MUSCARELLO v. UNITED STATES
Syllabus
MUSCARELLO v. UNITED STATES
(
Nos. 96-1654 <font scaps="1">and<font> 96-8837
)
No. 961654, 106 F. 3d 636, and No. 968837, 106 F. 3d 1056, affirmed.
MUSCARELLO v. UNITED STATES
certiorari to the united states court of appeals for the fifth circuit
A person who uses or carries a firearm during and in relation to a drug trafficking crime is subject to a 5-year mandatory prison term. 18 U. S. C. §924(c)(1). In the first case, police officers found a handgun locked in the glove compartment of petitioner Muscarellos truck, which he was using to transport marijuana for sale. In the second case, federal agents at a drug-sale point found drugs and guns in the trunk of petitioners car. In both cases, the Courts of Appeals found that petitioners had carried firearms in violation of §924(c)(1).
Held: The phrase carries a firearm applies to a person who knowingly possesses and conveys firearms in a vehicle, including in the locked glove compartment or trunk of a car, which the person accompanies. Pp. 214.
(a) As a matter of ordinary English, one can carry firearms in a wagon, car, truck, or other vehicle which one accompanies. The words first, or basic, meaning in dictionaries and the words origin make clear that carry includes conveying in a vehicle. The greatest of writers have used carry with this meaning, as has the modern press. Contrary to the arguments of petitioners and the dissent, there is no linguistic reason to think that Congress intended to limit the word to its secondary meaning, which suggests support rather than movement or transportation, as when, for example, a column carries the weight of an arch. Given the words ordinary meaning, it is not surprising that the Federal Circuit Courts have unanimously concluded that carry is not limited to the carrying of weapons directly on the person but can include their carriage in a car. Pp. 27.
(b) Neither the statutes basic purposeto combat the dangerous combination of drugs and guns, Smith v. United States, 508 U. S. 223nor its legislative history supports circumscribing the scope of the word carry by applying an on the person limitation. Pp. 79.
(c) Petitioners remaining arguments to the contrarythat the definition adopted here obliterates the statutory distinction between carry and transport, a word used in other provisions of the firearms section of the United States Code; that it would be anomalous to construe carry broadly when the related phrase uses … a firearm, 18 U. S. C. §924(c)(1), has been construed narrowly to include only the active employment of a firearm, Bailey v. United States, 516 U. S. 137; that this Courts reading of the statute would extend its coverage to passengers on buses, trains, or ships, who have placed a firearm, say, in checked luggage; and that the rule of lenity should apply because of statutory ambiguityare unconvincing. Pp. 914.
No. 961654, 106 F. 3d 636, and No. 968837, 106 F. 3d 1056, affirmed.
Breyer, J., delivered the opinion of the Court, in which Stevens, OConnor, Kennedy, and Thomas, JJ., joined. Ginsburg, J., filed a dissenting opinion, in which Rehnquist, C. J., and Scalia and Souter, JJ., joined.
Notes
1 * Together with No. 968837, Cleveland et al. v. United States, on certiorari to the United States Court of Appeals for the First Circuit.
* Together with No. 968837, Cleveland et al. v. United States, on certiorari to the United States Court of Appeals for the First Circuit.
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Opinion
FRANK J. MUSCARELLO, PETITIONER
961654 v.
UNITED STATES
on writ of certiorari to the united states court of appeals for the fifth circuit
DONALD E. CLEVELAND and ENRIQUE GRAY-SANTANA, PETITIONERS
968837 v.
UNITED STATES
on writ of certiorari to the united states court of appeals for the first circuit
Justice Breyer delivered the opinion of the Court.
A provision in the firearms chapter of the federal criminal code imposes a 5-year mandatory prison term upon a person who uses or carries a firearm during and in relation to a drug trafficking crime. 18 U. S. C. §924(c)(1). The question before us is whether the phrase carries a firearm is limited to the carrying of firearms on the person. We hold that it is not so limited. Rather, it also applies to a person who knowingly possesses and conveys firearms in a vehicle, including in the locked glove compartment or trunk of a car, which the person accompanies.
I
The question arises in two cases, which we have consolidated for argument. The defendant in the first case, Frank J. Muscarello, unlawfully sold marijuana, which he carried in his truck to the place of sale. Police officers found a handgun locked in the trucks glove compartment. During plea proceedings, Muscarello admitted that he had carried the gun for protection in relation to the drug offense, App. in No. 961654, p. 12, though he later claimed to the contrary, and added that, in any event, his carr[ying] of the gun in the glove compartment did not fall within the scope of the statutory word carries. App. to Pet. for Cert. in No. 961654, p. 10a.
The defendants in the second case, Donald Cleveland and Enrique Gray-Santana, placed several guns in a bag, put the bag in the trunk of a car, and then traveled by car to a proposed drug-sale point, where they intended to steal drugs from the sellers. Federal agents at the scene stopped them, searched the cars, found the guns and drugs, and arrested them.
In both cases the Courts of Appeals found that the defendants had carrie[d] the guns during and in relation to a drug trafficking offense. 106 F. 3d 636, 639 (CA5 1997); 106 F. 3d 1056, 1068 (CA1 1997). We granted certiorari to determine whether the fact that the guns were found in the locked glove compartment, or the trunk, of a car, precludes application of §924(c)(1). We conclude that it does not.
II
A
We begin with the statutes language. The parties vigorously contest the ordinary English meaning of the phrase carries a firearm. Because they essentially agree that Congress intended the phrase to convey its ordinary, and not some special legal, meaning, and because they argue the linguistic point at length, we too have looked into the matter in more than usual depth. Although the word carry has many different meanings, only two are relevant here. When one uses the word in the first, or primary, meaning, one can, as a matter of ordinary English, carry firearms in a wagon, car, truck, or other vehicle that one accompanies. When one uses the word in a different, rather special, way, to mean, for example, bearing or (in slang) packing (as in packing a gun), the matter is less clear. But, for reasons we shall set out below, we believe Congress intended to use the word in its primary sense and not in this latter, special way.
Consider first the words primary meaning. The Oxford English Dictionary gives as its first definition convey, originally by cart or wagon, hence in any vehicle, by ship, on horseback, etc. 2 Oxford English Dictionary 919 (2d ed. 1989); see also Websters Third New International Dictionary 343 (1986) ( first definition: move while supporting ( as in a vehicle or in ones hands or arms)); The Random House Dictionary of the English Language Unabridged 319 (2d ed. 1987) ( first definition: to take or support from one place to another; convey; transport).
The origin of the word carries explains why the first, or basic, meaning of the word carry includes conveyance in a vehicle. See The Barnhart Dictionary of Etymology 146 (1988) (tracing the word from Latin carum, which means car or cart); 2 Oxford English Dictionary, supra , at 919 (tracing the word from Old French carier and the late Latin carricare, which meant to convey in a car); The Oxford Dictionary of English Etymology 148 (C. Onions ed. 1966) (same); The Barnhart Dictionary of Etymology, supra , at 143 (explaining that the term car has been used to refer to the automobile since 1896).
The greatest of writers have used the word with this meaning. See, e.g. , the King James Bible, 2 Kings 9:28 ([H]is servants carried him in a chariot to Jerusalem); id. , Isaiah 30:6 ([T]hey will carry their riches upon the shoulders of young asses). Robinson Crusoe says, [w]ith my boat, I carryd away every Thing. D. Defoe, Robinson Crusoe 174 (J. Crowley ed. 1972). And the owners of Queequegs ship, Melville writes, had lent him a [wheelbarrow], in which to carry his heavy chest to his boarding-house. H. Melville, Moby Dick 43 (U. Chicago 1952). This Court, too, has spoken of the carrying of drugs in a car or in its trunk. California v. Acevedo, 500 U. S. 565, 572573 (1991) ; Florida v. Jimeno, 500 U. S. 248, 249 (1991) .
These examples do not speak directly about carrying guns. But there is nothing linguistically special about the fact that weapons, rather than drugs, are being carried. Robinson Crusoe might have carried a gun in his boat; Queequeg might have borrowed a wheelbarrow in which to carry, not a chest, but a harpoon. And, to make certain that there is no special ordinary English restriction (unmentioned in dictionaries) upon the use of carry in respect to guns, we have surveyed modern press usage, albeit crudely, by searching computerized newspaper databasesboth the New York Times database in Lexis/Nexis, and the US News database in Westlaw. We looked for sentences in which the words carry, vehicle, and weapon (or variations thereof) all appear. We found thousands of such sentences, and random sampling suggests that many, perhaps more than one third, are sentences used to convey the meaning at issue here, i.e., the carrying of guns in a car.
The New York Times, for example, writes about an ex-con who arrives home driving a stolen car and carrying a load of handguns, Mar. 21, 1992, section 1, p. 18, col. 1, and an official peace officer who carries a shotgun in his boat, June 19, 1988, section 12WC, p. 2, col. 1; cf. The New York Times Manual of Style and Usage, a Desk Book of Guidelines for Writers and Editors, forword (L. Jordan rev. ed. 1976) (restricting Times journalists and editors to the use of proper English). The Boston Globe refers to the arrest of a professional baseball player for carrying a semiloaded automatic weapon in his car. Dec. 10, 1994, p. 75, col. 5. The Colorado Springs Gazette Telegraph speaks of one Russell who carries a gun hidden in his car. May 2, 1993, p. B1, col. 2. The Arkansas Gazette refers to a house that was searched in an effort to find items that could be carried in a car, such as . . . guns. Mar. 10, 1991, p. A1, col. 2. The San Diego Union-Tribune asks, What, do they carry guns aboard these boats now? Feb. 18, 1992, p. D2, col. 5.
Now consider a different, somewhat special meaning of the word carrya meaning upon which the linguistic arguments of petitioners and the dissent must rest. The Oxford English Dictionarys twenty-sixth definition of carry is bear, wear, hold up, or sustain, as one moves about; habitually to bear about with one. 2 Oxford English Dictionary, supra , at 921. Websters defines carry as to move while supporting, not just in a vehicle, but also in ones hands or arms. Websters Third New International Dictionary, supra , at 343. And Blacks Law Dictionary defines the entire phrase carry arms or weapons as
To wear, bear or carry them upon the person or in the clothing or in a pocket, for the purpose of use, or for the purpose of being armed and ready for offensive or defensive action in case of a conflict with another person. Blacks Law Dictionary 214 (6th ed. 1990).
These special definitions, however, do not purport to limit the carrying of arms to the circumstances they describe. No one doubts that one who bears arms on his person carries a weapon. But to say that is not to deny that one may also carry a weapon tied to the saddle of a horse or placed in a bag in a car.
Nor is there any linguistic reason to think that Congress intended to limit the word carries in the statute to any of these special definitions. To the contrary, all these special definitions embody a form of an important, but secondary, meaning of carry, a meaning that suggests support rather than movement or transportation, as when, for example, a column carries the weight of an arch. 2 Oxford English Dictionary, supra , at 919, 921. In this sense a gangster might carry a gun (in colloquial language, he might pack a gun) even though he does not move from his chair. It is difficult to believe, however, that Congress intended to limit the statutory word to this definitionimposing special punishment upon the comatose gangster while ignoring drug lords who drive to a sale carrying an arsenal of weapons in their van.
We recognize, as the dissent emphasizes, that the word carry has other meanings as well. But those other meanings, ( e.g. , carry all he knew, carries no colours), see post , at 6, are not relevant here. And the fact that speakers often do not add to the phrase carry a gun the words in a car is of no greater relevance here than the fact that millions of Americans did not see Muscarello carry a gun in his car. The relevant linguistic facts are that the word carry in its ordinary sense includes carrying in a car and that the word, used in its ordinary sense, keeps the same meaning whether one carries a gun, a suitcase, or a banana.
Given the ordinary meaning of the word carry, it is not surprising to find that the Federal Circuit Courts of Appeals have unanimously concluded that carry is not limited to the carrying of weapons directly on the person but can include their carriage in a car. United States v. Toms , 136 F. 3d 176, 181 (CADC 1998); United States v. Foster , 133 F. 3d 704, 708 (CA9 1998); United States v. Eyer , 113 F. 3d 470, 476 (CA3 1997); 106 F. 3d, at 1066 (case below);106 F. 3d, at 639 (case below); United States v. Malcuit , 104 F. 3d 880, 885, rehearing en banc granted, 116 F. 3d 163 (CA6 1997), United States v. Mitchell , 104 F. 3d 649, 653654 (CA4 1997); United States v. Molina , 102 F. 3d 928, 932 (CA7 1996); United States v. Willis , 89 F. 3d 1371, 1379 (CA8 1996); United States v. Miller , 84 F. 3d 1244, 12591260 (1996), overruled on other grounds, United States v. Holland , 116 F. 3d 1353 (CA10 1997); United States v. Giraldo , 80 F. 3d 667, 676677 (CA2 1996); United States v. Farris , 77 F. 3d 391, 395396 (CA11 1996).
B
We now explore more deeply the purely legal question of whether Congress intended to use the word carry in its ordinary sense, or whether it intended to limit the scope of the phrase to instances in which a gun is carried on the person. We conclude that neither the statutes basic purpose nor its legislative history support circumscribing the scope of the word carry by applying an on the person limitation.
This Court has described the statutes basic purpose broadly, as an effort to combat the dangerous combination of drugs and guns. Smith v. United States, 508 U. S. 223, 240 (1993) . And the provisions chief legislative sponsor has said that the provision seeks to persuade the man who is tempted to commit a Federal felony to leave his gun at home. 114 Cong. Rec. 22231 (1968) (Rep. Poff); see Busic v. United States, 446 U. S. 398, 405 (1980) (describing Poffs comments as crucial material in interpreting the purpose of §924(c)); Simpson v. United States, 435 U. S. 6, 1314 (1978) (concluding that Poffs comments are clearly probative and certainly entitled to weight); see also 114 Cong. Rec. 2224322244 (statutes would apply to the man who goes out taking a gun to commit a crime) (Rep. Hunt); id. , at 22244 (Of course, what we are trying to do by these penalties is to persuade the criminal to leave his gun at home) (Rep. Randall); id ., at 22236 (We are concerned . . . with having the criminal leave his gun at home) (Rep. Meskill).
From the perspective of any such purpose (persuading a criminal to leave his gun at home) what sense would it make for this statute to penalize one who walks with a gun in a bag to the site of a drug sale, but to ignore a similar individual who, like defendant Gray-Santana, travels to a similar site with a similar gun in a similar bag, but instead of walking, drives there with the gun in his car? How persuasive is a punishment that is without effect until a drug dealer who has brought his gun to a sale (indeed has it available for use) actually takes it from the trunk (or unlocks the glove compartment) of his car? It is difficult to say that, considered as a class, those who prepare, say, to sell drugs by placing guns in their cars are less dangerous, or less deserving of punishment, than those who carry handguns on their person.
We have found no significant indication elsewhere in the legislative history of any more narrowly focused relevant purpose. We have found an instance in which a legislator referred to the statute as applicable when an individual has a firearm on his person, Ibid. (Rep. Meskill); an instance in which a legislator speaks of a criminal who takes a gun in his hand, id ., at 22239 (Rep. Pucinski); and a reference in the Senate Report to a gun carried in a pocket. S. Rep No. 98225, p. 314, n. 10 (1983); see also 114 Cong. Rec. 21788, 21789 (1968) (references to gun carrying without more). But in these instances no one purports to define the scope of the term carries: and the examples of guns carried on the person are not used to illustrate the reach of the term carries but to illustrate, or to criticize, a different aspect of the statute.
Regardless, in other instances, legislators suggest that the word carries has a broader scope. One legislator indicates that the statute responds in part to the concerns of law enforcement personnel, who had urged that carrying short firearms in motor vehicles be classified as carrying such weapons concealed. Id., at 22242 (Rep. May). Another criticizes a version of the proposed statute by suggesting it might apply to drunken driving, and gives as an example a drunken driver who has a gun in his car. Id ., at 21792 (Rep. Yates). Others describe the statute as criminalizing gun possessiona term that could stretch beyond both the use of a gun and the carrying of a gun on the person. See id ., at 21793 (Rep. Casey); id ., at 22236 (Rep. Meskill); id ., at 30584 (Rep. Collier); id ., at 30585 (Rep. Skubitz).
C
We are not convinced by petitioners remaining arguments to the contrary. First, they say that our definition of carry makes it the equivalent of transport. Yet, Congress elsewhere in related statutes used the word transport deliberately to signify a different, and broader, statutory coverage. The immediately preceding statutory subsection, for example, imposes a different set of penalties on one who, with an intent to commit a crime, ships, transports, or receives a firearm in interstate commerce. 18 U. S. C. §924(b). Moreover, §926A specifically entitle[s] a person not otherwise prohibited . . . from transporting, shipping, or receiving a firearm to transport a firearm . . . from any place where he may lawfully possess and carry it to any other place where he may do so. Why, petitioners ask, would Congress have used the word transport, or used both carry and transport in the same provision, if it had intended to obliterate the distinction between the two?
The short answer is that our definition does not equate carry and transport. Carry implies personal agency and some degree of possession, whereas transport does not have such a limited connotation and, in addition, implies the movement of goods in bulk over great distances. See Websters Third New International Dictionary 343 (noting that carry means moving to a location some distance away while supporting or maintaining off the ground and is a natural word to use in ref. to cargoes and loads on trucks, wagons, planes, ships, or even beasts of burden, while transport refers to carriage in bulk or number over an appreciable distance and, typically, by a customary or usual carrier agency); see also Websters Dictionary of Synonyms 141 (1942). If Smith, for example, calls a parcel delivery service, which sends a truck to Smiths house to pick up Smiths package and take it to Los Angeles, one might say that Smith has shipped the package and the parcel delivery service has transported the package. But only the truck driver has carried the package in the sense of carry that we believe Congress intended. Therefore, transport is a broader category that includes carry but also encompasses other activity.
The dissent refers to §926A and to another statute where Congress used the word transport rather than carry to describe the movement of firearms. 18 U. S. C. §§925(a)(2)(B); post , at 89. According to the dissent, had Congress intended carry to have the meaning we give it, Congress would not have needed to use a different word in these provisions. But as we have discussed above, we believe the word transport is broader than the word carry.
And, if Congress intended carry to have the limited definition the dissent contends, it would have been quite unnecessary to add the proviso in §926A requiring a person, to be exempt from penalties, to store her firearm in a locked container not immediately accessible. See §926A (quoted in full at post , 89) (exempting from criminal penalties one who transports a firearm from a place where he may lawfully possess and carry such firearm but not exempting the transportation of a firearm if it is readily accessible or is directly accessible from the passenger compartment of transporting vehicle). The statute simply could have said that such a person may not carry a firearm. But, of course, Congress did not say this because that is not what carry means.
As we interpret the statutory scheme, it makes sense. Congress has imposed a variable penalty with no mandatory minimum sentence upon a person who transports (or ships or receives) a firearm knowing it will be used to commit any offense punishable by imprisonment for [more than] . . . one year, §924(b), and it has imposed a 5-year mandatory minimum sentence upon one who carries a firearm during and in relation to a drug trafficking crime, §924(c). The first subsection imposes a less strict sentencing regime upon one who, say, ships firearms by mail for use in a crime elsewhere; the latter subsection imposes a mandatory sentence upon one who, say, brings a weapon with him (on his person or in his car) to the site of a drug sale.
Second, petitioners point out that, in Bailey v. United States, 516 U. S. 137 (1995) , we considered the related phrase uses . . . a firearm found in the same statutory provision now before us. See 18 U. S. C. §924(c)(1) (uses or carries a firearm). We construed the term use narrowly, limiting its application to the active employment of a firearm. Bailey , 516 U. S., at 144. Petitioners argue that it would be anomalous to construe broadly the word carries, its statutory next-door neighbor.
In Bailey , however, we limited use of a firearm to active employment in part because we assumed that Congress . . . intended each term to have a particular, non-superfluous meaning. Id ., at 146. A broader interpretation of use, we said, would have swallowed up the term carry. Ibid . But carry as we interpret that word does not swallow up the term use. Use retains the same independent meaning we found for it in Bailey , where we provided examples involving the displaying or the bartering of a gun. Ibid . Carry also retains an independent meaning, for, under Bailey , carrying a gun in a car does not necessarily involve the guns active employment. More importantly, having construed use narrowly in Bailey , we cannot also construe carry narrowly without undercutting the statutes basic objective. For the narrow interpretation would remove the act of carrying a gun in a car entirely from the statutes reach, leaving a gap in coverage that we do not believe Congress intended.
Third, petitioners say that our reading of the statute would extend its coverage to passengers on buses, trains, or ships, who have placed a firearm, say, in checked luggage. To extend this statute so far, they argue, is unfair, going well beyond what Congress likely would have thought possible. They add that some lower courts, thinking approximately the same, have limited the scope of carries to instances where a gun in a car is immediately accessible, thereby most likely excluding from coverage a gun carried in a cars trunk or locked glove compartment. See, e.g ., Foster , 133 F. 3d, at 708 (concluding that person carries a firearm in a car only if the firearm is immediately accessible); Giraldo , 80 F. 3d, at 676 (same).
In our view, this argument does not take adequate account of other limiting words in the statutewords that make the statute applicable only where a defendant carries a gun both during and in relation to a drug crime. §924(c)(1) (emphasis added). Congress added these words in part to prevent prosecution where guns played no part in the crime. See S. Rep. No. 98225, at 314, n. 10; cf. United States v. Stewart , 779 F. 2d 538, 539 (CA9 1985) (Kennedy, J.) (observing that in relation to was added to allay explicitly the concern that a person could be prosecuted . . . for committing an entirely unrelated crime while in possession of a firearm), overruled in part on other grounds, United States v. Hernandez , 80 F. 3d 1253, 1257 (CA9 1996).
Once one takes account of the words during and in relation to, it no longer seems beyond Congress likely intent, or otherwise unfair, to interpret the statute as we have done. If one carries a gun in a car during and in relation to a drug sale, for example, the fact that the gun is carried in the cars trunk or locked glove compartment seems not only logically difficult to distinguish from the immediately accessible gun, but also beside the point.
At the same time, the narrow interpretation creates its own anomalies. The statute, for example, defines firearm to include a bomb, grenade, rocket having a propellant charge of more than four ounces, or missile having an explosive or incendiary charge of more than one-quarter ounce, where such device is explosive, incendiary, or delivers poison gas. 18 U. S. C. §921(a)(4)(A). On petitioners reading, the carry provision would not apply to instances where drug lords, engaged in a major transaction, took with them firearms such as these, which most likely could not be carried on the person.
Fourth, petitioners argue that we should construe the word carry to mean immediately accessible. And, as we have said, they point out that several Circuit Courts of Appeals have limited the statutes scope in this way. See, e.g ., Foster, supra, at 708; Giraldo, supra, at 676. That interpretation, however, is difficult to square with the statutes language, for one carries a gun in the glove compartment whether or not that glove compartment is locked. Nothing in the statutes history suggests that Congress intended that limitation. And, for reasons pointed out above, see supra , at 11, we believe that the words during and in relation to will limit the statutes application to the harms that Congress foresaw.
Finally, petitioners and the dissent invoke the rule of lenity. The simple existence of some statutory ambiguity, however, is not sufficient to warrant application of that rule, for most statutes are ambiguous to some degree. Cf. Smith , 508 U. S., at 239 (The mere possibility of articulating a narrower construction . . . does not by itself make the rule of lenity applicable). The rule of lenity applies only if, after seizing everything from which aid can be derived, . . . we can make no more than a guess as to what Congress intended. United States v. Wells , 519 U. S. 482, 499 (1997) (quoting Reno v. Koray, 515 U. S. 50, 64 (1995) , Smith , supra , at 239, and Ladner v. United States, 358 U. S. 169, 178 (1958) ). To invoke the rule, we must conclude that there is a grievous ambiguity or uncertainty in the statute. Staples v. United States, 511 U. S. 600, 619, n. 17 (1994) (quoting Chapman v. United States, 500 U. S. 453, 463 (1991) ). Certainly, our decision today is based on much more than a guess as to what Congress intended, and there is no grievous ambiguity here. The problem of statutory interpretation in this case is indeed no different from that in many of the criminal cases that confront us. Yet, this Court has never held that the rule of lenity automatically permits a defendant to win.
In sum, the generally accepted contemporary meaning of the word carry includes the carrying of a firearm in a vehicle. The purpose of this statute warrants its application in such circumstances. The limiting phrase during and in relation to should prevent misuse of the statute to penalize those whose conduct does not create the risks of harm at which the statute aims.
For these reasons, we conclude that the petitioners conduct falls within the scope of the phrase carries a firearm. The decisions of the Courts of Appeals are affirmed.
It is so ordered.
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Dissent
FRANK J. MUSCARELLO, PETITIONER
961654 v.
UNITED STATES
on writ of certiorari to the united states court of appeals for the fifth circuit
DONALD E. CLEVELAND and ENRIQUE GRAY-SANTANA, PETITIONERS
968837 v.
UNITED STATES
on writ of certiorari to the united states court of appeals for the first circuit
Justice Ginsburg , with whom The Chief Justice, Justice Scalia, and Justice Souter join , dissenting.
Section 924(c)(1) of Title 18, United States Code, is a punishment-enhancing provision; it imposes a mandatory five-year prison term when the defendant during and in relation to any crime of violence or drug trafficking … uses or carries a firearm. In Bailey v. United States , 516 U. S. 137 (1995) , this Court held that the term uses, in the context of §924(c)(1), means active employment of the firearm. In todays cases we confront a related question: What does the term carries mean in the context of §924(c)(1), the enhanced punishment prescription again at issue.
It is uncontested that §924(c)(1) applies when the defendant bears a firearm, i.e. , carries the weapon on or about his person for the purpose of being armed and ready for offensive or defensive action in case of a conflict. Blacks Law Dictionary 214 (6th ed. 1990) (defining the phrase carry arms or weapons); see ante , at 5. The Court holds that, in addition, carries a firearm, in the context of §924(c)(1), means personally transporting, possessing, or keeping a firearm in a vehicle, anyplace in a vehicle.
Without doubt, carries is a word of many meanings, definable to mean or include carting about in a vehicle. But that encompassing definition is not a ubiquitously necessary one. Nor, in my judgment, is it a proper construction of carries as the term appears in §924(c)(1). In line with Bailey and the principle of lenity the Court has long followed, I would confine carries a firearm, for §924(c)(1) purposes, to the undoubted meaning of that expression in the relevant context. I would read the words to indicate not merely keeping arms on ones premises or in ones vehicle, but bearing them in such manner as to be ready for use as a weapon.
I
A
I note first what is at stake for petitioners. The question before the Court is not whether possession of a gun [on the drug offenders premises or in his car, during and in relation to commission of the offense,] means a longer sentence for a convicted drug dealer. It most certainly does… . Rather, the question concerns which sentencing statute governs the precise length of the extra term of punishment, §924(c)(1)s blunt mandatory minimum five-year sentence, or the more finely tuned sentencing guideline statutes, under which extra punishment for drug-related gun possession varies with the seriousness of the drug crime. United States v. McFadden , 13 F. 3d 463, 466 (CA1 1994) (Breyer, C. J., dissenting).
Accordingly, there would be no gap, see ante , at 12, no relevant conduct ignore[d], see ante , at 8, were the Court to reject the Governments broad reading of §924(c)(1). To be more specific, as cogently explained on another day by todays opinion writer:
The special mandatory minimum sentencing statute says that anyone who uses or carries a gun during and in relation to any … drug trafficking crime must receive a mandatory five-year prison term added on to his drug crime sentence. 18 U. S. C. §924(c). At the same time, the Sentencing Guidelines, promulgated under the authority of a different statute, 28 U. S. C. §994, provide for a two-level (i.e., a 30% to 40%) sentence enhancement where a firearm … was possessed by a drug offender, U. S. S. G. §2D1.1(b)(1), unless the possession clearly was not connected with the [drug] offense. McFadden , 13 F. 3d, at 467 (Breyer, C. J., dissenting).
In Muscarellos case, for example, the underlying drug crimes involved the distribution of 3.6 kilograms of marijuana, and therefore carried a base offense level of 12. See United States Sentencing Commission, Guidelines Manual §2D1.1(a)(3) (Nov. 1995). After adjusting for Muscarellos acceptance of responsibility, see id., §3E1.1(a), his final offense level was 10, placing him in the 6to12 month sentencing range. See id., ch. 5, pt. A. The two-level enhancement for possessing a firearm, id., §2D1.1(b)(1), would have increased his final offense level to 12 (a sentencing range of 10 to 16 months). In other words, the less rigid (tailored to the seriousness of the drug crime, McFadden , 13 F. 3d, at 466) Guidelines regime would have added four months to Muscarellos prison time, in contrast to the five-year minimum addition the Courts reading of §924(c)(1) mandates. 1
In sum, drug traffickers will receive significantly longer sentences if they are caught travelling in vehicles in which they have placed firearms. The question that divides the Court concerns the proper reference for enhancement in the cases at hand, the Guidelines or §924(c)(1).
B
Unlike the Court, I do not think dictionaries, 2 surveys of press reports, 3 or the Bible 4 tell us, dispositively, what carries means embedded in §924(c)(1). On definitions, carry in legal formulations could mean, inter alia , transport, possess, have in stock, prolong (carry over), be infectious, or wear or bear on ones person. 5 At issue here is not carries at large but carries a firearm. The Courts computer search of newspapers is revealing in this light. Carrying guns in a car showed up as the meaning perhaps more than one third of the time. Ante , at 4. One is left to wonder what meaning showed up some two thirds of the time. Surely a most familiar meaning is, as the Constitutions Second Amendment (keep and bear Arms) (emphasis added) and Blacks Law Dictionary, at 214, indicate: wear, bear, or carry … upon the person or in the clothing or in a pocket, for the purpose . . . of being armed and ready for offensive or defensive action in a case of conflict with another person.
On lessons from literature, a scan of Bartletts and other quotation collections shows how highly selective the Courts choices are. See ante , at 34. If [t]he greatest of writers have used carry to mean convey or transport in a vehicle, so have they used the hydra-headed word to mean, inter alia , carry in ones hand, arms, head, heart, or soul, sans vehicle. Consider, among countless examples:
[H]e shall gather the lambs with his arm, and carry them in his bosom. The King James Bible, Isaiah 40:11.
And still they gazd, and still the wonder grew, That one small head could carry all he knew.
O. Goldsmith, The Deserted Village, ll. 215216, in The Poetical Works of Oliver Goldsmith 30 (A. Dobson ed. 1949).
Theres a Legion that never was listed, That carries no colours or crest.
R. Kipling, The Lost Legion, st. 1, in Rudyard Kiplings Verse, 18851918, p. 222 (1920).
There is a homely adage which runs, Speak softly and carry a big stick; you will go far. T. Roosevelt, Speech at Minnesota State Fair, Sept. 2, 1901, in J. Bartlett, Familiar Quotations 575:16 (J. Kaplan ed. 1992). 6
These and the Courts lexicological sources demonstrate vividly that carry is a word commonly used to convey various messages. Such references, given their variety, are not reliable indicators of what Congress meant, in §924(c)(1), by carries a firearm.
C
Noting the paradoxical statement, I use a gun to protect my house, but Ive never had to use it, the Court in Bailey , 516 U. S., at 143, emphasized the importance of contextthe statutory context. Just as uses was read to mean not simply possession, but active employment, so carries, correspondingly, is properly read to signal the most dangerous casesthe gun at hand, ready for use as a weapon. 7 It is reasonable to comprehend Congress as having provided mandatory minimums for the most life-jeopardizing gun-connection cases (guns in or at the defendants hand when committing an offense), leaving other, less imminently threatening, situations for the more flexible guidelines regime. 8 As the Ninth Circuit suggested, it is not apparent why possession of a gun in a drug dealers moving vehicle would be thought more dangerous than gun possession on premises where drugs are sold: A drug dealer who packs heat is more likely to hurt someone or provoke someone else to violence. A gun in a bag under a tarp in a truck bed [or in a bedroom closet] poses substantially less risk. United States v. Foster , 133 F. 3d 704, 707 (CA9 1998) (en banc). 9
For indicators from Congress itself, it is appropriate to consider word usage in other provisions of Title 18s chapter on Firearms. See Bailey , 516 U. S., at 143, 146 (interpreting §924(c)(1) in light of 18 U. S. C. §§922(g)( o )(1), 924(d)(1), 930(a), 930(b)). The Court, however, does not derive from the statutory complex at issue its thesis that [c]arry implies personal agency and some degree of possession, whereas transport does not have such a limited connotation and, in addition, implies the movement of goods in bulk over great distances. Ante , at 9. Looking to provisions Congress enacted, one finds that the Legislature did not acknowledge or routinely adhere to the distinction the Court advances today; instead, Congress sometimes employed transports when, according to the Court, carries was the right word to use.
Section 925(a)(2)(B), for example, provides that no criminal sanction shall attend the transportation of [a] firearm or ammunition carried out to enable a person, who lawfully received such firearm or ammunition from the Secretary of the Army, to engage in military training or in competitions. The full text of §926A, rather than the truncated version the Court presents, see ante , at 9, is also telling:
Notwithstanding any other provision of any law or any rule or regulation of a State or any political subdivision thereof, any person who is not otherwise prohibited by this chapter from transporting, shipping, or receiving a firearm shall be entitled to transport a firearm for any lawful purpose from any place where he may lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm if, during such transportation the firearm is unloaded, and neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle: Provided , That in the case of a vehicle without a compartment separate from the drivers compartment the firearm or ammunition shall be contained in a locked container other than the glove compartment or console.
In describing when and how a person may travel in a vehicle that contains his firearm without violating the law, §§925(a)(2)(B) and 926A use transport, not carry, to impl[y] personal agency and some degree of possession. See ante , at 9. 10
Reading carries in §924(c)(1) to mean on or about [ones] person is fully compatible with these and other Firearms statutes. 11 For example, under §925(a)(2)(B), one could carry his gun to a car, transport it to the shooting competition, and use it to shoot targets. Under the conditions of §926A, one could transport her gun in a car, but under no circumstances could the gun be readily accessible while she travels in the car. [C]ourts normally try to read language in different, but related, statutes, so as best to reconcile those statutes, in light of their purposes and of common sense. McFadden , 13 F. 3d, at 467 (Breyer, C. J., dissenting). So reading the Firearms statutes, I would not extend the word carries in §924(c)(1) to mean transports out of hands reach in a vehicle. 12
II
Section 924(c)(1), as the foregoing discussion details, is not decisively clear one way or another. The sharp division in the Court on the proper reading of the measure confirms, [a]t the very least, … that the issue is subject to some doubt. Under these circumstances, we adhere to the familiar rule that, where there is ambiguity in a criminal statute, doubts are resolved in favor of the defendant. Adamo Wrecking Co. v. United States, 434 U. S. 275, 284285 (1978) (citation omitted); see United States v. Granderson, 511 U. S. 39, 54 (1994) ([W]here text, structure, and history fail to establish that the Governments position is unambiguously correctwe apply the rule of lenity and resolve the ambiguity in [the defendants] favor.). Carry bears many meanings, as the Court and the Firearms statutes demonstrate. 13 The narrower on or about [ones] person interpretation is hardly implausible nor at odds with an accepted meaning of carries a firearm.
Overlooking that there will be an enhanced sentence for the gun-possessing drug dealer in any event, see supra , at 24, the Court asks rhetorically: How persuasive is a punishment that is without effect until a drug dealer who has brought his gun to a sale (indeed has it available for use) actually takes it from the trunk (or unlocks the glove compartment) of his car? Ante , at 8. Correspondingly, the Court defines carries a firearm to cover a person who knowingly possesses and conveys firearms [anyplace] in a vehicle … which the person accompanies. Ante , at 1. Congress, however, hardly lacks competence to select the words possesses or conveys when that is what the Legislature means. 14 Notably in view of the Legislatures capacity to speak plainly, and of overriding concern, the Courts inquiry pays scant attention to a core reason for the rule of lenity: [B]ecause of the seriousness of criminal penalties, and because criminal punishment usually represents the moral condemnation of the community, legislatures and not courts should define criminal activity. This policy embodies the instinctive distaste against men languishing in prison unless the lawmaker has clearly said they should. United States v. Bass, 404 U. S. 336, 348 (1971) (quoting H. Friendly, Mr. Justice Frankfurter and the Reading of Statutes, in Benchmarks 196, 209 (1967)).
*** The narrower on or about [ones] person construction of carries a firearm is consistent with the Courts construction of uses in Bailey to entail an immediacy element. It respects the Guidelines system by resisting overbroad readings of statutes that deviate from that system. See McFadden , 13 F. 3d, at 468 (Breyer, C. J., dissenting). It fits plausibly with other provisions of the Firearms chapter, and it adheres to the principle that, given two readings of a penal provision, both consistent with the statutory text, we do not choose the harsher construction. The Court, in my view, should leave it to Congress to speak in language that is clear and definite if the Legislature wishes to impose the sterner penalty. Bass , 404 U. S., at 347 (quoting United States v. Universal C. I. T. Credit Corp., 344 U. S. 218, 222 (1952) ). Accordingly, I would reverse the judgments of the First and Fifth Circuits.
Notes
1 The Sentencing Guidelines carry out a major congressional effort to create a fairly sophisticated … system that distinguishes among different kinds of criminal behavior and punishes accordingly. United States v. McFadden, 13 F. 3d, at 467468 (Breyer, C. J., dissenting). A mandatory minimum statute deviates from the general regime Congress installed. Given the importance (to Congress) of the Guidelines system, … courts should take care not to interpret [with unnecessary breadth] … deviations from the basic congressionally-directed effort to rationalize sentencing. Id., at 468.
2 I note, however, that the only legal dictionary the Court cites, Blacks Law Dictionary, defines carry arms or weapons restrictively. See ante, at 5; supra, at 12.
3 Many newspapers, the New York Times among them, have published stories using transport, rather than carry, to describe gun placements resembling petitioners. See, e.g., Atlanta Constitution, Feb. 27, 1998, p. 9D, col. 2 (House members last week expanded gun laws by allowing weapons to be carried into restaurants or transported anywhere in cars.); Chicago Tribune, June 12, 1997, sports section, p. 13 (Disabled hunters with permission to hunt from a standing vehicle would be able to transport a shotgun in an all-terrain vehicle as long as the gun is unloaded and the breech is open.); Colorado Springs Gazette Telegraph, Aug. 4, 1996, p. C10 (British gun laws require locked steel cases bolted onto a car for transporting guns from home to shooting range.); Detroit News, Oct. 26, 1997, p. D14 (It is unlawful to carry afield or transport a rifle . . . or shotgun if you have buckshot, slug, ball loads, or cut shells in possession except while traveling directly to deer camp or target range with firearm not readily available to vehicle occupants.); N. Y. Times, July 4, 1993, p. A21, col. 2 ([T]he gun is supposed to be transported unloaded, in a locked box in the trunk.); Santa Rosa Press Democrat, Sept. 28, 1996, p. B1 (Police and volunteers ask that participants . . . transport [their guns] to the fairgrounds in the trunks of their cars.); Worcester Telegram & Gazette, July 16, 1996, p. B3 (Only one gun can be turned in per person. Guns transported in a vehicle should be locked in the trunk.) (emphasis added in all quotations).
4 The translator of the Good Book, it appears, bore responsibility for determining whether the servants of Ahaziah carried his corpse to Jerusalem. Compare ante, at 34, with, e.g., The New English Bible, 2 Kings 9:28 (His servants conveyed his body to Jerusalem.); Saint Joseph Edition of the New American Bible (His servants brought him in a chariot to Jerusalem.); Tanakh: The Holy Scriptures (His servants conveyed him in a chariot to Jerusalem.); see also id., Isaiah 30:6 (They convey their wealth on the backs of asses.); The New Jerusalem Bible ([T]hey bear their riches on donkeys backs.) (emphasis added in all quotations).
5 The dictionary to which this Court referred in Bailey v. United States, 516 U. S. 137, 145 (1995) , contains 32 discrete definitions of carry, including [t]o make good or valid, to bear the aspect of, and even [t]o bear (a hawk) on the fist. See Websters New International Dictionary of English Language 412 (2d ed. 1949).
6 Popular films and television productions provide corroborative illustrations. In The Magnificent Seven, for example, OReilly (played by Charles Bronson) says: You think I am brave because I carry a gun; well, your fathers are much braver because they carry responsibility, for you, your brothers, your sisters, and your mothers. See http://us.imdb.com/M/search_quotes?for=carry. And in the television series M*A*S*H, Hawkeye Pierce (played by Alan Alda) presciently proclaims: I will not carry a gun. . . . Ill carry your books, Ill carry a torch, Ill carry a tune, Ill carry on, carry over, carry forward, Cary Grant, cash and carry, carry me back to Old Virginia, Ill even hari-kari if you show me how, but I will not carry a gun! See http://www.geocities.com/Hollywood/8915/mashquotes.html.
7 In my view, the Government would carry its burden by proving a firearm was kept so close to the person as to approximate placement in a pocket or holster, e.g., guns carried at ones side in a briefcase or handbag, or strapped to the saddle of a horse. See ante, at 5.
8 The Court reports that the Courts of Appeals have unanimously concluded that carry is not limited to the carrying of weapons directly on the person. Ante, at 67. In Bailey, however, the Governments argument based on a similar observation did not carry the day. See Brief for United States in Bailey v. United States, O. T. 1995, Nos. 947448 and 947492, p. 16, n. 4. No Court of Appeals had previously adopted an active employment construction of uses . . . a firearm in §924(c)(1), yet this Court did exactly that. See 516 U. S., at 144.
9 The Firearms statutes indicate that Congress, unlike the Court, ante, at 8, recognizes that a gun in the hand is indeed more dangerous than a gun in the trunk. See, e.g., 18 U. S. C. §926A (permitting the transportation of firearms in a vehicle, but only if neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle); see infra, at 89.
10 The Court asserts that transport is a broader category that includes carry but encompasses other activity. Ante, at 10. Carry, however, is not merely a subset of transport. A person seated at a desk with a gun in hand or pocket is carrying the gun, but is not transporting it. Yes, the words carry and transport often can be employed interchangeably, as can the words carry and use. But in Bailey, this Court settled on constructions that gave carry and use independent meanings. See Bailey, 516 U. S., at 145146. Without doubt, Congress is alert to the discrete meanings of transport and carry in the context of vehicles, as the Legislatures placement of each word in §926A illustrates. The narrower reading of carry preserves discrete meanings for the two words, while in the context of vehicles the Courts interpretation of carry is altogether synonymous with transport. Tellingly, when referring to firearms traveling in vehicles, the Firearms statutes routinely use a form of transport; they never use a form of carry.
11 See infra, at 1112, nn. 13, 14. The Government points to numerous federal statutes that authorize law enforcement officers to carry firearms and notes that, in those authorizing provisions, carry of course means both on the person and in a vehicle. Brief for United States 3132, and n. 18. Quite right. But as viewers of Sesame Street will quickly recognize, one of these things [a statute authorizing conduct] is not like the other [a statute criminalizing conduct]. The authorizing statutes in question are properly accorded a construction compatible with the clear purpose of the legislation to aid federal law enforcers in the performance of their official duties. It is fundamental, however, that a penal statute is not to be construed generously in the Governments favor. See, e.g., United States v. Bass, 404 U. S. 336, 348 (1971) .
12 The Court places undue reliance on Representative Poffs statement that §924(c)(1) seeks to persuade the man who is tempted to commit a Federal felony to leave his gun at home. See ante, at 7 (quoting 114 Cong. Rec. 22231 (1968)). As the Government argued in its brief to this Court in Bailey: In making that statement, Representative Poff was not referring to the carries prong of the original Section 924(c). As originally enacted, the carries prong of the statute prohibited only the unlawful carrying of a firearm while committing an offense. The statute would thus not have applied to an individual who, for instance, had a permit for carrying a gun and carried it with him when committing an offense, and it would have had no force in persuading such an individual to leave his gun at home. Instead, Representative Poff was referring to the uses prong of the original Section 924(c). Brief for United States in Bailey v. United States, O. T. 1995, Nos. 947448 and 947492, p. 28. Representative Poffs next sentence confirms that he was speaking of uses, not carries: Any person should understand that if he uses his gun and is caught and convicted, he is going to jail. 114 Cong. Rec., at 22231 (emphasis added).
13 Any doubt on that score is dispelled by examining the provisions in the Firearms chapter, in addition to §924(c)(1), that include a form of the word carry: 18 U. S. C. §922(a)(5) (carry out a bequest); §§922(s)(6)(B)(ii), (iii) (carry out this subsection); §922(u) (carry away [a firearm]); 18 U. S. C. A. §924(a)(6)(B)(ii) (Supp. 1998) (carry or otherwise possess or discharge or otherwise use [a] handgun); 18 U. S. C. §924(e)(2)(B) (carrying of a firearm); §925(a)(2) (carried out to enable a person); §926(a) (carry out the provisions of this chapter); §926A (lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm); §929(a)(1) (uses or carries a firearm and is in possession of armor piercing ammunition); §930(d)(3) (lawful carrying of firearms … in a Federal facility incident to hunting or other lawful purposes) (emphasis added in all quotations).
14 See, e.g., 18 U. S. C. A. §924(a)(6)(B)(ii) (Supp. 1998) (if the person sold … a handgun … to a juvenile knowing … that the juvenile intended to carry or otherwise possess … the handgun … in the commission of a crime of violence); 18 U. S. C. §926A (may lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm); §929(a)(1) (uses or carries a firearmand is in possession of armor piercing ammunition); §2277 (brings, carries, or possesses any dangerous weapon) (emphasis added in all quotations).
The Sentencing Guidelines carry out a major congressional effort to create a fairly sophisticated … system that distinguishes among different kinds of criminal behavior and punishes accordingly. United States v. McFadden, 13 F. 3d, at 467468 (Breyer, C. J., dissenting). A mandatory minimum statute deviates from the general regime Congress installed. Given the importance (to Congress) of the Guidelines system, … courts should take care not to interpret [with unnecessary breadth] … deviations from the basic congressionally-directed effort to rationalize sentencing. Id., at 468.
I note, however, that the only legal dictionary the Court cites, Blacks Law Dictionary, defines carry arms or weapons restrictively. See ante, at 5; supra, at 12.
Many newspapers, the New York Times among them, have published stories using transport, rather than carry, to describe gun placements resembling petitioners. See, e.g., Atlanta Constitution, Feb. 27, 1998, p. 9D, col. 2 (House members last week expanded gun laws by allowing weapons to be carried into restaurants or transported anywhere in cars.); Chicago Tribune, June 12, 1997, sports section, p. 13 (Disabled hunters with permission to hunt from a standing vehicle would be able to transport a shotgun in an all-terrain vehicle as long as the gun is unloaded and the breech is open.); Colorado Springs Gazette Telegraph, Aug. 4, 1996, p. C10 (British gun laws require locked steel cases bolted onto a car for transporting guns from home to shooting range.); Detroit News, Oct. 26, 1997, p. D14 (It is unlawful to carry afield or transport a rifle . . . or shotgun if you have buckshot, slug, ball loads, or cut shells in possession except while traveling directly to deer camp or target range with firearm not readily available to vehicle occupants.); N. Y. Times, July 4, 1993, p. A21, col. 2 ([T]he gun is supposed to be transported unloaded, in a locked box in the trunk.); Santa Rosa Press Democrat, Sept. 28, 1996, p. B1 (Police and volunteers ask that participants . . . transport [their guns] to the fairgrounds in the trunks of their cars.); Worcester Telegram & Gazette, July 16, 1996, p. B3 (Only one gun can be turned in per person. Guns transported in a vehicle should be locked in the trunk.) (emphasis added in all quotations).
The translator of the Good Book, it appears, bore responsibility for determining whether the servants of Ahaziah carried his corpse to Jerusalem. Compare ante, at 34, with, e.g., The New English Bible, 2 Kings 9:28 (His servants conveyed his body to Jerusalem.); Saint Joseph Edition of the New American Bible (His servants brought him in a chariot to Jerusalem.); Tanakh: The Holy Scriptures (His servants conveyed him in a chariot to Jerusalem.); see also id., Isaiah 30:6 (They convey their wealth on the backs of asses.); The New Jerusalem Bible ([T]hey bear their riches on donkeys backs.) (emphasis added in all quotations).
The dictionary to which this Court referred in Bailey v. United States, 516 U. S. 137, 145 (1995) , contains 32 discrete definitions of carry, including [t]o make good or valid, to bear the aspect of, and even [t]o bear (a hawk) on the fist. See Websters New International Dictionary of English Language 412 (2d ed. 1949).
Popular films and television productions provide corroborative illustrations. In The Magnificent Seven, for example, OReilly (played by Charles Bronson) says: You think I am brave because I carry a gun; well, your fathers are much braver because they carry responsibility, for you, your brothers, your sisters, and your mothers. See http://us.imdb.com/M/search_quotes?for=carry. And in the television series M*A*S*H, Hawkeye Pierce (played by Alan Alda) presciently proclaims: I will not carry a gun. . . . Ill carry your books, Ill carry a torch, Ill carry a tune, Ill carry on, carry over, carry forward, Cary Grant, cash and carry, carry me back to Old Virginia, Ill even hari-kari if you show me how, but I will not carry a gun! See http://www.geocities.com/Hollywood/8915/mashquotes.html.
In my view, the Government would carry its burden by proving a firearm was kept so close to the person as to approximate placement in a pocket or holster, e.g., guns carried at ones side in a briefcase or handbag, or strapped to the saddle of a horse. See ante, at 5.
The Court reports that the Courts of Appeals have unanimously concluded that carry is not limited to the carrying of weapons directly on the person. Ante, at 67. In Bailey, however, the Governments argument based on a similar observation did not carry the day. See Brief for United States in Bailey v. United States, O. T. 1995, Nos. 947448 and 947492, p. 16, n. 4. No Court of Appeals had previously adopted an active employment construction of uses . . . a firearm in §924(c)(1), yet this Court did exactly that. See 516 U. S., at 144.
The Firearms statutes indicate that Congress, unlike the Court, ante, at 8, recognizes that a gun in the hand is indeed more dangerous than a gun in the trunk. See, e.g., 18 U. S. C. §926A (permitting the transportation of firearms in a vehicle, but only if neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle); see infra, at 89.
The Court asserts that transport is a broader category that includes carry but encompasses other activity. Ante, at 10. Carry, however, is not merely a subset of transport. A person seated at a desk with a gun in hand or pocket is carrying the gun, but is not transporting it. Yes, the words carry and transport often can be employed interchangeably, as can the words carry and use. But in Bailey, this Court settled on constructions that gave carry and use independent meanings. See Bailey, 516 U. S., at 145146. Without doubt, Congress is alert to the discrete meanings of transport and carry in the context of vehicles, as the Legislatures placement of each word in §926A illustrates. The narrower reading of carry preserves discrete meanings for the two words, while in the context of vehicles the Courts interpretation of carry is altogether synonymous with transport. Tellingly, when referring to firearms traveling in vehicles, the Firearms statutes routinely use a form of transport; they never use a form of carry.
See infra, at 1112, nn. 13, 14. The Government points to numerous federal statutes that authorize law enforcement officers to carry firearms and notes that, in those authorizing provisions, carry of course means both on the person and in a vehicle. Brief for United States 3132, and n. 18. Quite right. But as viewers of Sesame Street will quickly recognize, one of these things [a statute authorizing conduct] is not like the other [a statute criminalizing conduct]. The authorizing statutes in question are properly accorded a construction compatible with the clear purpose of the legislation to aid federal law enforcers in the performance of their official duties. It is fundamental, however, that a penal statute is not to be construed generously in the Governments favor. See, e.g., United States v. Bass, 404 U. S. 336, 348 (1971) .
The Court places undue reliance on Representative Poffs statement that §924(c)(1) seeks to persuade the man who is tempted to commit a Federal felony to leave his gun at home. See ante, at 7 (quoting 114 Cong. Rec. 22231 (1968)). As the Government argued in its brief to this Court in Bailey: In making that statement, Representative Poff was not referring to the carries prong of the original Section 924(c). As originally enacted, the carries prong of the statute prohibited only the unlawful carrying of a firearm while committing an offense. The statute would thus not have applied to an individual who, for instance, had a permit for carrying a gun and carried it with him when committing an offense, and it would have had no force in persuading such an individual to leave his gun at home. Instead, Representative Poff was referring to the uses prong of the original Section 924(c). Brief for United States in Bailey v. United States, O. T. 1995, Nos. 947448 and 947492, p. 28. Representative Poffs next sentence confirms that he was speaking of uses, not carries: Any person should understand that if he uses his gun and is caught and convicted, he is going to jail. 114 Cong. Rec., at 22231 (emphasis added).
Any doubt on that score is dispelled by examining the provisions in the Firearms chapter, in addition to §924(c)(1), that include a form of the word carry: 18 U. S. C. §922(a)(5) (carry out a bequest); §§922(s)(6)(B)(ii), (iii) (carry out this subsection); §922(u) (carry away [a firearm]); 18 U. S. C. A. §924(a)(6)(B)(ii) (Supp. 1998) (carry or otherwise possess or discharge or otherwise use [a] handgun); 18 U. S. C. §924(e)(2)(B) (carrying of a firearm); §925(a)(2) (carried out to enable a person); §926(a) (carry out the provisions of this chapter); §926A (lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm); §929(a)(1) (uses or carries a firearm and is in possession of armor piercing ammunition); §930(d)(3) (lawful carrying of firearms … in a Federal facility incident to hunting or other lawful purposes) (emphasis added in all quotations).
See, e.g., 18 U. S. C. A. §924(a)(6)(B)(ii) (Supp. 1998) (if the person sold … a handgun … to a juvenile knowing … that the juvenile intended to carry or otherwise possess … the handgun … in the commission of a crime of violence); 18 U. S. C. §926A (may lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm); §929(a)(1) (uses or carries a firearmand is in possession of armor piercing ammunition); §2277 (brings, carries, or possesses any dangerous weapon) (emphasis added in all quotations).