitutionally applied to a referendum or initiative petition, i.e. , that the [PRA] is unconstitutional in all of its applications, id., at 449 (quoting United States v. Salerno , 481 U. S. 739, 745 (1987) ).
II
A
The Court correctly concludes that an individual expresses a political view by signing a referendum petition. Ante , at 5. The Court also rightly rejects the baseless argument that such expressive activity falls outside the scope of the First Amendment merely because it has legal effect in the electoral process. Ante , at 6. Yet, the Court does not acknowledge the full constitutional implications of these conclusions.
The expressive political activity of signing a referendum petition is a paradigmatic example of the practice of persons sharing common views banding together to achieve a common end. Citizens Against Rent Control/Coalition for Fair Housing v. Berkeley , 454 U. S. 290, 294 (1981) . A referendum supported by only one persons signature is a nullity; it will never be placed on the ballot. The Doe petitioners recognized as much when theyand more than 120,000 other Washingtonians, see ante , at 3joined with petitioner Protect Marriage Washington, a state political action committee organized under §42.17.040, to effect Protect Marriage Washingtons major purpose of collecting enough valid signatures to place Referendum 71 on the general election ballot. App. to Pet. for Cert. 29a. For these reasons, signing a referendum petition amounts to political association protected by the First Amendment. Citizens Against Rent Control , supra , at 295 (quoting Buckley v. Valeo , 424 U. S. 1, 15 (1976) (per curiam) ).
This Court has long recognized the vital relationship between political association and privacy in ones associations, NAACP v. Alabama ex rel. Patterson , 357 U. S. 449, 462 (1958) , and held that [t]he Constitution protects against the compelled disclosure of political associations and beliefs, Brown v. Socialist Workers 74 Campaign Comm. (Ohio) , 459 U. S. 87, 91 (1982) . This constitutional protection yield[s] only to a subordinating interest of the State that is compelling, and then only if there is a substantial relation between the information sought and an overriding and compelling state interest. Id. , at 9192 (internal quotation marks, citations, and brackets omitted). Thus, unlike the Court, I read our precedents to require application of strict scrutiny to laws that compel disclosure of protected First Amendment association. Buckley v. American Constitutional Law Foundation, Inc. , 525 U. S. 182, 206, 212 (1999) (ACLF) ( Thomas , J., concurring in judgment). Under that standard, a disclosure requirement passes constitutional muster only if it is narrowly tailored i.e. , the least restrictive meansto serve a compelling state interest. See id. , at 206.
B
Washingtons application of the PRA to a referendum petition does not survive strict scrutiny.
1
Washington first contends that it has a compelling interest in transparency and accountability, which it claims encompasses several subordinate interests: preserving the integrity of its election process, preventing corruption, deterring fraud, and correcting mistakes by the secretary of state or by petition signers. See Brief for Respondent Reed 4042; 5759.
It is true that a State has a substantial interest in regulating its referendum and initiative processes to protect the[ir] integrity and reliability. ACLF , 525 U. S., at 191. But Washington points to no precedent from this Court recognizing correcting errors as a distinct compelling interest that could support disclosure regulations. And our cases strongly suggest that preventing corruption and deterring fraud bear less weight in this particular electoral context: the signature-gathering stage of a referendum or initiative drive. The Court has twice observed that the risk of fraud or corruption, or the appearance thereof, is more remote at the petition stage of an initiative than at the time of balloting. Id . , at 203 (quoting Meyer v. Grant , 486 U. S. 414, 427 (1988) ). Similarly, because [r]eferenda are held on issues, not candidates for public office, the risk of corruption perceived in cases involving candidate elections simply is not present in a popular vote on a public issue. First Nat. Bank of Boston v. Bellotti , 435 U. S. 765, 790 (1978) (citations omitted).
We should not abandon those principles merely because Washington and its amici can point to a mere eight instances of initiative-related fraud, see Brief for Respondent Reed 42; Brief for State of Ohio et al. as Amici Curiae 2224, among the 809 initiative measures placed on state ballots in this country between 1988 and 2008, see Initiative and Referendum Institute, Initiative Use 2 (Feb. 2009), online at http://www.iandrinstitute.org/ IRI Initiative Use (1904-2008).pdf (as visited June 21, 2010, and available in Clerk of Courts case file). If anything, these meager figures reinforce the conclusion that the risks of fraud or corruption in the initiative and referendum process are remote and thereby undermine Washingtons claim that those two interests should be considered compelling for purposes of strict scrutiny.
Thus, I am not persuaded that Washingtons interest in protecting the integrity and reliability of its referendum process, as the State has defined that interest, is compelling. But I need not answer that question here. Even assuming the interest is compelling, on-demand disclosure of a referendum petition to any person under the PRA is a blunderbuss approach to furthering that interest, Colorado Republican Federal Campaign Comm. v. Federal Election Commn , 518 U. S. 604, 642 (1996) ( Thomas , J., concurring in judgment and dissenting in part) (internal quotation marks omitted), not the least restrictive means of doing so. The events that prompted petitioners complaint in this case demonstrate as much.
As Washington explained during oral argument, after the secretary of state receives signed referendum petitions, his first step … is to take them to his archiving section and to have them digitized. As soon as theyre digitized, theyre available on disks for anyone who requests them under the PRA. Tr. of Oral Arg. 30. In this case, two organizations announced their intention to obtain the digitized names and addresses of referendum signers and post them online, in a searchable format. Ante , at 3.
There is no apparent reason why Washington must broadly disclose referendum signers names and addresses in this manner to vindicate the interest that it invokes here. Washingtonwhich is in possession of that information because of referendum regulations that petitioners do not challenge, see supra , at 2could put the names and addresses of referendum signers into a similar electronic database that state employees could search without subjecting the name and address of each signer to wholesale public disclosure. The secretary could electronically cross-reference the referendum database against the statewide voter registration list contained in Washingtons statewide voter registration database, §29A.08.651(1), 2 to ensure that each referendum signer meets Washingtons residency and voter registration requirements, see §29A.72.130. Doing so presumably would drastically reduce or eliminate possible errors or mistakes that Washington argues the secretary might make, see Brief for Respondent Reed 42, since it would allow the secretary to verify virtually all of the signatures instead of the mere 3 to 5% he ordinarily checks, ante , at 9 (internal quotation marks omitted). 3
An electronic referendum database would also enable the secretary to determine whether multiple entries correspond to a single registered voter, thereby detecting whether a voter had signed the petition more than once. In addition, the database would protect victims of forgery or bait and switch fraud. Ibid . In Washington, a unique identifier is assigned to each legally registered voter in the state. §29A.08.651(4). Washington could create a Web site, linked to the electronic referendum database, where a voter concerned that his name had been fraudulently signed could conduct a search using his unique identifier to ensure that his name was absent from the databasewithout requiring disclosure of the names and addresses of all the voluntary, legitimate signers.
Washington admits that creating this sort of electronic referendum database could be done. Tr. of Oral Arg. 51. Implementing such a system would not place a heavy burden on Washington; the Secretary of States staff already uses an electronic voter registration database in its verification process. Id. , at 50.
Washington nevertheless contends that its citizens must have access to public records … to independently evaluate whether the Secretary properly determined to certify or not to certify a referendum to the ballot. Brief for Respondent Reed 41. [W]ithout the access to signed petitions that the PRA provides, Washington argues, its citizens could not fulfill their role as the final judge of public business. Ibid. (internal quotation marks omitted).
But Washingtons Election Code already gives Washington voters access to referendum petition data. Under §29A.72.230, [t]he verification and canvass of signatures on the [referendum] petition may be observed by persons representing the advocates and opponents of the proposed measure so long as they make no record of the names, addresses, or other information on the petitions or related records except upon court order. Each side is entitled to at least two such observers, although the secretary may increase that number if, in his opinion, doing so would not cause undue delay or disruption of the verification process. Ibid.
Washington does not explain why this existing access, which petitioners do not challenge here, is insufficient to permit its citizens to oversee the verification process under §29A.72.230, or to decide intelligently whether to pursue a court challenge under §29A.72.240. Moreover, if Washington had implemented the more narrowly tailored electronic referendum database discussed above, observers could see the secretary of states employees examine the data using exactly the same techniques they would use if the data were released to them under the PRA. Obtaining a digitized list to navigate on their own computer would not allow an observer to learn any additional information.
Washington law also contains several other measures that preserve the integrity of the referendum process. First, it is a crime in Washington to forge a signature on a referendum petition, or to knowingly sign one more than once. See §29A.84.230. Second, referendum supporters must gather a large number of valid signaturesfour percent of the votes cast for Governor in the immediately preceding gubernatorial electionto place a referendum petition on the ballot. §29A.72.150. Third, Washingtons required referendum petition form limits each petition to a single subject. See §29A.72.130. Fourth, a large, plain-English warning must appear at the top of the referendum petition, alerting signers to the laws requirements. See §29A.72.140. Fifth, Washington prescribes the text of the declaration that a circulator must submit along with the signed petition sheets. See §29A.72.130. Sixth, Washington prescribes verification and canvassing methods. See §29A.72.230.
The Courts dismissive treatment of those provisions, see ante, at 9, is perplexing, given the analysis that the Court endorsed in ACLF . There, the Court held that two disclosure requirements governing Colorados initiative process were unconstitutional, see 525 U. S., at 186187, specifically finding that they were not warranted by the state interests (administrative efficiency, fraud detection, informing voters) alleged to justify them, and emphasizing that its judgment [wa]s informed by other means Colorado employs to accomplish its regulatory purposes. Id. , at 192. The entire last section of the Courts opinion detailed those less problematic measures by which Colorado can and d[id] meet its substantial interests in regulating the ballot-initiative process. Id. , at 204 (emphasis added). With one exceptiona law deeming an initiative void if the circulator violated any law applicable to the circulation processthose Colorado laws correspond exactly to the Washington regulatory requirements listed above. See id., at 205. Including the observer provision, §29A.72.230, and the provision permitting court review of the secretarys decision to certify (or not to certify) a referendum petition, §29A.72.240, Washington thus appears to provide even more of the less problematic measures than Colorado did to protect the integrity of the initiative process, ACLF , supra, at 204, and I see no reason why Washingtons identical provisions should not inform the analysis here.
It is readily apparent that Washington can vindicate its stated interest in transparency and accountability through a number of more narrowly tailored means than wholesale public disclosure. Accordingly, this interest cannot justify applying the PRA to a referendum petition.
2
Washington also contends that it has a compelling interest in providing relevant information to Washington voters, and that on-demand disclosure to the public is a narrowly tailored means of furthering that interest. Brief for Respondent Reed 44. This argument is easily dispatched, since this Court has already rejected it in a similar context.
In McIntyre v. Ohio Elections Commn , 514 U. S. 334 (1995) , the Court held that an Ohio law prohibiting anonymous political pamphleting violated the First Amendment. One of the interests Ohio had invoked to justify that law was identical to Washingtons here: the interest in providing the electorate with relevant information. Id. , at 348. The Court called that interest plainly insufficient to support the constitutionality of [Ohios] disclosure requirement. Id. , at 349. The simple interest in providing voters with additional relevant information does not justify a state requirement that a writer make statements or disclosures she would otherwise omit. Id. , at 348. Dont underestimate the common man, we advised. Id. , at 348, n. 11 (internal quotation marks omitted).
People are intelligent enough to evaluate the source of an anonymous writing. They can see it is anonymous. They know it is anonymous. They can evaluate its anonymity along with its message. … And then, once they have done so, it is for them to decide what is responsible, what is valuable, and what is truth. Ibid. (internal quotation marks omitted).
See also Bellotti , 435 U. S., at 777 (The inherent worth of the speech in terms of its capacity for informing the public does not depend upon the identity of its source).
This observation applies equally to referendum measures. People are intelligent enough to evaluate the merits of a referendum without knowing who supported it. Thus, just as this informational interest did not justify the Ohio law in McIntyre , it does not justify applying the PRA to referendum petitions.
C
The foregoing analysis applies in every case involving disclosure of a referendum measures supporters, as it must for petitioners facial challenge to succeed. See Washington State Grange , 552 U. S., at 449 (quoting Salerno , 481 U. S., at 745). Washington does not argue that the strength of its transparency and accountability interest rises or falls based on the topic of a referendum. Nor would such an argument be convincing. We have no basis to assume that Washingtons interest in maintaining the integrity of its referendum process is high for a charter-school referendum but low for an unemployment insurance referendum, or that a library or land-use referendum is more likely to be a target of fraud or corruption than a referendum on insurance coverage and benefits. See ante , at 1112. The strength of Washingtons interest remains constant across all types of referendum measures.
So too does the strength of a signers First Amendment interest. The First Amendment rights at issue here are associational rights, and a long, unbroken line of this Courts precedents holds that privacy of association is protected under the First Amendment. See supra , at 45. The loss of associational privacy that comes with disclosing referendum petitions to the general public under the PRA constitutes the same harm as to each signer of each referendum, regardless of the topic. To be sure, a referendum signer may be more willing to disclose to the general public his political association with persons signing certain referendum measures than his association with others. But that choice belongs to the voter; the State may not make it for him by ascribing a lower level of First Amendment protection to an associational interest that some think a voter may be (or should be) more willing to disclose. Cf. Rosenberger v. Rector and Visitors of Univ. of Va. , 515 U. S. 819, 828 (1995) (In the realm of private speech or expression, government regulation may not favor one speaker over another).
Finally, the less restrictive means available to vindicate Washingtons transparency and accountability interest can be employed for all referendum measures, regardless of topic. There is nothing measure-specific about an electronic database or additional observers. And the forgery prohibition and other existing requirements in Washington law that help protect the integrity of the initiative process, ACLF , 525 U. S., at 204, apply equally to all referendum measures.
Because the strength of Washingtons interest in transparency and a signers individual First Amendment interest in privacy of political association remain constant across all referendum topics, and because less restrictive means to protect the integrity of the referendum process are not topic specific, I would hold that on-demand public disclosure of referendum petitions under the PRA is not narrowly tailored for any referendum.
III
Significant practical problems will result from requiring as-applied challenges to protect referendum signers constitutional rights.
A
The Courts approach will require substantial litigation over an extended time before a potential signer of any referendum will learn whether, if he signs a referendum, his associational privacy right will remain intact. Citizens United v. Federal Election Commn , 558 U. S. ___, ___ (2010) (slip op., at 9). And the tenacious litigants reward for trying to protect his First Amendment rights? An interpretive process [that] itself would create an inevitable, pervasive, and serious risk of chilling protected speech pending the drawing of fine distinctions that, in the end, would themselves be questionable. Id. , at ___ (slip op., at 910). The large number of such fine and questionable distinctions in these types of cases reinforces my view that as-applied challenges provide no more than a hollow assurance that referendum signers First Amendment rights will be protected. Id. , at __ (slip op., at 5) ( Thomas , J., concurring in part and dissenting in part). Consider just a few examples.
In Washington, a referendum sponsor must file the proposed referendum with the secretary of state before collecting signatures. See §29A.72.010. May the sponsor seek an injunction against disclosure through an as-applied challenge before filing the proposed measure, or simultaneously with its filing? Because signature-gathering will not have started, the sponsor will not be able to present any evidence specific to signers or potential signers of that particular referendum showing a reasonable probability that the compelled disclosure [of personal information] will subject them to threats, harassment, or reprisals from either Government officials or private parties. Ante , at 11 (internal quotation marks omitted). Thus, to succeed at that stage of litigation, plaintiffs must point to (at least) one other instance of harassment arising from a similar referendum. The Court has never held that such evidence would be acceptable; but if it is, that necessarily means that some signers, at some point, will have suffered actual threats, harassment, and reprisals for engaging in protected First Amendment activity.
If the sponsor must wait at least until signature-gathering has started on his referendum to file an as-applied challenge, it is still unclear what sort of evidence of threats, harassment, or reprisals directed toward his supporters would satisfy the Courts standard. How many instances of threats, harassment or reprisals must a signer endure before a court may grant relief on an as-applied challenge? And how dispersed throughout the group of the necessary 120,000 signers, see ante , at 3, must these threats be?
More importantly, the Courts standard does not appear to require actual threats, harassment, or reprisals, but merely a reasonable probability that disclosure of the signers names and addresses will lead to such activity. Ante , at 11 (emphasis added). What sort of evidence suffices to satisfy this apparently more relaxed, though perhaps more elusive, standard? Does one instance of actual harassment directed toward one signer mean that the reasonable probability requirement is met? And again, how widespread must this reasonable probability be? The Court does not answer any of these questions, leaving a vacuum to be filled on a case-by-case basis. This will, no doubt, result in the drawing of arbitrary and questionable fine distinctions by even the most well-intentioned district or circuit judge. Citizens United , 558 U. S., at ___ (slip op., at 910).
B
In addition, as I have previously explained, the state of technology today creates at least some probability that signers of every referendum will be subjected to threats, harassment, or reprisals if their personal information is disclosed. [T]he advent of the Internet enables rapid dissemination of the information needed to threaten or harass every referendum signer. Id., at ___ (slip op., at 6) (opinion of Thomas , J.). Thus, disclosure permits citizens … to react to the speech of [their political opponents] in a properor undeniably improper way long before a plaintiff could prevail on an as-applied challenge. Ibid.
The Court apparently disagrees, asserting that there is no reason to assume that any burdens imposed by disclosure of typical referendum petitions would be remotely like the burdens plaintiffs fear in this case. Ante , at 12. That conclusion rests on the premise that some referendum measures are so benign that the fact of public dis-closure will not chill protected First Amendment activity. I am not convinced that this premise is correct.
The historical evidence shows that the referendum and initiative process first gained popularity as a means of provid[ing] an occasional safety valve for interests that failed to get a fair hearing in the legislatures. T. Cronin, Direct Democracy: The Politics of Initiative, Referendum, and Recall 59 (1989). Unsurprisingly, such interests tended to be controversial by nature. Early examples include the single tax, prohibition, womens suffrage, prolabor legislation, and the graduated income tax. Id. , at 58. And proponents of initiative measures tended to include politically marginalized groups such as the Farmers Alliance in rural states; [t]housands of labor federations, notably the miners; and the Womens Suffrage Association, which saw the initiative and referendum as a possible new means to overcome repeated failed attempts in state legislatures to secure for women the right to vote. Id. , at 5051.
These characteristics of initiative and referendum drives persist today. Consider, for example, the goal of increasing ethics in governmenta seemingly laudable and unobjectionable goal. So thought some citizens of Utah, who, frustrated with the state legislatures failure to pass ethics laws commensurate with their preferences, filed a 21-page initiative target[ing] legislative conduct with a broad array of reforms that would significantly change how business gets done on Utahs Capitol Hill. McKitrick, Suit Demands Secrecy for Ethics Petition Signers, Salt Lake Tribune, Apr. 15, 2010, p. A4 (hereinafter Salt Lake Tribune). But Utah law provides that [i]nitiative packets, which contain the names and addresses (and, in some cases, birthdates) of petition signers, are public once they are delivered to the county clerks for verification and canvassing. Utah Code Ann. §20A7206(7) (2009 Lexis Supp. Pamphlet).
The attorneys sponsoring that initiative moved for an injunction to prevent disclosure of the initiative packets under §20A7206(7) because, they claimed, [t]he [state] Republican Party has said it will target our folks. Salt Lake Tribune, at A4. According to these attorneys, a facially benign initiative may well result in political retribution and retaliation in a State where Republicans currently hold the offices of Governor, Lieutenant Governor, attorney general, state treasurer, state auditor, and a supermajority in both the Utah House of Representatives (71%) and the Utah Senate (72%), see State Yellow Book: Whos Who in the Executive and Legislative Branches of the 50 State Governments 650651, 12921294 (Spring 2010), as well as four of the five seats in the States delegation to the United States Congress, see GPO, 20092010 Official Congressional Directory, 111th Cong., pp. 299, 307 (2009).
The difficulty in predicting which referendum measures will prove controversialcombined with Washingtons default position that signed referendum petitions will be disclosed on-demand, thereby allowing anyone to place this information on the Internet for broad disseminationraises the significant probability that todays decision will inhibit the exercise of legitimate First Amendment activity with respect to referendum and initiative petitions. Colorado Republican, 518 U. S., at 634 ( Thomas , J., concurring in judgment and dissenting in part). [D]isclosure requirements enable private citizens and elected officials to implement political strategies specifically calculated to curtail campaign-related activity and prevent the lawful, peaceful exercise of First Amendment rights. Citizens United , 558 U. S., at ___ (slip op., at 5) ( Thomas , J., concurring in part and dissenting in part). Our cases have long recognized this reality; 4 as the Court recently reiterated, the First Amendment does not require case-by-case determinations if archetypical First Amendment rights would be chilled in the meantime. Id., at ___ (slip op., at 12).
This chill in protected First Amendment activity harms others besides the dissuaded signer. We have already expressed deep skepticism about restrictions that mak[e] it less likely that a referendum will garner the number of signatures necessary to place the matter on the ballot, thus limiting [the] ability to make the matter the focus of statewide discussion. Meyer , 486 U. S., at 423. Such restrictions inevitabl[y] … reduc[e] the total quantum of speech on a public issue. Ibid. The very public that the PRA is supposed to serve is thus harmed by the way Washington implements that statute here.
***
Petitioners do not argue that the Constitution gives supporters of referendum petitions a right to act without anyone knowing their identities. Thus, Washingtons requirements that referendum supporters sign their names and addresses to a referendum petition, and that this information be disclosed to the State for canvassing and verification, see Wash. Rev. Code §29A.72.230, are not at issue. And, petitioners do not contend that Washingtons citizens may never obtain access to referendum data. Thus, Washingtons rules allowing access to at least two representative observers from each side, see ibid. , and authorizing courts to review the secretary of states verification and canvassing decision if those observers are dissatisfied with the secretarys decision, see §29A.72.240, are also not in question.
The Court is asked to assess the constitutionality of the PRA only with regard to referendum petitions. The question before us is whether all signers of all referendum petitions must resort to substantial litigation over an extended time, Citizens United , supra , at ___ (slip op., at 9), to prevent Washington from trenching on their protected First Amendment rights by subjecting their referendum-petition signatures to on-demand public disclosure. In my view, they need not.
Notes
1 Generally speaking, in a referendum, voters approve or reject an Act already passed by the legislature. In an initiative, voters adopt or reject an entirely new law, either a statute or a constitutional amendment. See T. Cronin, Direct Democracy: The Politics of Initiative, Referendum, and Recall 2 (1989).
2 Under Washington law, this computerized list must serve as the single system for storing and maintaining the official list of registered voters throughout the state and must contain the name and registration information of every legally registered voter in the state. Wash. Rev. Code §§29A.08.651(2)(3) (2008).
3 See §29A.72.230 (permitting the secretary of state to verify and canvass referendum petitions using approved statistical sampling methods).
4 See, e.g., NAACP v. Alabama ex rel. Patterson, 357 U. S. 449, 462 (1958) (noting the hardly … novel perception that compelled disclosure of affiliation with groups engaged in advocacy may constitute an effective … restraint on freedom of association); Bates v. Little Rock, 361 U. S. 516, 523 (1960) (Freedoms such as the freedom of association for the purpose of advancing ideas and airing grievances are protected not only against heavy-handed frontal attack, but also from being stifled by more subtle government interference); see also id., at 528 (Black and Douglas, JJ., concurring) ( First Amendment rights are beyond abridgment either by legislation that directly restrains their exercise or by suppression or impairment through harassment, humiliation, or exposure by government (emphasis added)).
Generally speaking, in a referendum, voters approve or reject an Act already passed by the legislature. In an initiative, voters adopt or reject an entirely new law, either a statute or a constitutional amendment. See T. Cronin, Direct Democracy: The Politics of Initiative, Referendum, and Recall 2 (1989).
Under Washington law, this computerized list must serve as the single system for storing and maintaining the official list of registered voters throughout the state and must contain the name and registration information of every legally registered voter in the state. Wash. Rev. Code §§29A.08.651(2)(3) (2008).
See §29A.72.230 (permitting the secretary of state to verify and canvass referendum petitions using approved statistical sampling methods).
See, e.g., NAACP v. Alabama ex rel. Patterson, 357 U. S. 449, 462 (1958) (noting the hardly … novel perception that compelled disclosure of affiliation with groups engaged in advocacy may constitute an effective … restraint on freedom of association); Bates v. Little Rock, 361 U. S. 516, 523 (1960) (Freedoms such as the freedom of association for the purpose of advancing ideas and airing grievances are protected not only against heavy-handed frontal attack, but also from being stifled by more subtle government interference); see also id., at 528 (Black and Douglas, JJ., concurring) ( First Amendment rights are beyond abridgment either by legislation that directly restrains their exercise or by suppression or impairment through harassment, humiliation, or exposure by government (emphasis added)).