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OPINION/ORDER Lawrence Seidman ( |
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OPINION/ORDER The plaintiffs brought an action for declaratory and injunctive relief to prevent enforcement of certain Connecticut banking laws against Wachovia Mortgage on the ground that the state laws are preempted by the National Bank Act ( |
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A I TRD FIN INC V. PETRA INTL BNKG CORP |
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MOTORCITY OF JACKSONVILLE V. SOUTHEAST BANK This document was created from RTF source by rtftohtml version 2.7.5 > |
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MOTORCITY OF JACKSONVILLE V. SOUTHEAST BANK This document was created from RTF source by rtftohtml version 2.7.5 > |
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MONEY STATN INC V. FRS |
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OPINION/ORDER We affirm the district court's conclusion as to preemption under the Bank Act but hold that the per diem loan interest statute is not preempted by the DIDMCA. The purpose of the audits was to ascertain whether the mortgage subsidiaries had overcharged interest and provided unduly low estimates of certain classes of settlement fees. 3 WFHMI was licensed to engage in real estate lending activities under the California Residential Mortgage Lending Act (CRMLA). Wells Fargo's claims as to WFHMI are not moot. Even if they were. There is no distinction between WFHMI and NCMC pertinent to our disposition. 4 Specifically. Unless a person or transaction is excepted from a definition or exempt from licensure by a provision of this law or a rule of the commissioner. The licensing requirements referred to in the section are discussed in more detail below. 5 The CFLL does not apply to any loans made pursuant to the CRMLA. BOUTRIS Commissioner is the state official charged with enforcing those laws governing licensed home mortgage lenders. |
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CITYFED FINCL CORP V. OTS |
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BRANCH V. U.S. |
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OPINION/ORDER The district court (1) found that the Ordinances were preempted by the Home Owners' Loan Act ( |
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OPINION/ORDER Is amended as follows: at slip Opinion page 6. The petition for rehearing and for rehearing en banc is denied. The district court (1) found that the Ordinances were preempted by the Home Owners' Loan Act ( |
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RESOLUTION TRUST V. DUNMAR CORP. This document was created from RTF source by rtftohtml version 2.7.5 > |
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RESOLUTION TRUST V. DUNMAR CORP. This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER These eleven consolidated[fn1] actions were brought by concerned Pennsylvanians who believed that they were being charged excessive fees and interest on their credit cards and that these charges violated Pennsylvania consumer protection laws. None of the defendants are Pennsylvania lending institutions. The cases were all brought in Pennsylvania state courts and then removed by the defendants to the federal system.[fn2] These cases require that we resolve the conflict between state consumer protection law and federal banking law. We will first consider the district courts' holdings that removal jurisdiction was proper. We will reverse the district courts on this issue. The Supreme Court's conservative extension of the complete preemption doctrine and the application of the Third Circuit's two pronged test establish that federal jurisdiction is lacking in those cases in which the plaintiffs did not amend their complaints to allege federal claims. We will next consider claims particular to these actions. We will affirm the district court to the extent that the court held that plaintiffs' state law claims regarding late charges and over limit fees were substantively preempted. |
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OPINION/ORDER The crux of Shah's complaint is that defendants' conflicts of interest arising from their issuing analyst reports rating and evaluating actual or potential investment banking clients of the firm together with the firm's failure to disclose these improper business practices to its own shareholders artificially inflated the price of Morgan Stanley stock purchased between July 1. Finding that plaintiff was on inquiry notice more than two years before filing suit. The district court concluded that 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 the claims were time barred and granted defendants' motion to dismiss the complaint. affirm. We analysts performed investment banking functions and were compensated based on their effectiveness in securing investment banking business for the firm. It is alleged. Classes of investors have filed numerous lawsuits against Morgan Stanley and other financial institutions alleging 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 securities fraud based on the conflicts uncovered by the agency investigations. |
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OPINION/ORDER The question before us is whether the National Bank Act and regulations promulgated by the Office of the Comptroller of the Currency preempt 1 No. 04 2257 Wachovia Bank. Watters Page 2 Michigan banking laws concerning operating subsidiaries of nationally chartered banks.1 The district court held that the Michigan laws are preempted and granted summary judgment in favor of Wachovia. I. The parties agree that no material facts are disputed. Michigan has enacted a series of banking laws that are enforced by the defendant. Two Michigan statutes are at issue. Is not required to obtain a license to operate. Michigan's regulatory scheme permits it to investigate a specific consumer complaint if the complaint is not otherwise being pursued by the Comptroller. LAWS § 445.1663(2) ( |
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OPINION/ORDER The dispute is an outgrowth of aggressive and expansionist banking f l o wi n g f rom the C ongressional liberalization in recent years of national banking laws. Citizens National Bank of Evans City (CNBEC) is a community bank founded in 1878 in Evans City. (CFG) is a subsidiary holding company of the Royal Bank of Scotland. CNBEC claimed that nine of these former Mellon Bank branches were located near CNBEC branches. In addition some of the branches in Butler County were located on the same streets. |
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OPINION/ORDER The dispute is an outgrowth of aggressive and expansionist banking f l o wi n g f rom the C ongressional liberalization in recent years of national banking laws. Citizens National Bank of Evans City (CNBEC) is a community bank founded in 1878 in Evans City. (CFG) is a subsidiary holding company of the Royal Bank of Scotland. CNBEC claimed that nine of these former Mellon Bank branches were located near CNBEC branches. In addition some of the branches in Butler County were located on the same streets. |
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OPINION/ORDER Seeking a declaratory judgment that its Corporate Finance Division's 96 1844 and 96 1874 * * * * * * * * * * * * * * * * Appeals from the United States District Court for the District of Minnesota. business is incidental to its banking business. Arguing that the agreement is unenforceable because Norwest's actions under the agreement were not incidental to the business of banking. That Norwest's acts were beyond its powers because it did not obtain prior approval from the Board of Governors of the Federal Reserve System to enter into the agreement. Even if the agreement is enforceable. Norwest cross appeals arguing that it is entitled to prejudgment interest on the award granted by the district court. Sween Corporation is a Minnesota corporation that develops and manufactures skin care products for the medical market. Norwest is a national bank established in Minneapolis. This division is not a separate legal entity. The common stock of Norwest is owned by Norwest Corporation. They do not have standing to appeal on any issue except for their dismissal. |
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OPINION/ORDER With him on the briefs were Robert B. Crotty were on the brief for amici curiae American Bankers Association and Association of Banks in Insurance. Sinder argued the cause and was on the brief for appellees. Filed suit in the district court claiming that this interpretation was incorrect as a matter of law. 12 U.S.C. s 24 (Seventh) confers the following powers upon national banks: [National banks shall have the power] [t]o exercise ... all such incidental powers as shall be necessary to carry on the business of banking. The most pertinent phrase to this case is |
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OPINION/ORDER Is the indenture trustee (the |
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OPINION/ORDER Is the indenture trustee (the |
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MOTORCITY OF JACKSONVILLE, LTD. V. SOUTHEAST BANK This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER CNIS is a wholly owned subsidiary of Commerce Bancorp. We will reverse.1 I. By the time this litigation was commenced. We have appellate jurisdiction under 28 U.S.C. 1291 and review the District Court's factual findings for clear error. We are left with a definite and firm conviction that mistake has been committed. Neither CIA nor CBI were aware that anyone believed that the companies were business affiliates of each other. The application was granted. The District Court first determined that CBI's rights in the Commerce mark were senior to those of CIA. The Court found that CIA's use of the Commerce mark in 1983 was likely to create confusion. Because reasonable consumers dealing with CIA |
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OPINION/ORDER 2005 is amended as follows: 1. 2. Footnote six is deleted in its entirety. The first sentence of Part I ( |
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OPINION/ORDER At issue is whether this action on behalf of a putative class of Salomon Smith Barney retail brokerage customers is preempted by SLUSA. We will affirm. I. Salomon Smith Barney is one of the world's largest stock brokerage and investment banking firms. Among its customers are corporate clients who receive investment banking services such as equity and debt underwriting. This action alleges that Salomon Smith Barney's research was unlawfully biased in favor of the firm's investment banking clients. The gravamen of the action is the allegedly |
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MOTORCITY OF JACKSONVILLE, LTD. V. SOUTHEAST BANK This document was created from RTF source by rtftohtml version 2.7.5 > |
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KEVIN JOST V. SURFACE TRANSPORTATION BOARD were Henri F. Jr. was on the brief for intervenor. Before: Edwards. CKR's notice of exemp tion was void for misleading statements. Rail banking and interim trail use were not possible. The Surface Transportation Board must approve the abandonment of a railroad line.2 Pursuant to a
1 Jost's petition is joined by Alvin Kroupa. We will refer to petitioners simply as ". The Board pub lishes a notice in the Federal Register which states that the railroad will be authorized to abandon the line in thirty days. unless the Board stays the exemption pursuant to a petition.4 The notice also states that the exemption is void ab initio if the railroad's notice contains false or misleading information. See 49 C.F.R. |
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OPINION/ORDER FDIC's determination 2 was based on an improper interpretation of federal law and unsupported by the record. Enforce the order if the FDIC made no errors of law and if its findings of fact are supported by substantial evidence on the record as a whole. Substantial evidence is |
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OPINION/ORDER Who were directors and/or officers of Debtor. This adversary proceeding is the case now before us. The district court stated: |
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99-5064 -- U.S. V. 162 MEGAMANIA GAMBLING DEVICES -- 10/31/2000 Oklahoma which are used to support the play of MegaMania gambling devices in Indian Country Multimedia Games. The government asserted the machines operating the game |
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97-9515 -- CANDELARIA V. FEDERAL DEPOSIT INSURANCE CORP. -- 02/03/1998 We affirm.
The basic facts in this case are undisputed. Petitioner had an unblemished reputation in the banking industry. The two loans which led to this action were approved by petitioner for his sister in law. Was approved on or about July 21. Was approved on or about February 3. Were endorsed by petitioner in Ms. None of the loan proceeds were ever disbursed to Ms. Aleman was the true borrower who intended the proceeds of the loan to go to petitioner as payment for existing debt. Aleman's debt to him was approximately $15. Aleman would have to repay the debt. Aleman did not have the resources to repay the debt. Both loans were thus repaid. The Board of Directors of the FDIC (the Board) issued a notice of intent to seek to have petitioner permanently prohibited from participation in the activities of any federally insured banking institution. With the reminder that the order was statutorily modifiable upon petitioner's application to the FDIC. Petitioner states his appellate issues as (1) the Board's decision was not supported by substantial evidence. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 >
This is a consolidated appeal from two district court orders dismissing certain averments brought by a Chapter 7 bankruptcy trustee on behalf of a bank holding company against former directors and officers of the holding company and its subsidiary bank. In the first case. We hold that we lack jurisdiction to review the statute of limitations ruling because it was not a final judgment properly subject to Rule 54(b) certification. We do not have jurisdiction to review the district court's dismissal of the averments that it held constitute a derivative action. Have jurisdiction over the final judgment dismissing the entire complaint insofar as it concerns two of the defendants. Holding that it is collaterally estopped by a holding in the first case. We have jurisdiction to review the judgment in the second case. The Bankruptcy Proceedings
Southeast Banking Corporation ( |
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OPINION/ORDER We have jurisdiction under 28 U.S.C. § 1291. We conclude that diversity jurisdiction is proper and that Kroske's age discrimination claim under the WLAD was not preempted. Is a federally chartered National Banking Association that was formed in accordance with the National Bank Act. The Bank is governed by a board of directors. Which is empowered by the Bank's bylaws to elect and discharge officers. Kroske was notified that her branch was not meeting the Bank's goals and quotas for business activity. Although Kroske contends that her branch was the smallest in the area with the fewest employees. That she was short staffed. The other branch managers in the region were in their twenties and thirties. While Kroske was fifty one years old. Kroske contended that she was replaced by an employee who was in his mid twenties and possessed less experience than Kroske. Filed a motion for summary judgment arguing that Kroske's state discrimination claim was preempted by the National Bank Act. Contending that she was not an officer under § 24(Fifth) and. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 >
This is a consolidated appeal from two district court orders dismissing certain averments brought by a Chapter 7 bankruptcy trustee on behalf of a bank holding company against former directors and officers of the holding company and its subsidiary bank. In the first case. We hold that we lack jurisdiction to review the statute of limitations ruling because it was not a final judgment properly subject to Rule 54(b) certification. We do not have jurisdiction to review the district court's dismissal of the averments that it held constitute a derivative action. Have jurisdiction over the final judgment dismissing the entire complaint insofar as it concerns two of the defendants. Holding that it is collaterally estopped by a holding in the first case. We have jurisdiction to review the judgment in the second case. The Bankruptcy Proceedings
Southeast Banking Corporation ( |
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OPINION/ORDER The bankruptcy court and the district court both held that section 510(a) was not inconsistent with the Rule of Explicitness and that the legislative history accompanying section 510(a) revealed no intent to repeal the rule. The Senior Creditors were not entitled to receive post petition interest from the Junior Creditors. Is the indenture trustee (the |
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OPINION/ORDER The bankruptcy court and the district court both held that section 510(a) was not inconsistent with the Rule of Explicitness and that the legislative history accompanying section 510(a) revealed no intent to repeal the rule. The Senior Creditors were not entitled to receive post petition interest from the Junior Creditors. Is the indenture trustee (the |
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OPINION/ORDER With him on the brief were Henri F. Jr. was on the brief for intervenor. CKR's notice of exemp tion was void for misleading statements. Rail banking and interim trail use were not possible. The Surface Transportation Board must approve the abandonment of a railroad line.2 Pursuant to a 1 Jost's petition is joined by Alvin Kroupa. We will refer to petitioners simply as |
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OPINION/ORDER It was alleged. Consisted of First Union and its analyst trying to obtain investment banking business from Ask Jeeves at the same time that they were supposed to be providing unbiased analysis on the company and its stock. This undisclosed conflict caused the analyst to tout the stock so that First Union would be looked upon favorably when Ask Jeeves decided who was going to get its investment banking business. Arguing in part that the securities fraud claim was timebarred and that the investors failed to sufficiently allege loss causation. Concluding that the investors who had purchased the stock at prices ranging from $78 to $134 per share were on inquiry notice of securities fraud when the stock dropped to $24 per share. We conclude that the complaint was not time barred on its face. Which are set out below. We will take judicial notice. Those prices are not subject to reasonable dispute. Are a proper subject for judicial notice. All references are to the per share closing prices of Ask Jeeves stock. |
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OPINION/ORDER Who were directors and/or officers of Debtor. This adversary proceeding is the case now before us. The district court stated: |
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OPINION/ORDER While recognizing that the entities have undergone name changes and consolidation in the past. 2 1 I. Is a federally chartered bank holding company with its principal place of business in FBS owns banks in several states and provides Since the early 1970s. Credit cards even though FBS did not have an office in Iowa. The former Metropolitan Federal Banks in Iowa were renamed First Bank Iowa. Is an Iowa chartered bank with its principal place of business in West Des Moines. FB was a From 1938 to 1993. FB was known as First FB has never owned a registered FB relies instead on 2 the common law of trademarks for its claim of an exclusive right to use FIRST BANK in connection with banking services provided in these counties. Also testified that he referred to FB as |
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OPINION/ORDER Are preempted by section 36 of the National Bank Act (NBA). I. Bank One is a national bank organized under the NBA. Its main office is located in Salt Lake City. Seeking a declaration that provisions of the Iowa EFTA restricting out of state banks from operating ATMs within Iowa are preempted by the NBA and praying for the issuance of a preliminary and permanent injunction. Finding that the challenged provisions of Iowa law were not preempted and concluding that Bank One was unlikely to succeed on any of its constitutional claims. 649 (8th Cir. 1997) (reviewing a district court grant of a preliminary injunction and granting a permanent injunction because all issues were questions of law). We must determine whether a permanent injunction is appropriate. 3 In determining whether a preliminary injunction should be issued. The balance between this harm and the harm to the other party if the injunction is granted. The standard for granting a permanent injunction is essentially the same as for a preliminary injunction. |
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BUFMAN ORG. V. FDIC This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER That the indictment and jury instructions were fatally defective. That there was insufficient evidence to support their convictions and that the discovery of new evidence mandated the grant of a new trial. Castilla (hereinafter the |
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OPINION/ORDER Arkwright Mutual Insurance Company is a commercial crime insurer that reimbursed Florida Power and Light (FPL) for the forged check losses. We must decide whether this interpretation of the banking contract is correct and whether summary judgment was properly granted. The record is not sufficiently developed to determine whether NationsBank acted with ordinary care. A drawee bank is absolutely liable to its customer for payment of a forged check. Because a forged check is not a |
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ARKWRIGHT MUT. INS. CO. V. NATIONSBANK (5/25/2000, NO. 99-11396) Arkwright Mutual Insurance Company is a commercial crime insurer that reimbursed Florida Power and Light (FPL) for the forged check losses. We must decide whether this interpretation of the banking contract is correct and whether summary judgment was properly granted. The record is not sufficiently developed to determine whether NationsBank acted with ordinary care. A drawee bank is absolutely liable to its customer for payment of a forged check. Because a forged check is not a |
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OPINION/ORDER Arkwright Mutual Insurance Company is a commercial crime insurer that reimbursed Florida Power and Light (FPL) for the forged check losses. We must decide whether this interpretation of the banking contract is correct and whether summary judgment was properly granted. The record is not sufficiently developed to determine whether NationsBank acted with ordinary care. A drawee bank is absolutely liable to its customer for payment of a forged check. Because a forged check is not a |
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UNITED STATES V. DE LA MATA (9/27/2001, NO. 00-10201) That the indictment and jury instructions were fatally defective. That there was insufficient evidence to support their convictions and that the discovery of new evidence mandated the grant of a new trial. Castilla (hereinafter the |
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OPINION/ORDER V. We have jurisdiction pursuant to 28 U.S.C. § 1291. Because the district court did not have the opportunity to consider Appellants' First Amendment claim in light of Phillips. One of the most significant is loyalty to the client. Lawyers have long been required to place their clients' money in bank accounts separate from their own. Lawyers in all fifty states are held to that same high standard of professional conduct. |
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ARKWRIGHT MUT. INS. CO. V. NATIONSBANK (5/25/2000, NO. 99-11396) Arkwright Mutual Insurance Company is a commercial crime insurer that reimbursed Florida Power and Light (FPL) for the forged check losses. We must decide whether this interpretation of the banking contract is correct and whether summary judgment was properly granted. The record is not sufficiently developed to determine whether NationsBank acted with ordinary care. A drawee bank is absolutely liable to its customer for payment of a forged check. Because a forged check is not a |
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OPINION/ORDER The question is one of first impression in this circuit. Are governed by the [Act]. The most prominent distinction between the procedures available under the federal Act and those available under Arizona law is that the latter provides for a judicial determination of the fair value of dissenting shareholders' shares. Section 215a(a) addresses the merging bank's requirement to notify its shareholders of a plan of merger and to have that plan ratified and confirmed by the affirmative vote of the shareholders of each such association or State bank owning at least two thirds of its capital stock outstanding. Or by a greater proportion of such capital stock in the case of a State bank if the laws of the State where it is organized so require . . . . 5878 COMMUNITY BANK OF ARIZONA v. Once the merger is approved. Section 215a(c) sets out the process by which the dissenting shareholder's shares are appraised. Any dissenting shareholder who is dissatisfied with the appraised value arrived at by this method has the right to appeal to the Comptroller of Currency. |
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OPINION/ORDER Appellants were evicted from their house pursuant to a default judgment of foreclosure the bank had received from a superior court of the Commonwealth of Puerto Rico.2 A few months later appellants sued the bank in the district court. Another prerequisite to suit under section 632 is that a |
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OPINION/ORDER Senior Circuit Judge: We have reviewed plaintiffs/appellants' complaint filed in district court. ORDER This case is before the Court on the Defendant First National Bank of Gainesville's Motion to Dismiss for want of subject matter jurisdiction [3 1]. Frances Otwell Bagby ( |
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OPINION/ORDER Were on brief. Were on brief for amicus curiae. |
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BUFMAN ORG. V. FDIC This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER V. We have jurisdiction pursuant to 28 U.S.C. § 1291. Because the district court did not have the opportunity to consider Appellants' First Amendment claim in light of Phillips. One of the most significant is loyalty to the client. Lawyers have long been required to place their clients' money in bank accounts separate from their own. Lawyers in all fifty states are held to that same high standard of professional conduct. |
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UNITED STATES V. DE LA MATA (9/27/2001, NO. 00-10201) That the indictment and jury instructions were fatally defective. That there was insufficient evidence to support their convictions and that the discovery of new evidence mandated the grant of a new trial. Castilla (hereinafter the |
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BAGGETT V. FIRST NAT'L BANK This document was created from RTF source by rtftohtml version 2.7.5 >
We have reviewed plaintiffs/appellants' complaint filed in district court. Defendant.
CIVIL ACTION NO. 1:95 CV 684 FMH.
ORDER
This case is before the Court on the Defendant First National Bank of Gainesville's Motion to Dismiss for want of subject matter jurisdiction [3 1]. Frances Otwell Bagby ( |
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OPINION/ORDER This case is before the Court on appeal from the Tax Court. Rather than deducted fully during the year in which the salaries were paid. It is this Court's determination that the Tax Court is due to be REVERSED IN PART. The following are the facts. Which are made to facilitate continuity within this opinion. 1. General Information Norwest is a bank holding company that was incorporated in 1929. It is the parent corporation of an affiliated group of corporations (Norwest consolidated group) that files consolidated Federal income tax returns. Norwest's stock is traded on the New York and Midwest Stock Exchanges. Is a member of the Norwest consolidated group. [Bettendorf] is a national banking association operating under a charter granted by the Office of the Comptroller of the Currency (OCC). [Davenport] is an Iowa State bank that was incorporated in 1932. Its main office was in Davenport. It filed a consolidated Federal income tax return with two wholly owned subsidiaries. 2 [Davenport]'s only class of stock was thinly traded in the Davenport over the counter market. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > United States Court of Appeals. The district court approved the settlement and was faced with the issue of attorneys's fees and costs. Brandt attempts to appeal that ruling.Brandt was not a named party. He attempts to base standing to appeal on his having objected to the request for attorneys's fees. We find that our Circuit's precedent is clearly established in Guthrie v. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > United States Court of Appeals. The district court approved the settlement and was faced with the issue of attorneys's fees and costs. Brandt attempts to appeal that ruling.Brandt was not a named party. He attempts to base standing to appeal on his having objected to the request for attorneys's fees. We find that our Circuit's precedent is clearly established in Guthrie v. |
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BAGGETT V. FIRST NAT'L BANK This document was created from RTF source by rtftohtml version 2.7.5 >
We have reviewed plaintiffs/appellants' complaint filed in district court. Defendant.
CIVIL ACTION NO. 1:95 CV 684 FMH.
ORDER
This case is before the Court on the Defendant First National Bank of Gainesville's Motion to Dismiss for want of subject matter jurisdiction [3 1]. Frances Otwell Bagby ( |
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OPINION/ORDER Plaintiffs' core allegation is that Merrill Lynch. Recommended that investors purchase certain publicly traded stocks even though they did not then believe that the issuing companies were a good investment. The district court ruled that the complaints were time barred and (even if not timebarred) that they fail to plead loss causation as required by the decisions of this Court. We conclude that the underlying complaints were timely filed. Even though the analysts did not then believe that those companies were a good investment. It is alleged that analysts were touted to investors as independent assessors of business prospects. Judge Pollack concluded: [i] that the suits were time barred and (in any event) that they fail [ii] to plead loss causation. We conclude that the underlying complaints were timely filed. The NYAG's papers cited dozens of internal communications that expressed bluntly negative views on internet stocks that the Firm's analysts were then recommending to the investing public. Some 140 class action complaints were filed. |
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RAPAPORT ROBERT D. V. TREA |
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OPINION/ORDER Were on brief for appellant. Dana & Gould were on brief for appellees. The result is that only the lead bank has a direct contractual relationship with the borrower. |
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OPINION/ORDER Evergreen Partners ( |
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BANK OF AM. V. FED. DEPOSIT INS. CORP. (3/23/2001, NO. 99-14863) That specific question is one of those complicated and transitory regulatory banking issues that is of no immediate interest to anyone except those directly involved with it.
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BANK OF AM. V. FED. DEPOSIT INS. CORP. (3/23/2001, NO. 99-14863) That specific question is one of those complicated and transitory regulatory banking issues that is of no immediate interest to anyone except those directly involved with it.
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REPUBLIC OF PANAMA V. BCCI HOLDINGS This document was created from RTF source by rtftohtml version 2.7.5 >
BCCI Holdings is the parent corporation of BCCI S.A. and BCCI Ltd. These foreign defendants were the principal corporations in an international banking group operating in sixty nine countries. They will be referred to as the |
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OPINION/ORDER The District Court for the Southern District of California agreed with BSI that the property in question was not an asset of the judgment debtor FLATOW v. Was killed in an explosion when the bus in which she was traveling collided with a van loaded with explosives. See 28 U.S.C. § 1605 statutory note.3 This provision is commonly referred to as the |
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REPUBLIC OF PANAMA V. BCCI HOLDINGS This document was created from RTF source by rtftohtml version 2.7.5 >
BCCI Holdings is the parent corporation of BCCI S.A. and BCCI Ltd. These foreign defendants were the principal corporations in an international banking group operating in sixty nine countries. They will be referred to as the |
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OPINION/ORDER A national bank is a citizen of each and every state in which it has a branch. Bank One immediately removed the case to Horton moved to remand arguing that federal district court. there was no federal jurisdiction because complete diversity of citizenship was lacking. It was |
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OPINION/ORDER A national bank is a citizen of each and every state in which it has a branch. Bank One immediately removed the case to Horton moved to remand arguing that federal district court. there was no federal jurisdiction because complete diversity of citizenship was lacking. It was |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 >
The origin of the present petition is the related federal case filed in 1989 by Society for Savings in the Southern District of Florida concerning a consumer loan. That case was settled by surrender of the vessel to Society for Savings and the agreed payment of $13. Which he alleges is the successor to Society for Savings with offices in Palm Beach County. Bank of Boston represented that it is a national banking association with its principal place of business in Massachusetts. That Rogers is a Florida citizen. The district court determined that Bank of Boston's failure to allege the state in which it is incorporated constituted an inadequate showing of its citizenship for diversity jurisdiction: A review of the Notice of Removal reveals that Defendant has failed to adequately demonstrate that the controversy is between citizens of different states. |
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OPINION/ORDER With him on the briefs was Andrew J. With him on the brief were Maurice H. With him on the briefs were Julie C. French were on the briefs for Engine Manufacturer petitioners. With them on the briefs were Kenneth C. Walke were on the brief for intervenors American Lung Association. McBride were on the brief for intervenor American Petroleum Institute. Voge were on the brief for intervenors State and Territorial Air Pollution Program Ad ministrators. Shapiro were on the brief for intervenors International Truck and Engine Corporation. PER CURIAM:1 We have here a set of challenges to an EPA rule affecting diesel fuel and engines. All of which are 1 Parts I and II of the opinion are by Senior Judge Williams. Part III is by Judge Sentelle. Parts IV and V are by Judge Tatel. harmful to the environment and human health (as no party disputes). The new standards are |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 >
The origin of the present petition is the related federal case filed in 1989 by Society for Savings in the Southern District of Florida concerning a consumer loan. That case was settled by surrender of the vessel to Society for Savings and the agreed payment of $13. Which he alleges is the successor to Society for Savings with offices in Palm Beach County. Bank of Boston represented that it is a national banking association with its principal place of business in Massachusetts. That Rogers is a Florida citizen. The district court determined that Bank of Boston's failure to allege the state in which it is incorporated constituted an inadequate showing of its citizenship for diversity jurisdiction: A review of the Notice of Removal reveals that Defendant has failed to adequately demonstrate that the controversy is between citizens of different states. |
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OPINION/ORDER I. BACKGROUND The origin of the present petition is the related federal case filed in 1989 by Society for Savings in the Southern District of Florida concerning a consumer loan. That case was settled by surrender of the vessel to Society for Savings and the agreed payment of $13. Which he alleges is the successor to Society for Savings with offices in Palm Beach County. Bank of Boston represented that it is a national banking association with its principal place of business in Massachusetts. That Rogers is a Florida citizen. The district court determined that Bank of Boston's failure to allege the state in which it is incorporated constituted an inadequate showing of its citizenship for diversity jurisdiction: A review of the Notice of Removal reveals that Defendant has failed to adequately demonstrate that the controversy is between citizens of different states. Defendant merely alleges that it is |
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OPINION/ORDER I. BACKGROUND The origin of the present petition is the related federal case filed in 1989 by Society for Savings in the Southern District of Florida concerning a consumer loan. That case was settled by No. 89 6167 CIV PAINE (S.D.Fla.1989). surrender of the vessel to Society for Savings and the agreed payment of $13. Which he alleges is the successor to Society for Savings with offices in Palm Beach County. Bank of Boston represented that it is a national banking association with its principal place of business in Massachusetts. That Rogers is a Florida citizen. The district court determined that Bank of Boston's failure to allege the state in which it is incorporated constituted an inadequate showing of its citizenship for diversity jurisdiction: A review of the Notice of Removal reveals that Defendant has failed to adequately demonstrate that the controversy is between citizens of different states. Defendant merely alleges that it is |
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NTEU V. TIGERT RICKI R. |
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OPINION/ORDER A brief factual summary is necessary. Was established and is owned by the government of Venezuela. This was done by instituting a preferential currency exchange rate for U.S. Dollars administered by the government. * The program was called RECADI. 1 Under the Honorable Harlington Wood. Venezuela also developed another currency program which was intended to discourage nonessential imports and encourage exports. This program was seen as increasing Venezuela's foreign 1 program. Letters of credit were issued by BIV to facilitate the RECADI imports. Those with sophisticated criminal intentions saw substantial program. personal possibilities in the government's RECADI Instrumental in the abuse of this program was a man named Miralles was executive vice president of BIV. 000. was simple in concept. Miralles would approve the payment of BIV letters of credit for nonexistent RECADI imports that were shown to exist by false documents. government. false and BIV would then be reimbursed by the The letters of credit and the documents were patently inadequate. |
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BLACKFEET NAT'L BANK V. NELSON (4/5/1999, NO. 96-3021) Seeking a declaratory judgment that its sale of the Retirement CD was authorized by the National Bank Act (the |
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BANCO INDUSTRIAL DE VENEZUELA V. CREDIT SUISSE This document was created from RTF source by rtftohtml version 2.7.5 >
This civil case based on diversity and federal question jurisdiction involves extensive fraud in international banking. A brief factual summary is necessary. Was established and is owned by the government of Venezuela. This was done by instituting a preferential currency exchange rate for U.S. The program was called RECADI. |
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BANCO INDUSTRIAL DE VENEZUELA V. CREDIT SUISSE This document was created from RTF source by rtftohtml version 2.7.5 >
This civil case based on diversity and federal question jurisdiction involves extensive fraud in international banking. A brief factual summary is necessary. Was established and is owned by the government of Venezuela. This was done by instituting a preferential currency exchange rate for U.S. The program was called RECADI. |
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SEGUROS DEL ESTADO, S.A. V. SCIENTIFIC GAMES (8/20/2001, NO. 99-14166) The district court effectively determined Appellant was in breach of an indemnification agreement because Appellant did not reimburse Appellee for its payment of $2.4 . This judgment is comprised of a principal amount of $2.4 million and pre judgment interest at an annual rate of 38.76%.
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OPINION/ORDER That count also sought indemnity but was premised on Alabama common law rather than the indemnity provision itself. Because we find that entry of partial final judgment under Rule 54(b) was improper. We have no jurisdiction and must dismiss this appeal. Because we ultimately conclude that we have no jurisdiction over this appeal. That were owed to LNF by Tenet's subsidiaries and guaranteed by Tenet (the |
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SEGUROS DEL ESTADO, S.A. V. SCIENTIFIC GAMES (8/20/2001, NO. 99-14166) The district court effectively determined Appellant was in breach of an indemnification agreement because Appellant did not reimburse Appellee for its payment of $2.4 . This judgment is comprised of a principal amount of $2.4 million and pre judgment interest at an annual rate of 38.76%.
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OPINION/ORDER The district court effectively determined Appellant was in breach of an indemnification agreement because Appellant did not reimburse Appellee for its payment of $2.4 million in accordance with an obligation on a bond. This judgment is comprised of a principal amount of $2.4 million and pre judgment interest at an annual rate of 38.76%. (2) a bond which was required under the Lottery Contract. 1 and (3) an indemnification agreement which required Appellant to reimburse Appellee for sums paid to Ecosalud and for any interest paid on such While this document is entitled |
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OPINION/ORDER We are asked to determine whether certain costs incurred by banks for marketing. Researching and originating loans are deductible as |
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OPINION/ORDER Egbert was on brief. Were on brief. Stoller caused it to make loans to several real estate trusts with which he was affiliated. The order prevents Stoller (who is an attorney) from serving as an officer or director of. This appeal followed. 1This statute and the criminal statutes underpinning the later indictment are reprinted in the appendix. 3 II. Federal appellate courts have jurisdiction only over final orders and judgments of district courts. Emphasizing that the Double Jeopardy Clause is a |
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OPINION/ORDER Which are small loans with interest rates averaging 400 500% APR due on the next payday. This appeal presents the question of whether the State of Georgia may regulate a narrow segment of agency agreements between in state payday stores and out of state banks or whether the Georgia Act in issue is preempted by § 27(a) of the Federal Deposit Insurance Act ( |
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OPINION/ORDER We are asked to determine whether certain costs incurred by banks for marketing. Researching and originating loans are deductible as |
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OPINION/ORDER The Board found that De La Fuente had used his position at FIB to secure several loans in excess of applicable limits for entities in which he and his close associates were interested. We have jurisdiction to review the Board's decision under the judicial review provisions of the Administrative Procedures Act. See also 5 U.S.C. § 706(2)(A) (Courts may set aside agency orders if they are |
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BLACKFEET NAT'L BANK V. NELSON (4/5/1999, NO. 96-3021) Seeking a declaratory judgment that its sale of the Retirement CD was authorized by the National Bank Act (the |
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OPINION/ORDER The district court effectively determined Appellant was in breach of an indemnification agreement because Appellant did not reimburse Appellee for its payment of $2.4 million in accordance with an obligation on a bond. This judgment is comprised of a principal amount of $2.4 million and pre judgment interest at an annual rate of 38.76%. (2) a bond which was required under the Lottery Contract. (3) the entry of summary judgment for Appellee While this document is entitled |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 >
PER CURIAM:
Brandt is the Chapter 7 bankruptcy trustee for the estate of Southeast Bank Corporation (the Holding Company). Southeast Bank was closed by federal and state regulators. The F.D.I.C. was named as its receiver. The cause found its way to district court where both the third party complaint and the Holding Company's complaint were dismissed. The third party complaint is therefore moot. In 1991. The only exception to this standstill provision was that First Union was able to bid at any F.D.I.C. auction. The Holding Company alleged that First Union leaked financial information concerning Southeast Bank to bank regulators resulting in the closure of the bank. The claim was that. While there was a contractual relationship between First Union and the Holding Company. Was the result of the Comptroller of the Currency's decision to close Southeast Bank. |
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OPINION/ORDER American State Bank ( |
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OPINION/ORDER Appeals from a summary judgment dismissing its complaint against Franklin National Bank (the Bank) that was brought under the anti tying provisions of the Bank Holding Company Act (BCHA). The lower court found that there was insufficient evidence of the connection required by Section 1972 between the loan and the stock purchase. We find that a claim under Section 1972 requires proof that the extension of credit was actually conditioned on the bank's customer obtaining some other product or service from the bank or one of its subsidiaries. Highland was controlled by its principal shareholder. None of the individuals who succeeded to control of the company were involved in the loan transactions at issue here. All of the personnel who were involved. Aver that no tying condition was imposed as a The Honorable David M. Told him that Highland was interested in purchasing the stock of the Bank's holding company. The Bank's decision is reflected on a pre printed form entitled |
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OPINION/ORDER Bazuaye argues (1) a rational trier of fact could not have concluded from the stipulated facts that the money laundering transaction at issue affected interstate commerce. We hold that there was substantial evidence of a nexus with interstate commerce based on the district court's reasonable inference from the stipulated facts that banking channels were used in processing the stolen check. Victor Bazuaye was indicted for mail fraud. Before the Discover card was issued. The new address was actually a mailbox that Bazuaye had rented for the purpose of receiving fraudulently obtained credit cards. Bazuaye obtained three |
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OPINION/ORDER The major issue in this appeal is a troublesome question concerning the correct construction of the federal bank fraud statute. We are called upon to construe the breadth of a statute on which the Courts of Appeals are divided. The defendant's motion for judgment of acquittal was denied. The primary issue on appeal is whether there was sufficient evidence to sustain Thomas's conviction of bank fraud in violation of 18 U.S.C. These checks were used for various purposes. Weygandt was physically present at the bank with Thomas when the withdrawals occurred. Either Thomas or Weygandt would always respond that the money was for travel. It was not seriously contested that Thomas had acted wrongfully. The banks were not exposed to a loss as a result of honoring Weygandt's checks. Because the checks were properly made payable to Thomas or to cash. Only Weygandt suffered losses and the banks were not subject to any losses or potential liability for honoring the checks. Thomas contended that there was no material misrepresentation because Thomas had not affirmatively deceived the bank. |
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OPINION/ORDER With him on the briefs were Roger J. With her on the brief were James V. Miller was on the brief for amicus curiae Ameri can Bankers Association Securities Association. Is not good enough. ICBA says that the Board's construc tion of s 20 imposing only a proportional limit on revenues from ineligible activities is too loose. We have jurisdiction to review under 12 U.S.C. s 1848 (1994). ... retain direct or indirect ownership or control of any voting shares of any company which is not a bank or bank holding company or engage in any activities other than (A) those of banking or of managing or controlling banks and other subsidiaries authorized under [the BHC Act] ... The Board is authorized ... to extend the two year period ... for not more than one year at a time ... but no such extensions shall in the aggregate exceed three years. 12 U.S.C. s 1843(a) (1994) (emphasis added). Was engaged in various activities. ICBA offers a series of arguments de signed to prove that this literal compliance with s 4(a)(2) is inadequate. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 >
PER CURIAM:
Brandt is the Chapter 7 bankruptcy trustee for the estate of Southeast Bank Corporation (the Holding Company). Southeast Bank was closed by federal and state regulators. The F.D.I.C. was named as its receiver. The cause found its way to district court where both the third party complaint and the Holding Company's complaint were dismissed. The third party complaint is therefore moot. In 1991. The only exception to this standstill provision was that First Union was able to bid at any F.D.I.C. auction. The Holding Company alleged that First Union leaked financial information concerning Southeast Bank to bank regulators resulting in the closure of the bank. The claim was that. While there was a contractual relationship between First Union and the Holding Company. Was the result of the Comptroller of the Currency's decision to close Southeast Bank. |
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OPINION/ORDER Is the indenture trustee (the |
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OPINION/ORDER Friedman LLP were on brief. Ray and |
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EBRAHIMI V. CITY OF HUNTSVILLE BD. OF EDUC. This document was created from RTF source by rtftohtml version 2.7.5 > II. DISCUSSION
Appellant Ebrahimi's complaint is typical of the sort of shotgun notice pleading we have encountered in scores of cases brought before this Court. See. It is particularly important for district courts to undertake the difficult. |
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OPINION/ORDER Three provisions of the Agreement are especially relevant to this case: Closing/Best Efforts Clause Section 3.1 provided that a closing was to occur |
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EBRAHIMI V. CITY OF HUNTSVILLE BD. OF EDUC. This document was created from RTF source by rtftohtml version 2.7.5 > II. DISCUSSION
Appellant Ebrahimi's complaint is typical of the sort of shotgun notice pleading we have encountered in scores of cases brought before this Court. See. It is particularly important for district courts to undertake the difficult. |
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INDEPENDENT COMMUNITY BANKERS OF AMERICA V. BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM With him on the briefs were Roger J. With her on the brief were James V. Mattingly. Miller was on the brief for amicus curiae Ameri can Bankers Association Securities Association. Before: Edwards. Is not good enough.  . ICBA says that the Board's construc tion of s 20 imposing only a proportional limit on revenues from ineligible activities is too loose. We have jurisdiction to review under 12 U.S.C. s 1848 (1994). ... retain direct or indirect ownership or control of any voting shares of any company which is not a bank or bank holding company or engage in any activities other than (A) those of banking or of managing or controlling banks and other subsidiaries authorized under [the BHC Act] ... (B) those permitted under [section 4(c)(8) of the BHC Act].... The Board is authorized ... to extend the two year period ... for not more than one year at a time ... but no such extensions shall in the aggregate exceed three years. 12 U.S.C. s 1843(a) (1994) (emphasis added). Travelers. |
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OPINION/ORDER With her on the briefs were Gregory G. With him on the brief was Rhonda M. Peter Buscemi was on the brief for amici curiae State and Local Bar Associations in support of appellees. Babb were on the brief for amicus curiae The Conference of Chief Justices in support of appellee American Bar Association. The Bar Associations sought a declaratory judgment that the FTC's decision that attorneys engaged in the practice of law are covered by the Gramm Leach Bliley Act ( |
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OPINION/ORDER The primary question for decision is whether the Standby Options executed and issued by the First Bank of Philadelphia ( |
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OPINION/ORDER Which are several nongovernmental organizations interested in fostering recreational trails. Because we find that this fee is not arbitrary. The petition for review is denied. Two primary avenues currently are utilized by the STB in authorizing abandonments. The ICC was abolished and the STB assumed the responsibility for regulating rail transportation. If such interim use is subject to restoration or reconstruction for railroad purposes. Or qualified private organization is prepared to assume full responsibility for management of such rights of way and for any legal liability arising out of such transfer or use. The rail line will not be considered abandoned. The rail property will remain within the STB's jurisdiction. |
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OPINION/ORDER Bazuaye argues (1) a rational trier of fact could not have concluded from the stipulated facts that the money laundering transaction at issue affected interstate commerce. We hold that there was substantial evidence of a nexus with interstate commerce based on the district court's reasonable inference from the stipulated facts that banking channels were used in processing the stolen check. Victor Bazuaye was indicted for mail fraud. Before the Discover card was issued. The new address was actually a mailbox that Bazuaye had rented for the purpose of receiving fraudulently obtained credit cards. Bazuaye obtained three |
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OPINION/ORDER The following facts are taken from the complaint: Morgan Stanley. Are marketed to the public as a |
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OPINION/ORDER HAWKE 3 Unpublished opinions are not binding precedent in this circuit. Are codified at 15 U.S.C. §§ 6701 and 6714. Rather than to the provisions as codified. 2 The West Virginia Bankers Association is a banking trade association consisting of community banks. Savings and loans located in West Virginia. 3 The Joint Appendix is cited as J.A. in this opinion. 4 CLINE v. Were preempted by federal law. Where there is a regulatory conflict between a State insurance regulator and a Federal regulator. The Federal or State regulator |
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OPINION/ORDER With her on the brief were Ann S. Among these is the power to remove a bank officer from his position and to bar him from further participation in the operations of a federally insured depository institution. The case was forwarded to the FDIC's Board of Directors for a final decision. The principal issue for review is Landry's argument that the FDIC's method of appointing ALJs violates the 1 In the same proceedings. Lewis's petition for review is pending before the United States Court of Appeals for the Fifth Circuit. First Guaranty was in serious financial trouble. That it was still a candidate for near term failure. Found that Landry and his two associ ates were the incorporators of Pangaea Corporation. The board was misled because the plan was |
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OPINION/ORDER The bankruptcy court and the district court both held that section 510(a) was not inconsistent with the Rule of Explicitness and that the legislative history accompanying section 510(a) revealed no intent to repeal the rule. The Senior Creditors were not entitled to receive post petition interest from the Junior Creditors. Is the indenture trustee (the |
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OPINION/ORDER Plaintiffs tell a compelling story and are not the first to tell it. Similar allegations have appeared in a separate class action. In complaints filed by the Securities and Exchange Commission (the |
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OPINION/ORDER Concluding that District Deputy Comptroller John Bodnar is entitled to qualified immunity regarding his action in approving Mr. That all defendants are entitled to absolute immunity regarding the other regulatory actions challenged in the amended complaint. Northwest National Bank was a distressed bank operating in Gravette. None of which was based on a comprehensive examination of the actual loan files. |
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OPINION/ORDER The Bank had recently hired Frawley as the leader of a new management team that was working to improve the Bank's regulatory and financial situation after several tumultuous years under the prior management. Community Bank was operating under a cease and desist order and heightened scrutiny from regulatory authorities. In which he complained that the Bank's management was resisting his recommendations. Frawley and the six other board members have stated that Trotter never told them about Lippert's communications with the FDIC. Trotter was untroubled by Lippert's disclosures to the FDIC and Trotter revealed that he was considering discussing some of his own concerns with the FDIC and/or state 3 banking authorities. Lippert contends that the August 19 and August 20 memoranda were nearly identical. Six of the eight directors of Community Bank were present during the discussion after the August 21 Audit Committee meeting. The directors who were present told Frawley that they would support whatever action he took with regard to Lippert's employment. |
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OPINION/ORDER The bankruptcy court and the district court both held that section 510(a) was not inconsistent with the Rule of Explicitness and that the legislative history accompanying section 510(a) revealed no intent to repeal the rule. The Senior Creditors were not entitled to receive post petition interest from the Junior Creditors. Is the indenture trustee (the |
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OPINION/ORDER |
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OPINION/ORDER |
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OPINION/ORDER The District Court had jurisdiction pursuant to 28 U.S.C. § 1332(a)(1) and we have appellate jurisdiction under 28 U.S.C. § 1291. We will affirm. Who are familiar with the facts. We will only briefly revisit them here. Although Policyholders' primary role in these sales was to provide financing to the consumers by way of private label credit card accounts. Or FIE.1 The Policies were obtained through Policyholders' insurance brokers. Who are not parties to this litigation. The District Court determined that the FIE in the policy issued by Westchester was unambiguous and relieved it from the obligation to cover claims arising from Beneficial's issuance of credit card financing. Household and Beneficial were wholly unrelated companies. The essence of Policyholders' fraud claims is that Westchester tacitly represented that all of Policyholders' |
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OPINION/ORDER Judge) vacating restraining notices and orders of attachment imposed with respect to an account of the Banco Central de la República Argentina at the Federal Reserve Bank of New York on the ground that those assets were protected from attachment by the Foreign Sovereign Immunities Act of 1976. They contend that they are entitled to attach $105 million of BCRA's funds held in the FRBNY Account (the |
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OPINION/ORDER Circuit Judge: This is a consolidated appeal from two district court orders Honorable Wilbur D. We hold that we lack jurisdiction to review the statute of limitations ruling because it was not a final judgment properly subject to Rule 54(b) certification. We do not have jurisdiction to review the district court's dismissal of the averments that it held constitute a derivative action. Have jurisdiction over the final judgment dismissing the entire complaint insofar as it concerns two of the defendants. Holding that it is collaterally estopped by a holding in the first case. We have jurisdiction to review the judgment in the second case. The Bankruptcy Proceedings Southeast Banking Corporation ( |
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OPINION/ORDER Plaintiffs tell a compelling story and are not the first to tell it. Similar allegations have appeared in a separate class action. In complaints filed by the Securities and Exchange Commission (the |
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99-1465 -- ALLISON V. BANK ONE - DENVER -- 05/15/2002 The district court dismissed the RICO and COCCA claims prior to trial and they are not the subject of these appeals. Before us are the parties' appeals and cross appeals arising from the district court's rulings. Including its post judgment decisions regarding costs. |
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OPINION/ORDER The district court also found that the warrant was supported by sufficient probable cause for the crimes of bank fraud. The district court ruled that the warrant was not stale. The warrant was not general in nature. Even if the omissions were included in the search warrant. Probable cause would have still existed. Defendants' claim was that they were impermissibly indicted for each transaction of the bank fraud scheme. The district court found that the argument was substantively incorrect. The district court rejected Defendants' contention that expert witness testimony was improperly admitted. The district court reaffirmed its decision to exclude Defendants' evidence that they were the target of selective prosecution. Defendants alleged that they were targeted because of their Arab descent in the post September 11 landscape. That selective prosecution was not a matter for the jury. Defendants' Business Practices Defendants are brothers who own various |
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OPINION/ORDER She also asserts that as a bank teller she did not possess managerial or other unique responsibilities and thus was not in a |
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OPINION/ORDER Asserting that she was immune from suit as an arm of a state sovereign under the Eleventh Amendment to the federal Constitution. As the new provisions are largely inapplicable to this case. BACKGROUND The relevant facts of this case are straightforward and not in dispute. Jugobanka and Beogradska Banka (collectively Banks or foreign banks) are two banks of the former Yugoslavia. Treasury Department closed the foreign banks' offices and arranged to have their liquid assets frozen in several private New York banks. Were stored in warehouses in New York. decade. At least $100 million of the Banks' cash was seized. These funds have been frozen since 1992 by Executive order and controlled by the U.S. Permission for the seizure was obtained from the According to appellant. We have said that the purpose of § 304 is to allow foreign bankruptcy administrators |
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OPINION/ORDER She also asserts that as a bank teller she did not possess managerial or other unique responsibilities and thus was not in a |
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UNITED STATES V. VAZQUEZ This document was created from RTF source by rtftohtml version 2.7.5 > |
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99-6387 -- U.S. V. SPARKS -- 05/02/2001 Circuit Judges.
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UNITED STATES V. VAZQUEZ This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Is the indenture trustee (the |
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OPINION/ORDER |
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OPINION/ORDER Is amended as follows: On page 10. Cullen & Resnick were on brief for 604 Columbus Avenue. Gottlieb were on brief for Federal Deposit Insurance Corporation. *Of the Third Circuit. This is a case involving a failed loan transaction that well illustrates Polonius' advice. Among which were the property owned by the Trust itself and properties of the Trust's principal beneficiary. Of which Millicent Young was sole beneficiary. The Young Family Trust was a named plaintiff in the adversary proceeding in the bankruptcy and district courts below. The Bank was declared unsound by Massachusetts banking officials. The FDIC was appointed 7 receiver. In February 1991 was substituted as defendant appellant in the district court. That the FDIC was entitled to raise the defenses available to it under the doctrine of estoppel established in D'Oench. The district court vacated that part of the bankruptcy court's judgment that was premised on the secret agreement by one of the Trust's principals to provide kickbacks to a Bank officer. |
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OPINION/ORDER The issues raised in this appeal are whether the district court erred in determining: (1) that McCarron's severance agreements fell within the scope of the FDIC's valid repudiation of |
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OPINION/ORDER Was on brief for appellee. I. Facts The following facts are largely undisputed. Vigeant was a target of this investigation. There were several scrap pages on which names and initials among them |
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FED. RESERVE BANK OF ATLANTA V. THOMAS (7/31/2000, NO. 99-13824) Finding that section 632 was inapplicable because the Federal Reserve's cause of action was statutory and therefore was not a suit |
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FDIC V. STAHL This document was created from RTF source by rtftohtml version 2.7.5 > The case proceeded to trial against four directors: Angelique Stahl. Erred in denying summary judgment when claims relating to two of the target loans were time barred. BACKGROUND |
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OPINION/ORDER That decision is the subject of the appeal in case No. 99 56498. MOD moved the district court for a determination that its judgment against Cubic was immune from attachment. JURISDICTION The denial of a motion to intervene as of right is an appealable final order. District court orders entered after the entry of judgment are generally reviewable by a separate appeal. We therefore have jurisdiction over the consolidated appeals pursuant to 28 U.S.C. § 1291. The judgment against the Iranian defendants was for Flatow sued under the Antiterrorism and Effective Death Penalty Act ( |
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OPINION/ORDER Circuit Judge: Li Li Manatt is an American citizen of Chinese descent. Because Manatt's hostile work environment claim and one of her retaliation claims are time barred under Title VII. We must decide whether such claims are cognizable under 42 U.S.C. § 1981. Manatt overheard a conversation in which coworkers Barbara Green and Vincent Correia were laughing and saying |
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OPINION/ORDER Was enacted as an exception to a FIRREA moratorium prohibiting certain |
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OPINION/ORDER 1998 the district court held a hearing on the government's motion for a preliminary injunction and entered the preliminary injunction that is the subject of this appeal. |
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OPINION/ORDER CAMP Unpublished opinions are not binding precedent in this circuit. The purpose of the letter of credit was to induce Roundy's to sell grocery products to Midwest Markets. The credit was limited to an amount not to exceed $200. The third option was checked. The guaranty was modified to limit his liability to $200. At no time was the second option marked. His request was limited to preparing the documents for the extension. BB&T took an assignment of the Roundy's invoices that were unpaid by Midwest Markets. The order was endorsed as |
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OPINION/ORDER Circuit Judge: We are faced here with the question whether claims for losses allegedly suffered at the hands of a Nazi puppet regime during World War II are cognizable in our courts today. It is tempting to jump to the conclusion that such claims are barred by the political question doctrine. That |
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FDIC V. STAHL This document was created from RTF source by rtftohtml version 2.7.5 > The case proceeded to trial against four directors: Angelique Stahl. Erred in denying summary judgment when claims relating to two of the target loans were time barred. BACKGROUND |
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OPINION/ORDER We hold that (i) the meaning of |
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OPINION/ORDER United States District Judge for the Northern District of Iowa. 1 securities law claims because the CD was not a security. Welter were shareholders in a corporation called Iowa Wisconsin Capital ( |
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OPINION/ORDER He was assigned to examine Marion County Mutual Loan and Building Association (MCM). Was not satisfied with the progress made toward restoring MCM's financial health by current management. Among the changes were (1) increased capital maintenance requirements. MCM was still below the standard in terms of its capital holdings. The OTS was concerned about its ability to meet these new requirements. The proposed stock conversion would involve a minimal insurance risk and was a feasible strategy for MCM to raise capital. The OTS did not believe the net worth certificates were convertible into any instrument that would qualify as core capital. Haley discovered that the certificates were indeed convertible into capital. Haley searched OTS files and found that the agency was determined to replace the current management at MCM. He also learned that Roosevelt 3 Federal Savings and Loan (Roosevelt) was the most likely acquiror of MCM. The Haley Memo was addressed to Maffitt. Although the OTS was unaware of it at the time. |
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OPINION/ORDER Finding that section 632 was inapplicable because the Federal Reserve's cause of action was statutory and therefore was not a suit |
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OPINION/ORDER Finding that section 632 was inapplicable because the Federal Reserve's cause of action was statutory and therefore was not a suit |
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EL-FADL HASSAN V. CTRL BNK JORDAN |
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OPINION/ORDER The primary question for this court is whether to reverse a jury's finding of a willful violation of the Equal Pay Act. 29 U.S.C. § 206(d). Merchants & Planters Bank was founded in 1890 in Clarendon. Betty Simpson was hired by the Bank in 1977. Simpson alleged that she was paid less than J. That his job was equal to hers. Which are performed under similar working conditions.' |
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UNITED STATES V. DBB, INC. (7/14/1999, NO. 98-3447) Circuit Judge: The United States and various defendants separately appeal from a district court order granting a preliminary injunction pursuant to 18 U.S.C. § 1345(a)(2) freezing the defendants' assets that were traceable to their fraudulent activities. Procedural History and Background This action was originally filed by Gary E. The individual defendants are directors and officers of various companies that provide Durable Medical Equipment ( |
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OPINION/ORDER This appeal raises two FIRREA issues: (1) whether FIRREA bars the enforcement of severance pay agreements because they are |
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OPINION/ORDER In many instances the dealership's president forged customers' signatures on leases that were fabricated or altered. 06 1144 & 06 2044 policy Cincinnati had issued to the Bank was similar but not identical to an outdated version of the standard Bankers Blanket Bond. Because the Cincinnati policy covers the Bank's losses and statutory interest was properly denied. I. Background First National Bank of Manitowoc is a national bank headquartered in Manitowoc. Kust would call the Bank or fax it the lease terms and wait for the Bank's approval.1 Once the lease was approved (sometimes several days later). Including a business 1 Manitowoc is a small community. So many of the |
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FED. RESERVE BANK OF ATLANTA V. THOMAS (7/31/2000, NO. 99-13824) Finding that section 632 was inapplicable because the Federal Reserve's cause of action was statutory and therefore was not a suit |
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OPINION/ORDER Circuit Judge: We are faced here with the question whether claims for losses allegedly suffered at the hands of a Nazi puppet regime during World War II are cognizable in our courts today. It is tempting to jump to the conclusion that such claims are barred by the political question doctrine. That |
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UNITED STATES V. DBB, INC. (7/14/1999, NO. 98-3447) Circuit Judge: The United States and various defendants separately appeal from a district court order granting a preliminary injunction pursuant to 18 U.S.C. § 1345(a)(2) freezing the defendants' assets that were traceable to their fraudulent activities. Procedural History and Background This action was originally filed by Gary E. The individual defendants are directors and officers of various companies that provide Durable Medical Equipment ( |
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OPINION/ORDER Even though the Republic is not a party to this litigation. Because the Republic is neither a party to the settlement agreement nor a person or banking institution bound by the Order Directing Compliance. Several lawsuits were filed on behalf of individuals who had been arrested. The consolidated case was later certified as a class action. Collecting that judgment proved exceedingly difficult for the Hilao plaintiff class (who are Plaintiffs in this case) because of two developments. Which were held in Swiss banks. The request was somewhat unusual in that the Republic sought an |
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FIRST SAVINGS BANK V. FIRST BANK SYS. (2) that FirstBank was. Further hold that a reasonable jury could not conclude that the FirstBank mark is confusingly similar to the 1971 federal registration |
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OPINION/ORDER One of which is an issue of first impression in this circuit: whether a state law claim alleging conversion of an idea is completely preempted by § 301 of the Copyright Act. Cotham liked Dunlap's idea and was invited by Dunlap to become the co founder of G&L Bank. Offered her the position of A detailed discussion of the intricate facts involved in this case is unnecessary because the outcome of this appeal depends upon whether the district court properly exercised federal subject matter jurisdiction. 3 1 President of G&L Bank. After Cotham and Griffith were on board. Before his employment term was to end. Dunlap was terminated from his position. Dunlap's claims in this appeal are based on the alleged breach of this employment agreement and the ownership and use of the G&L Bank trademark. (2) whether Dunlap's federally registered trademark was valid under 15 U.S.C. §§ 1051. That they stole his Bank idea by continuing to operate the Bank after he was terminated and that they fraudulently induced him to give up his rights in the G&L Bank trademark and then continued to use the mark after his termination ( |
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OPINION/ORDER Line 17 Amicus' name in the counsel listing is corrected to read |
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OPINION/ORDER P.C. were on brief. Were on brief. The premises were under lease to Merchants Bank & Trust Company of Cape Cod. Takes over the tenant bank.2 FIRREA was effective on the date of its enactment. Insolvency or the appointment of a conservator or receiver. 12 U.S.C. 1821(e)(12)(A). 2The ipso facto clause is embodied in section 6.1 of the lease. It states: If . . . the Lessee is closed or taken over by the banking authority of the Commonwealth of Massachusetts or other bank supervisory authority. The FDIC was appointed as receiver on January 6. RETROACTIVE APPLICATION It is a settled rule that courts should not apply 3In July 1991. The determination of whether a statute's application in a particular situation is prospective or retroactive depends upon whether the conduct that allegedly triggers the statute's application occurs before or after the law's effective date. A statute's application is usually deemed prospective when it implicates conduct occurring on or after the effective date. Will not transform an otherwise prospective application into a retroactive one. |
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OPINION/ORDER The district court approved the settlement and was faced with the issue of attorneys's fees and costs. He Brandt was not a named party. the class action as administrator of the pension plan. attempts to base standing to appeal on his having objected to the request for attorneys's fees. We find that our Circuit's precedent is clearly established in Guthrie v. |
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OPINION/ORDER The issues raised in these appeals are whether the district court erred in determining that: (1) the FDIC's takeover and sale of Meritor was not a reorganization for purposes of the plaintiffs' separation pay plan. (7) the FDIC was not liable for a statutory penalty under 29 U.S.C. § 1132(c)(1) as a result of its failure to respond in a timely manner to plaintiffs' request for plan documents. (8) the certification of three plaintiff classes was inappropriate. We will affirm the orders of the district court. Because we conclude that the district court did not abuse its discretion in finding that the FDIC is not liable for the statutory penalty prescribed by 29 U.S.C. § 1132(c). We will affirm the order of the district court pertaining to this issue. The FDIC was appointed as receiver for the insolvent bank. Eligible employees were entitled to severance pay based on their years of service and salary. Benefits were payable for involuntary termination due to |
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LENZ V. DEWEY Lenz cross appeals arguing that the district court erred in holding that he had a property interest only in his position as an officer and director of the Bank's holding company and not in his terminable at will position as the Bank's director and president. We have jurisdiction under 28 U.S.C. 1291. The Bank was chartered by the State of Wyoming and therefore subject to regulation by the state banking commissioner (formerly the State Examiner). It was also regulated by the Federal Reserve Board as a member bank. Both state and federal regulators examined the Bank's compliance with the Written Agreement and concluded that it was deficient. The regulators warned that the Bank was not in compliance with the Written Agreement. Each board member was potentially liable for up to $370. Lenz resigned from his |
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OPINION/ORDER Chen and Liu contend that the district court's instruction on the intent element of misapplication of bank funds was erroneous. They also argue that statements of non testifying codefendant Tu were admitted in violation of the Confrontation Clause and that the evidence was insufficient to convict them. We also find that there was no Confrontation Clause violation. That the evidence was sufficient to allow the jury to reach a guilty verdict. All three appellants were members of the Board and partners in Seven Giants. Tu were all experienced in business. The terms were supposed to be based on an independent appraisal created by Bradley & Co Appraisers. The lease |
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99-6031 -- U.S. V. RAHSEPARIAN -- 11/07/2000 Jalal (aka Jack) Rahseparian were convicted of conspiracy to commit mail fraud. Jack contends the evidence was insufficient to support his convictions. We need not consider the other issues he raises on appeal.
Ardie and Steve Rahseparian are the sons of Jack Rahseparian. At the time of the conduct for which they were charged. Jack Rahseparian contends he was only doing minimal banking for his sons with no knowledge of any illegal activity. He thus did not have the requisite intent to conspire with his sons to commit mail fraud. He further argues that because he did not know Genesis was committing mail fraud. The government's case regarding Jack's intent was. As is typical with such criminal ventures. Russell was a personal friend of Ardie. Steve was supposed to fill the orders and ship the cheap prize from Pennsylvania to the customers. That these complaints were reported to Steve. This mailbox was provided by a commercial vendor called |
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OPINION/ORDER Parker was charged in a twenty count indictment with one count of conspiracy to commit mail fraud in violation of 18 U.S.C. § 371. All three co defendants were charged with conspiracy to commit mail fraud. Were charged with mail fraud. While Parker alone was charged with money laundering. Parker's concept in forming FCI was to sell exclusive distributorships to investors who would sell FCI brand name automotive parts on a consignment basis. After an account was established. Were of substandard quality. Parker himself claimed in a 1996 lawsuit against his brake manufacturer that the brakes were subject to premature wear. Parker assured the complaining distributors that they were the only ones experiencing recurrent problems. The government alleged that the |
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OPINION/ORDER This case was brought by frustrated depositors of Superior Bank FSB ( |
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OPINION/ORDER Daley & White were on brief. Grasso and Mortensen were on brief. We hold that the FDIC has no such shield and is liable. The units in the Hotel were marketed and sold by the University Bank and Trust Company and the other defendants as |
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OPINION/ORDER The wrap loan was made at a higher interest rate than the first mortgage loan. American Charter was not even aware of the bankruptcy until the borrower petitioned for approval of a third amended plan of reorganization. Which was approved by the bankruptcy court over American Charter's objection in mid 1989. American Charter objected that Rayman was not an authorized substitute servicer under Paragraph 9 of the Participation Agreement: In the event . . . Unless such substituted servicer is a subsidiary of Crest [Savings] or [Crest Mortgage]. The district court denied SPH treble damages and attorney's fees under HOLA on the ground that American Charter's violations were not the proximate cause of SPH's injury. A. Did Rayman or SPH Have a Right To Cure? Is governed by the default provisions of the Participation Agreement. There are two relevant paragraphs: 11. This should have been a reference to the servicer. One of the problems in construing the Participation Agreement is that Rayman's drafters repeatedly confused the roles of Crest Mortgage and Crest Savings. |
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ANDERSON V. H&R BLOCK, INC. (4/3/2002, NO. 01-11863) Circuit Judge:
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MCMILLIAN V. FDIC This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER I. BACKGROUND TeamBank is a national bank that was founded in 1874. Which is less than thirty miles from Paola. Both banks were wholly owned subsidiaries of Team Financial Acquisition Subsidiary. Which is itself a wholly owned subsidiary of a Kansas bank holding company. We assume the district court will have the clerk enter a judgment dismissing Driskill. 22 1 Inc. TeamBank was to be the surviving entity and First National Bank's charter was to be dissolved. TeamBank's main office was to return to Paola. Nebraska were to be part of the new bank. The RiegleNeal Act allows states to prohibit mergers between out of state banks and in state banks which have been in existence for less than five years. Before the merger was approved. The Director sent TeamBank a letter notifying the bank of the State's position that the merger was illegal. |
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OPINION/ORDER We vacate the judgment insofar as it dismissed individual plaintiffs' claims for negligence and aiding and abetting breach of fiduciary duty against the banks in which those plaintiffs' funds were deposited and insofar as it dismissed plaintiff Regal Trade's claim for fraud against defendant Sterling Bank. Circuit Judge: The plaintiffs are investors who were defrauded by lawyer David Schick in the early 1990s as part of his multi 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 million dollar Ponzi scheme. Many of Schick's victims have tried with varying degrees of success to recover some of their lost investments from Schick's estate in bankruptcy. This is the second time we have considered these investors' claims against these defendants. 540 U.S. 1012 (2003). concluded that there was an adequate basis for diversity 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 jurisdiction and supplemental jurisdiction over non diverse parties. A plaintiff must make a different showing of proximate cause one that is often more difficult to make when bringing suit under the RICO statute than when bringing a common law cause of action. |
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MCMILLIAN V. FDIC This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Pease were on brief appellants. Grau was on brief for Amoskeag Bank Shares. Donald Dufresne was on brief for Allen. The question on this appeal is whether appellants' Third Amended Complaint states a claim for fraud under federal securities law. We have concluded that portions of it are entitled to survive. Defendant Amoskeag Bank Shares ( |
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OPINION/ORDER This is one of several cases spawned by the failure of Commonwealth Savings Company (Commonwealth). Nebraska. this appeal is whether the District Court 1 The issue presented in erred when it held that We appellant's Racketeer Influence and Corrupt Organization (RICO) claim. Is barred by the statute of limitations. affirm the judgment of the District Court. Is an unincorporated association representing creditors and depositors of the failed industrial thrift. ACC is the assignee of the receiver of Commonwealth. Corporation Appellees are the executive director and former members of (NDIGC). The gravamen of the complaint is that the appellees used the NDIGC as a RICO |
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AK STEEL V. US With them on the brief was Michael H. With him on the brief were David M. Of counsel on the brief were Stephen J. With him on the brief were Julie . By the revaluation provisions of the Tax Exemption and Reduction Control Act (TERCL) Article 56 2.
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OPINION/ORDER P&T argues that the district court erred in finding that defendants were entitled. No challenge is made to the reasonableness of the amount of the judgment. First Tennessee was the lead bank on that syndicated credit facility. An |
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JOHNSON JOHN W. V. OTS |
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OPINION/ORDER As will be seen. We summarily will resolve the substantive issue before us which we find not to be difficult. Have sought indemnification from the approximately 50 appellees ( |
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OPINION/ORDER P.C. were on brief for appellants. Were on brief for appellee. From which it might have paid a |
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OPINION/ORDER We have jurisdiction pursuant to 28 U.S.C. § 1291 and affirm. Was surrendered HUYNH v. Among those banks were the three banks party to the instant appeal: Citibank. Claiming that the action was timebarred by the New York statute of limitations governing claims arising from contract and fraud. No other evidence of foreign law was offered before the district court. We must determine whether |
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ANDERSON V. H&R BLOCK, INC. (4/3/2002, NO. 01-11863) Circuit Judge:
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96-2165 -- QUINTANA V. FIRST NATIONAL BANK OF SANTA FE -- 10/06/1997 Quintana Sr. appeals and we affirm.
Quintana Sr. is a real estate developer and investor who has been involved in a number of projects in Santa Fe. Quintana Jr. was also involved in the real estate development business. Was an officer. Francis and Cerrillos properties were actually owned by Quintana Sr. and were not conveyed to Quintana Jr. until September 4. 000) was used to pay a real estate commission to Grubesic Realty. Although Quintana Sr. was not a partner or a party to the loan. Quintana Sr. was claiming the income. More than seven months after the Vista del Monte loan was due. The district court initially granted summary judgment in favor of First National on the grounds that the evidence presented was insufficient to raise a factual dispute concerning whether First National's practices were unusual or anticompetitive (as required by the BHCA). We concluded (1) there were factual disputes concerning whether Quintana Sr. and Quintana Jr. were |
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OPINION/ORDER Was prompted by the alleged failure of the Bank to comply with the MOU. Our review is limited to a determination of whether the agency decision is supported by substantial evidence on the record as a whole. Substantial evidence |
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OPINION/ORDER We vacate the judgment insofar as it dismissed individual plaintiffs' claims for negligence and aiding and abetting breach of fiduciary duty against the banks in which those plaintiffs' funds were deposited and insofar as it dismissed plaintiff Regal Trade's claim for fraud against defendant Sterling Bank. Circuit Judge: The plaintiffs are investors who were defrauded by lawyer David Schick in the early 1990s as part of his multimillion dollar Ponzi scheme. Many of Schick's victims have tried 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 with varying degrees of success to recover some of their lost investments from Schick's estate in bankruptcy. This is the second time we have considered these investors' claims against these defendants. 540 U.S. 1012 (2003). concluded that there was an adequate basis for diversity jurisdiction and supplemental jurisdiction over non diverse 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 parties. A plaintiff must make a different showing of proximate cause one that is often more difficult to make when bringing suit under the RICO statute than when bringing a common law cause of action. |
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OPINION/ORDER Agin were on brief. Were on brief. Were on brief for the amici curiae in support of the appellees. Appellees' Br. at 12. 2 The other federal agencies sued in this action are the Board of Governors of the Federal Reserve System. Trans Union contends the regulations unlawfully restrict a CRA's ability to disclose and reuse certain consumer information because (1) a CRA is not a |
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OPINION/ORDER Latturner were on brief. Hayden were on brief. These matches were not exact. Deborah Barnes was a customer of BankBoston. Your accounts will transfer to the Fleet accounts that are most similar to your existing BankBoston accounts. Everything will happen automatically. So you won't have to do a thing. |
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OPINION/ORDER This is a dispute over the interpretation of a regulation governing the amount of insurance coverage provided for federally insured joint accounts in a failed savings and loan association. At issue is whether the funds in joint accounts are insured as a single unit or as multiple units and. Whether the two holders of several joint accounts are insured for up to $100. Contend the regulation provides that each of them is insured for up to $100. 000 for funds held in their joint accounts and that together they are insured for up to $200. We will affirm the district court. V 1993).[fn2] It can approve or reject claims for insured deposits and determine the amount of insurance to which depositors are entitled under the Act. The Sekulas held six accounts at Atlantic Financial when the institution was declared insolvent. The total amount in the six accounts was $169. 717.52 was insured. That Raymond and Kathleen were therefore entitled to $100. The Sekulas contended the entire amount was insured because they each were entitled to receive up to $100. |
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OPINION/ORDER Circuit Judge: The Enola Branch is a 66.5 mile railroad line which was built in the early Twentieth Century and was known as one of the remarkable engineering feats of that time. The STB is the federal agency having exclusive jurisdiction over transportation by railroad. The STB is the successor agency to the Interstate Commerce Commission (ICC). Which was abolished by Congress in 1995. Provided that it would perform all the functions that pr eviously were performed by the ICC as of the effective date of the act. We will refer to the agency as the ICC before its abolition and as the STB afterwards. 2 FAST challenges the manner in which the STB carried out its responsibilities under S 106 of the National Historic Preservation Act (NHPA). To the STB's failure to consider evidence that the corridor as a whole was entitled to protection as a historic pr operty. We will vacate the STB's decision and r emand this matter to it for further consideration. The STB is empower ed to exempt a transaction from the ordinary regulatory requirements if the STB finds that the ordinary procedur es are not necessary to carry out federal transportation policy and that either the transaction is limited in scope or the full application procedures are not necessary to protect shippers from any abuses of market power . |
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OPINION/ORDER Plaintiffs Appellants ( |
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OPINION/ORDER The defendants argue that the instruments that they offered to investors were not |
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USA V. TAYLOR ROBERT N. |
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OPINION/ORDER These loans were evidenced by the following seven promissory notes: 1. a $185. This letter is at the heart of this action. The letter was signed by William Carlough. The following are the most significant provisions of the letter: (1) the |
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OPINION/ORDER We will affirm the order of the district court granting summary judgment in favor of the FDIC. A bridge bank is chartered by the FDIC. Is used by the FDIC as a transition bank until the FDIC can transfer the assets and liabilities of the failed bank to a healthy institution. The bridge bank is funded by the FDIC. The advantage of using a bridge bank is that it provides the FDIC with sufficient time to find a purchaser for failed banks. It is statutorily constrained to select the method which is |
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OPINION/ORDER We will reverse and remand with instructions to dismiss Fasano's Complaint. Federal Reserve Banks Because the nature of Federal Reserve Banks is at issue in this case. The Federal Reserve Bank of New York ( |
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RICCARD V. PRUDENTIAL INS. CO. (9/24/2002, NO. 01-11373) Circuit Judge:
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OPINION/ORDER |
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OPINION/ORDER On the basis of any of the theories the plaintiffs have presented to us. Some or all of their claims are entitled to go forward. It concluded that the federal statute of limitations applicable to the plaintiffs' claims was not tolled during the pendency of certain state class actions in the California courts. Which were necessarily based on state rather than federal antitrust law. Whether viewed as a question of the time when the plaintiffs reasonably could have discovered that Morgan had anything to do with their injuries or viewed as a question of equitable estoppel and fraudulent concealment. The facts taken in the light most favorable to the plaintiffs could support a finding that their suit was timely. That the plaintiffs' claims against Sumitomo and Global were correctly dismissed. We therefore limit our discussion of the facts (taken for present purposes in the light most favorable to plaintiffs) to those that are of particular relevance. In the underlying actions that were consolidated under the multidistrict litigation (MDL) statute. |
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OPINION/ORDER Alleging that he was fired on the basis of his age in violation of the Age Discrimination in Employment Act (ADEA). Rothmeier was fired at the age of forty six. IAI is a complex business enterprise of funds. IAI is an investment advisor and makes money by procuring investment funds. Which are managed for a fee by the various IAI divisions. of IAI Capital Group. Was organized as a limited partnership to At the time of Rothmeier's hiring. Who was then age fifty. Knew that Rothmeier was over forty. Rothmeier was informed by Linda Watchmaker. Perhaps was not in compliance with Securities and Exchange Commission (SEC) registration rules. million. Watchmaker's information suggested that the financial exposure resulting from the registration problem was in excess of $11 On the basis of this information. Rothmeier undertook an investigation to determine whether IAVMI was in compliance with SEC rules. Rothmeier had concluded that IAVMI was does not raise any issue with respect to that ruling. 2 in violation of SEC regulations and reported this information to Rahn. |
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RICCARD V. PRUDENTIAL INS. CO. (9/24/2002, NO. 01-11373) Circuit Judge:
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OPINION/ORDER Circuit Judge: This case arose out of parallel investigations2 of Initial Public Offering ( |
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OPINION/ORDER Allen Zurcher were convicted of mail fraud. We will refer to this lawsuit as the Baskerville case. Or had a death in the family was entitled to a substantial damage award in the Baskerville case. The catch was that claimants needed to pay We The People $300 to cover the administrative costs of filing claims. These were called |
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98-4138 -- SOMA MEDICAL INTERNATIONAL V. STANDARD CHARTERED BANK -- 12/01/1999 We affirm the denial of the discovery order.
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OPINION/ORDER Were on brief. Eliot LLP were on brief. Lockhart LLP were on brief. SAB was the wholly owned subsidiary of Swiss American Holding Company. Which in turn was wholly owned by Bank of New York Inter Maritime Bank (IMB). He admitted that the funds deposited at SAB were drug proceeds that he had laundered through shell corporations organized with the help of Peter F. Notice of the impending forfeiture was published in the Antiguan Gazette and the Boston Globe. No competing claims were filed. The banks have been instructed by the Government of Antigua and Barbuda to freeze all of the assets . . . in issue in your Petition. Until the ultimate beneficial owners have been ascertained to the Government's satisfaction. This is a directive that the banks have to honor on pain of having their licences revoked and is a problem that you may well have to address on the successful conclusion of your litigation. |
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OPINION/ORDER Was on brief for appellant.
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WINSTAR V. U.S. |
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ALLEN V. U.S. |
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DIBRELL BROTHERS INT'L S.A. V. BANCA NAZIONALE DEL LAVORO This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Sitting by designation. 2 * William Riccard was demoted by his employer. The result of Riccard's demotion was to lessen the amount of disability payments he received. We have before us appeals that Riccard has filed contesting orders and judgments. Is also an appellant to the extent necessary to challenge sanctions imposed against Rasch. We will take up each of them after setting out some background. 3 I. BACKGROUND Riccard began working for Prudential in 1970 as a sales representative and was eventually promoted to sales manager. He was demoted from his position as sales manager back to sales representative. He was subsequently placed on long term disability leave and received disability payments from Prudential until November 1999. We will refer to them in the order in which they were filed as Riccard I IV. That Prudential had violated their employment agreement by demoting him from sales manager to sales representative which resulted in his disability benefits being lower than they would have been had he not been demoted. |
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OPINION/ORDER This is an insurance coverage dispute arising from a fraud that caused a loss to the Private Bank & Trust Company. When the funds were cleared for use. The fraud was eventually discovered. The perpetrator of the fraud in this case was not present in the bank at the time he made the telephone withdrawal which caused the bank's loss. The bond's fraud coverage is expressly limited to losses that occur when the perpetrator of the fraud is present on the premises of the insured. We decline to adopt a rule of construction that would expand the bond's |
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USA V. BROUMAS JOHN G. |
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ALCOM AMER CORP V. ARAB BNKG CORP |
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FOGADE, FONDO DE GARANTIA DE DEPOSITOS Y PROTECCION BANCARIA V. ENB REVOCABLE TRUST (8/28/2001, NO. 99-12527) Circuit Judge:
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OPINION/ORDER Hoffman & Sands was on brief for appellant. Carmen Rodriguez were on brief for Federal Deposit Insurance Corporation. *Of the Eastern District of Pennsylvania. I. Factual and Procedural Background Factual and Procedural Background Underlying this action is an equipment lease that was initially executed in November 1987. The parties to the original lease were NEMLC Leasing Corp. and NEMLC Leasing Associates No. 3 (collectively. All parties acted thereafter as if the assignment was valid. The Federal Deposit Insurance Corporation (FDIC) was appointed as receiver for NBNE. The FDIC informed Telematics that Digital Radio Networks was in default under the terms of the lease assignment. As was required under the terms of the lease. The assignment was invalid. Thus Telematics' guarantee of Digital Radio Networks' performace through the certificate of deposit was without effect. Among those powers are the power to: (i) take over the assets of and operate the insured depository institution . . . . (iii) perform all functions of the institution in the name of the institution which is consistent with the appointment as conservator or receiver. |
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OPINION/ORDER Were on brief. Kahn was on the brief for intervenors American Trails Association. 1994 because the right of way was abandoned before that date. The proceeding below spanned the tenure of both bod ies. the NITU.2 The facts are not in dispute. The decision further directed T&P to notify the Commission within ten days if it was willing to negotiate for interim trail use and rail banking pursuant to the Trails Act. While the petition was pending the Board denied Becker's motion for reconsideration on February 7. The sole issue before the court is whether the Board and the Commission correctly determined that T&P did not aban don the right of way before the March 30. We conclude that the determinations were unsupported by substantial evidence and that Becker's petition for review of the Board's decision should therefore be granted. We look at certain indicia: a line is fully abandoned when a certificate of public convenience and necessity ... is issued and has become effective. Tariffs have been canceled and operations have ceased.' |
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OPINION/ORDER With him on the brief was Joanne Royce. With her on the brief was Mary Lou Leary. Circuit Judge: Three former employees of the Resolution Trust Corporation ( |
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OPINION/ORDER We have jurisdiction to review thefinal orders of the district court pursuant to 28 U.S.C. The Secretary of Banking at the time of the events we describe was Sarah W. This 1991 agreement was prompted when Meritor proposed that its 12% Subordinated Capital Noteholders ( |
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00-1332 -- BAKER V. SUTHERS -- 06/05/2001 The case is therefore ordered submitted without oral argument. Appellant Leroy Walter Baker. Baker is not able to pay the fee of $3.00 dollars that the court is requesting. |
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OPINION/ORDER With her on the brief was Nels Ackerson. With him on the brief were Kelly A. With him on the brief were Kelly A. With him on the brief were J. Of counsel on the brief were Charles J. Both the district court and the Court of Federal Claims held that the claims were time barred because they were filed more than six years after the Surface Transportation Board ( |
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OPINION/ORDER Finding that American Express was not liable to Watson under Missouri's Uniform Fiduciaries Law ( |
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OPINION/ORDER Circuit Judge: The small universe of facts germane to the present appeal is set forth in the decision of the District Court. Other fees associated with the mortgaged property were to be paid. The mortgage agreement provided that |
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PHARAON GHAITH R. V. FRS |
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OPINION/ORDER With him on the brief was J. With him on the brief were Peter D. Of counsel on the brief were Richard M. Appellant Texas State Bank ( |
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JOHNSON MANAGEMENT GROUP CFC, INC., V. MEL R. MARTINEZ With him on the brief were Stuart E. Assistant Director. |
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USA V. TAYLOR ROBERT N. |
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UNITED STATES V. DENNIS (1/8/2001, NO. 97-6342) BACKGROUND
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OPINION/ORDER A third party computer |
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BARNETT BANK V. GALLAGHER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER And\ the district courts of the United States shall have\ original jurisdiction of all such suits.\ \ 12 U.S.C. §. In which\ the courts have held that there was no §. 632 jurisdiction because\ the nature of the complaint was that of an independent challenge to\ the prior judgment. Where the pertinent\ question was whether the loan transaction at issue |
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DIBRELL BROTHERS INT'L S.A. V. BANCA NAZIONALE DEL LAVORO This document was created from RTF source by rtftohtml version 2.7.5 > |
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FOGADE, FONDO DE GARANTIA DE DEPOSITOS Y PROTECCION BANCARIA V. ENB REVOCABLE TRUST (8/28/2001, NO. 99-12527) Circuit Judge:
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UNITED STATES V. DENNIS (1/8/2001, NO. 97-6342) BACKGROUND
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BARNETT BANK V. GALLAGHER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Because Scott has failed to establish a cognizable claim that FirstMerit's proffered nondiscriminatory justification for her discharge was a pretext for discrimination. I. FirstMerit provides banking and other financial services and is based in Akron. Scott was forced to take a medical leave of absence following a workplace injury to her right wrist. Orem concluded that Scott knew the customer |
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OPINION/ORDER Is amended as follows: On page 2. Was on brief. Were on brief for appellee FDIC. Were on brief for appellee FDIC. This case is part of the aftermath of that financial crisis. At issue is whether the Commonwealth of Massachusetts. Considerable sums are at stake. I. The Federal Deposit Insurance Corporation was created by the Banking Act of 1933. Those premiums are used to maintain two insurance funds. When these provisions were amended and made part of the Federal Deposit Insurance Act ( |
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OPINION/ORDER Defendant was convicted of bank fraud. Defendant was sentenced to a term of imprisonment of thirty seven months and to three years of supervised release. Cambridge's clients and Bank One officials were led to believe that the collateral bonds were owned outright by Defendant. Cambridge's clients were required to sign |
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OPINION/ORDER Defendant bank accepted drafts drawn on plaintiff containing the direction |
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OPINION/ORDER Jurisdiction was premised on both diversity of citizenship. Hence we will affirm. The plaintiffs are beneficiaries of trusts administered by Corestates which are subject to these fees. Because these amounts are far less than the $50. Plaintiffs assert that the jurisdictional amount is achieved either (1) via their claim for punitive damages. Which they allege the trustees have been mismanaging. Although plaintiffs have also brought this action |
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OPINION/ORDER Agin were on brief. |
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OPINION/ORDER Chief Judge: This case is a study in the tensions that can beset the franchisorfranchisee relationship. Defendants maintain that the suit was erroneously certified as a class action and challenge several other legal rulings by the district court. Deprived defendants of a fair trial on the precise issue of contractual breach that is properly the focus of this case. I. The plaintiff class consisted of |
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OPINION/ORDER Rabell Mendez and Rossello Rentas & Rabell Mendez were on brief for appellant. Were on brief for appellee. The certificate was assigned to a third party. FACTUAL BACKGROUND AND PRIOR PROCEEDINGS FACTUAL BACKGROUND AND PRIOR PROCEEDINGS The facts of this case are essentially undisputed. Puerto Rico insurance companies are first required by law to deposit funds with the Commissioner. Once these funds are deposited. Section 1823(e) is |
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OPINION/ORDER Is corrected as follows: On page 6. Sullivan & Worcester were on brief. Were on brief. Because we believe that the lower court was on the wrong track. Background Background The pertinent facts are largely undisputed. Plaintiff appellant Greenwood Trust Company (Greenwood) is a Delaware banking corporation. Its deposits are insured by the Federal Deposit Insurance Corporation. The terms and conditions applicable to use of the Discover Card are spelled out in a Cardmember Agreement. If the default is not cured within twenty days. A ten dollar late charge is automatically assessed. The Commonwealth and its Attorney General were named as defendants. The Massachusetts statute is straightforward. 2Endeavoring to ensure that its flanks are fully protected. It is not necessary for us to distinguish among them. 6 late charge. Section 521 is equally uncompromising: In order to prevent discrimination against State chartered insured depository institutions. Notwithstanding any State constitution or statute which is hereby preempted for the purposes of this section. |
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OPINION/ORDER Circuit Judge: This case arose out of parallel investigations2 of Initial Public Offering ( |
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OPINION/ORDER Agents until full payment is made. |
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OPINION/ORDER We have jurisdiction under 28 U.S.C. 1291. Kennedy alleges that prison staff at the Colorado Department of Corrections (CDOC) Centennial Correctional Facility are continuously retaliating against him for filing legitimate grievances and complaints. Kennedy was directed to show cause why he had no assets or means to do so. The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent except under the doctrines of law of the case. It was not until July 7. It is apparent that Mr. It was therefore within the court's discretion to dismiss the claim. That he claims was falsely denied for insufficient funds. That the denial of his money order for insufficient funds was mere pretext for the intentional delay. While these allegations are troubling. The money order request form is not date stamped. Although the form indicates that the request was denied for insufficient funds. It was never signed by prison personnel. Kennedy's account was sufficient to cover the forty eight dollar money order. |
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UNITED STATES V. HUDSON Concluding that the OCC fines were punishment for the same offenses charged in the indictment. Because we find that the fines were not punitive. 1897 (1989). (2) The civil penalties were imposed pursuant to 12 U.S.C. 93(b) and 504 for alleged violations of 12 U.S.C. 84 and 375b. After the government indicted the defendants for the same transactions upon which the OCC sanctions were based. Ruling that the waiver provision was a valid waiver of the defendants' double jeopardy claim. That the fines and nonparticipation sanction were solely remedial. The court then affirmed that the prohibition order was remedial and therefore did not violate the Double Jeopardy Clause. That there was insufficient evidence in the record to support the district court's determination that the money sanctions were solely remedial. On remand the district court conducted an evidentiary hearing and found that the government's proven costs were the $72. Concluded that that the OCC monetary sanctions against the defendants were not solely remedial. |
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OPINION/ORDER Defendant was sentenced to ninety six months' imprisonment some eighteen months above the Sentencing Guideline recommendation and ordered to pay $80. Defendant's first payment obligation to Bridgeview was due January 1998. These dividends were Defendant's sole source of income. Bainbridge informed Defendant that the loan reversal was not possible. A title was issued on January 12. Those loan officers both stated that because the amount of the loan was within Defendant's lending authority. To put Defendant's initials on the paperwork to signify that Defendant was in fact the loan officer of record. This distribution was recorded on several official bank forms as well as a nonstandard memorandum created by Mr. Machala for the express purpose of detailing the loan proceed distribution |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER No. 04 2004 Bianucci was the controller for Erickson Cosmetics Corporation ( |
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OPINION/ORDER Argue that the District Court should have remanded their claims to state court for lack of federal subject matter jurisdiction. Maintain that the District Court should have dismissed the claims entirely. As they depend on state law that is expressly preempted by ERISA § 514. The insurance providers argue that the District Court should have dismissed the claims because the state law decision on which they rely. Jurisdiction is proper in the District Court. The underlying claims are preempted by ERISA and must be dismissed. Benjamin Edmondson (the |
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TAYLOR JACQUELINE P V. RTC |
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OPINION/ORDER No other Sioux Falls banks have used the names |
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COHEN V. UNITED AM. BANK OF CENTRAL FLA. This document was created from RTF source by rtftohtml version 2.7.5 > Andrea Ruff was an attorney representing Lake Tech. Was a stockholder. The parties agreed that KCB would bid on contracts that otherwise would have been bid by Lake Tech. Because Lake Tech was at risk of being converted to a Chapter 7 liquidation. Cohen and Artrip were unwilling to invest directly in Lake Tech. Ruff would then have funds to repay her debt with United American. Cohen and Artrip offered to have 2.5% of any loan advances disbursed directly to Ruff for immediate reduction of her debt. Such a requirement was not a |
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OPINION/ORDER Is the receiver for the company 4NExchange. Which was used in a Ponzi scheme. That TRO was issued by the district court the same day. The district court docket sheet shows that on May 13 a status conference was held. The TRO was extended with the agreement of the defendants. The Appellees are Robert and Susan Covino. Who were already investors in 4NExchange. Which are the subject of this appeal. One check was in the amount of $650. 000 and was issued by Commerce Bank. The second check was drawn on the trust account of the Covinos' attorney at Summit Bank (now Fleet Bank). The checks were endorsed by 4NExchange and deposited into the company's account at America First Credit Union. The checks were presented to the drawee banks. Through the Federal Reserve system. (1) This order and judgment is not binding precedent. When their demand was not met. That the two checks at issue had not been finally paid and so were not properly funds of the company when the freeze order issued. The Receiver invokes 28 U.S.C. 1292(a)(1) as granting jurisdiction in this court.(1) There is no dispute between the parties that the order of February 12 was in effect a modification of an injunction because it ordered the release of funds held under the previous freeze order. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Is amended as follows: Page 4. Jr. were on brief. Goodwin Procter & Hoar were on brief. Clients' funds which lawyers held for a short term or in nominal amounts were deposited into non interest bearing pooled trust accounts. Banking laws and the ethical obligation of lawyers to maintain clients' funds so that they were immediately available for reimbursement prevented such pooled trust accounts from accruing interest. The Massachusetts IOLTA program was established by amendment to Canon 9. The deposits were nominal in amount or to be held for only a short period of time. The designated charities were Massachusetts Legal Assistance. The parties have not briefed or argued any issues in the context of the 1993 amendment to the IOLTA Rule.3 Although the amendment of the IOLTA Rule affects the process of funds disbursement. The changes are not material to this decision. Was significant. The funds are still disbursed primarily to Massachusetts Legal Assistance with the remainder to |
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OPINION/ORDER Knowles was employed in the collections department at Citibank. His most recent job title at Citibank was that of recovery supervisor. Knowles was responsible for the direct negotiation and collection of debts and for the management of certain debtrelated litigation. Knowles was also a member of the Army National Guard. As Knowles was aware. The responsibility for collecting outstanding accounts from the Miami office as well as accounts from various other closing offices was to be assumed by a separate Citicorprelated entity. Knowles was called to full time active duty with the National Guard in South Dade County. Knowles was still employed at Citibank's Miami office. Shortly after he was called to service. Because he was on active duty. Halper and Oleson informed Knowles that Citicorp was seeking to hire a collection 2 supervisor to oversee collection of the various accounts that had recently been consolidated in St. While Knowles was still involved with the Hurricane Andrew project. This decision was apparently made by Oleson and Halper. |
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OPINION/ORDER Willard & Redding was on brief for appellant. Gordon and Ropes & Gray were on brief for appellee. Told him at the time he was hired that he would not become wealthy working for the Bank. Would have a job for life unless he committed a criminal act against the Bank. Providing administrative services relating 2Goldman recollects that similar representations were repeated by various supervisors throughout the course of his employment with the Bank. to the Bank's custodial security accounts.3 In 1989. 119 positions were eliminated. Determined that it was necessary to eliminate three of the fifteen positions in the Custody Administration Unit. Keane explained that the twenty four year old was suspected of misusing a corporate credit card. The thirty seven year old and Goldman were considered the 3The Bank is a custodian of securities for various clients. Keane represents that Goldman was responsible for the fewest customer accounts. All three positions were permanently eliminated and Goldman's duties were absorbed by the remaining employees in the Custody Administration Unit. |
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OPINION/ORDER Is amended as follows: At page 905. Do not have the option of receiving their benefits directly and do not voluntarily execute LOPEZ v. F.A. 5 contractual agreements regarding how overdrafts will be treated |
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OPINION/ORDER With him on the brief was William W. Of counsel on the brief were David S. With him on the brief were Stuart E. Of counsel on the brief were Jeanne E. Of counsel was Jerome A. A response thereto was invited by the court and filed by the government. Is withdrawn and vacated. Because we hold that the contract is tainted from its inception by fraud and thus void ab initio. That the claims against the government are excused by prior material breach. I. This case is another of the many Winstar cases arising from the savings and loan crisis of the 1980s. The Federal Savings and Loan Insurance Corporation ( |
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OPINION/ORDER With him on the brief was William W. Of counsel on the brief were David S. With him on the brief were Stuart E. Of counsel on the brief were Jeanne E. Of counsel was Jerome A. I. BACKGROUND This case is another of the many Winstar cases arising from the savings and loan crisis of the 1980s. The Federal Savings and Loan Insurance Corporation ( |
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OPINION/ORDER The issue before us is whether the district court2 properly granted American Heritage National Bank's motion for summary judgment in Karen Lunderby's age and gender discrimination suit. Was not selected. Who was under forty years of age. Lunderby alleged that this hiring decision was motivated by discriminatory animus based on her age and gender. Summary judgment is proper if the evidence. Demonstrates that there is no genuine issue as to any material fact and that the nonmoving party is entitled to judgment as a matter of law. Requiring Lunderby to state a prima facie case of discrimination by demonstrating that: 1) she is a member of a protected group. 2) she was qualified and applied for a promotion to a position for which the employer was seeking applicants. 3) despite her qualifications she was rejected. 4) other employees of similar qualifications who were not members of a protected group were promoted at the time plaintiff's request for promotion was denied. Lunderby's claims survive a motion for summary judgment only by demonstrating that American's articulated reason is pretextual. |
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OPINION/ORDER Were on brief for appellee. Wilk were on brief for appellant Col¢n. Was convicted of misapplication of bank funds (five counts). A farm called La Esmeralda ( |
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FIRST UNION NAT'L BANK OF FLORIDA V. HALL This document was created from RTF source by rtftohtml version 2.7.5 > Among the Southeast assets that First Union purchased was a note in the amount of $5. This note was in default. First Union contended that this argument was barred by the D'Oench. Unless that agreement is clearly set forth in the loan documents. First Union then impled the FDIC. The sole remaining issue at trial was the amount of Hall's liability. Duhme issue was inappropriate because he had presented facts sufficient to raise a material question of fact as to whether D'Oench. |
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OPINION/ORDER Circuit Judge: The plaintiffs in this lawsuit are the Venezuelan agency. Zamora were former shareholders and controlling board members of Corpofin. Inc. are business entities that are directly or indirectly controlled by the individual defendants. Several Venezuelan banks were forced to seek 3 financial assistance from FOGADE. Was one such bank. The individual defendants were minority shareholders and controlling board members of Bancor. Was owned by Corpofin. The individual defendants were also minority shareholders and controlling board members of Corpofin. Upon a finding that Corpofin was related to Bancor and that Corpofin had very large unguaranteed debts with Bancor. Who is responsible for marshaling the corporation's assets for the benefit of creditors. Those documents were dated May 9. The corporate structure was as follows: Corpofin. There is evidence that the May 9. 1994 transactions did not actually occur on that date but that the documents were instead backdated. Whether they were backdated or not does not enter into our decision. |
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BECK V. LAZARD FRERES & CO. (5/13/1999, NO. 97-5485) Senior Circuit Judges. PER CURIAM: This is one of a series of cases in which the trustee for the bankrupt Southeast Banking Corporation has attempted to recover assets from the bank's former officers and directors. The acquisition was completed on December 30. This action for breach of contract was not filed until over eight years later on December 18. The suit is barred by the five year statute of limitations. Unless the last fact necessary to the cause of action has occurred within five years preceding the date the suit was filed. Or the statute is tolled from some reason. The limitations period begins to run when |
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USA V. OAKAR MARY ROSE |
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OPINION/ORDER I. BACKGROUND MFIP is a family limited partnership formed under Florida law in May 1990 for the purpose of owning property. Were named as general partners. MBI is a corporation formed under Florida law in October 1991 to act as the general partner of MFIP. PFH is a corporation formed under Florida law in 1993 for the purpose of holding title to real property. Two thirds of the PFH stock is owned by International Markets. One third of the PFH stock is owned by MFIP. When she realized that her initial loans were to 4 entities controlled by Matthews. Freezing the assets of Matthews' alleged alter egos and restraining the defendants from making payments to Mathews or to his alleged alter egos.3 The Corporate Defendants were directed to deposit all of their liquid assets into the registry of the court. The remaining defendants were Farm Depot. The records in these cases are filed as follows: in 98 8639 and 98 8687. The record consists of 1 volume and 8 boxes of exhibits (which are also filed as the record and exhibits in 98 8639 and 98 8687). |
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GAY LESBIAN BISEXUAL ALLIANCE V. PRYOR This document was created from RTF source by rtftohtml version 2.7.5 >
The statutes referenced in part (a) criminalize sodomy or |
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GAY LESBIAN BISEXUAL ALLIANCE V. PRYOR This document was created from RTF source by rtftohtml version 2.7.5 >
The statutes referenced in part (a) criminalize sodomy or |
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NIPPON CREDIT BANK, LTD V. MATTHEWS (5/15/2002, NO. 98-8639) BACKGROUND
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OPINION/ORDER Andrew Heaton were on brief. Klein and Decof & Grimm were on brief. Others were absorbed by insured entities. Its proprietors the banks and credit unions that dealt with it did nothing to dispel this misconception. 2 institutions were unable to reopen. They were all placed into conservatorship. The depositors' and creditors' suits were 2As of the time the parties' briefs were filed. The Act provides that potentially responsible parties who in good faith achieve judicially approved settlements with Depco will not be liable for contribution to other joint tortfeasors. The potential liability of other joint tortfeasors will be reduced only by the dollar amount of the settlement. If a joint tortfeasor were held responsible for (and paid) more than its ratable share of damages. The idea behind the statute is scarcely original. The Depco Act is modeled on the special contribution provisions contained in the Comprehensive Environmental Response Compensation & Liability Act (CERCLA). Is to reach early settlements with most potentially responsible parties. |
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OPINION/ORDER The Missouri The district court1 Refacciones en Generales S.A. ( |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. We have reviewed the record and the district court's opinions and find no reversible error. We dispense with oral argument because the facts and legal contentions are Although the district court's orders are marked as |
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BECK V. LAZARD FRERES & CO. (5/13/1999, NO. 97-5485) Senior Circuit Judges. PER CURIAM: This is one of a series of cases in which the trustee for the bankrupt Southeast Banking Corporation has attempted to recover assets from the bank's former officers and directors. The acquisition was completed on December 30. This action for breach of contract was not filed until over eight years later on December 18. The suit is barred by the five year statute of limitations. Unless the last fact necessary to the cause of action has occurred within five years preceding the date the suit was filed. Or the statute is tolled from some reason. The limitations period begins to run when |
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COHEN V. UNITED AM. BANK OF CENTRAL FLA. This document was created from RTF source by rtftohtml version 2.7.5 > Andrea Ruff was an attorney representing Lake Tech. Was a stockholder. The parties agreed that KCB would bid on contracts that otherwise would have been bid by Lake Tech. Because Lake Tech was at risk of being converted to a Chapter 7 liquidation. Cohen and Artrip were unwilling to invest directly in Lake Tech. Ruff would then have funds to repay her debt with United American. Cohen and Artrip offered to have 2.5% of any loan advances disbursed directly to Ruff for immediate reduction of her debt. Such a requirement was not a |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. Republic subsequently notified Reflections and ASA that it believed the bonds were neither valid nor enforceable. It was entitled to subrogation of the Bank's rights against Reflections. We have reviewed the record and briefs and considered the oral arguments of parties. We are persuaded that the district court is correct. |
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OPINION/ORDER With him on the brief were Melvin C. Of counsel on the brief was Thomas R. With him on the brief were Stuart E. The plaintiffs argue that the 1993 legislation breached the contract because it changed the tax laws to abrogate tax benefits to which they were entitled at the time the contract was executed and because the legislation specifically targeted the benefits they enjoyed under the contract. Holding that under the pre 1993 tax laws they were entitled to the tax benefits in question and that * Paul R. The plaintiffs have cross appealed from the court's denial of their request for additional damages. Fixed rate mortgages created when interest rates were low. The acquisition was effected through a contract between FSLIC. FSLIC bound itself to make assistance payments to Texas Trust in an amount equal to the difference between the book basis of the covered assets and the value of those assets when they were sold or written down. The Consolidated Group expected to be able to take deductions for the built in losses on the covered assets as those assets were liquidated or written down. |
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OPINION/ORDER Was on brief for the petitioners.
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AGUILAR V. FDIC This document was created from RTF source by rtftohtml version 2.7.5 >
In the light of the above. Plaintiffs' motion to strike the post argument letter of supplemental authority and alternative motion for leave to submit additional briefing are moot. The FDIC moved for summary judgment or alternatively for a stay on the grounds that Plaintiffs could not go forward with the suit until they had exhausted their administrative remedies before the FDIC. Within 60 days after their administrative claims were denied |
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99-4174 -- MINERAL V. YUE -- 12/12/2000 The Bank was identified in the body of the complaint as a foreign banking institution doing business in the United States with its main office in Los Angeles. California. |
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OPINION/ORDER Is substituted as a party pursuant to Federal Rule of Civil Procedure 25(d). 1 * Ala.Code § 16 1 28 provides: (a) No public funds or public facilities shall be used by any college or university to. It shall not apply to any organization or group whose activities are limited solely to the political advocacy of a change in the sodomy and sexual misconduct laws of this state. These organizations are eligible for certain benefits. GLBA is an officially recognized student organization whose purpose. Is to provide a foundation for unification for homosexual and nonhomosexual people of the student population. The Attorney General's opinion did not specify how or why It is clear from the record that USA GLBA violated § 16 1 28. officials made efforts to accommodate GLBA without violating § 16 1 28. It is also clear that USA officials felt compelled. Whether the district court's factual findings are clearly erroneous. STANDARDS OF REVIEW The constitutionality of a statute is a question of law subject to de novo review. 602 (11th Cir.1994). |
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OPINION/ORDER With whom Rossell Rentas & Rabell M ndez was on brief for appellant. Were on brief for appellee. Which was assigned to the Commissioner simultaneously with its purchase. The district court held that the FDIC properly relied on the books and records of an insolvent institution in making its determination that the Commissioner was not entitled to deposit insurance. The sole issue before us is whether the district court erred in granting summary judgment against the Commissioner in his action against the FDIC in its corporate capacity.1 For the reasons stated herein. BACKGROUND BACKGROUND The facts of this case are undisputed. Girod was not a party to the assignment. Another document was executed on the same date. The Certificate was itself given to. Was due on April 26. Was |
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02-1418 -- DEAN WITTER REYNOLDS INC. V. VARIABLE ANNUITY LIFE INSURANCE CO. -- 06/29/2004 Would cease to have much practical significance. Payment was not stopped on the stolen check until some two months after it was mailed |
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OPINION/ORDER At issue is whether ERISA preempts Pennsylvania's bad faith statute for insurance claims. C.S. § 8371 is conflict preempted by ERISA. We will reverse the judgment of the District C ourt and rema nd w ith instructions to dismiss Barber's bad faith claim. Benefits under the plan were insured under a group long term disability policy Barber's employer obtained from defendant UNU M Life Insura nce Company of America. U NUM subsequently terminated the benefits after determining Barber was no longer disabled under the policy's terms. To obtain a declaratory judgment that he is entitled to benefits. C.S. § 8371 because it is a separate enforcement scheme with a punitive damages provision that adds to the detailed provisions of ERISA's remedial mechanism. The court may take all of the following actions: (1) Award interest on the amount of the claim from the date the claim was made by the insured in an amount equal to the prime rate of interest plus 3%. (2) Award punitive damages against the insurer. (3) Assess court costs and attorney fees against the insurer. |
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OPINION/ORDER The lawsuit was based upon allegations that PNC violated the Truth in Lending Act ( |
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OPINION/ORDER Citation alleges that Miller Buckfire should have disclosed its prior dealings with Kelso & Company. Debtors argued the services provided were much less extensive than originally expected and. The bankruptcy court first found that Miller Buckfire did not suffer under a conflict of interest because it lacked final decision making authority and was insulated from any potential influence by the unsecured creditors' committee and its counsel. Found |
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OPINION/ORDER Circuit Judge: We are principally called upon in this appeal to decide two issues of first impression in this Court. The first is one in a long line of post Lopez1 challenges to federal statutes on Commerce Clause grounds. |
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OPINION/ORDER He pleaded guilty to two counts of mail fraud and was sentenced to ten years in prison. Claiming that Gateway was improperly labeled a financial institution under U.S.S.G. § 2F1.1(b)(6). Collins used numerous |
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OPINION/ORDER The United States instituted an adversary proceeding against Gardner in the bankruptcy court by filing a complaint seeking a determination that his unpaid tax liabilities for 1990 and 1991 were excepted from discharge in bankruptcy under § 523(a)(1)(C) of the Code. The bankruptcy court determined the liabilities were excepted from discharge under that provision because appellant had willfully attempted to evade or defeat those liabilities. He was a partner in the law firm of Gardner. Gardner assured Thomas he was working on several cases that could settle within the following months for which his personal fees would be sufficient to satisfy the tax obligations. Except now one bank account reflected a zero balance and the other disclosed that it was overdrawn. Debtor also testified that he was aware of his obligation to pay his 1990 and 1991 federal income taxes. That he could have used some of the income he earned between 1990 and 1996 to pay those taxes. Thomas also testified that he would not have considered debtor's original offer in compromise to be bona fide had he known. |
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OPINION/ORDER The District Court dismissed plaintiffs' RICO claim because it lacked the specificity in pleading fraud that is required under Fed. 2001). 1 We agree that the RICO claim was properly dismissed. Because it is predicated on mail and wire fraud. It was not. The antitrust claim is also based on fraud on misrepresentations in the information given to consumers and on misrepresentations in the information ROTH. Gary Oriani have borrowed money from defendant banks pursuant to lending agreements with |
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OPINION/ORDER United States District Judge for the Western District of Missouri. 1 Kroh's deposits were |
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OPINION/ORDER We have jurisdiction pursuant to 28 U.S.C. § 1291. I. Because the parties are familiar with the facts. Intermodal chassis are specialized trailers used to transport cargo containers over American roadways. |
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NIPPON CREDIT BANK, LTD V. MATTHEWS (5/15/2002, NO. 98-8639) BACKGROUND
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OPINION/ORDER |
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OPINION/ORDER Howerter contends that his conduct is not proscribed by the federal bank larceny statute. We will REVERSE.1 I. Howerter was the treasurer of the Wuerzbur g American High School Parent Teacher Student Association ( |
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OPINION/ORDER (2) whether the district court erred in granting summary judgment in favor of First Union on the ground that Hall's defense against enforcement of the note was barred by the D'Oench. We conclude that the district court did have jurisdiction to decide the case and that summary judgment was proper. Among the Southeast assets that First Union purchased was a note in the amount of $5. This note was in default. First Union contended that this argument was barred by the D'Oench. Unless that agreement is clearly set forth in the loan documents. See 12 U.S.C. § 1819(b)(2)(B) (1994). 2 was the amount of Hall's liability. Duhme issue was inappropriate because he had presented facts sufficient to raise a material question of fact as to whether D'Oench. A. In order to decide whether a remand order is reviewable. We look to the terms of the remand order itself and determine whether the district court remanded on the ground that removal to federal court was |
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CIENEGA GARDENS V. U.S. Argued for plaintiffs appellants. With him on the brief were Everett C. Argued for defendant appellee. With him on the brief was David M. Director. Of counsel on the brief were Carole W. Rental rates were held below market rates. On exiting the programs. The trial court granted summary judgment solely on the basis of that decision. This appeal is. We conclude a property right vested in the Owners that was temporarily taken. We also conclude that there is no reason this taking is not. Compensable under the Takings Clause of the Fifth Amendment to the United States Constitution. We further hold with respect to at least the subset of Owners for whom there is a well developed record before us. That they are entitled to ". Mso bidi language:AR SA'>[3] This appeal is one in a series of proceedings. |
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98-7083 -- ROSS V. U.S. MARSHAL -- 02/17/1999 Ross was beneficial owner of International Investment and ran the day to day operations of International Investment's Dublin office. International Investment was using depositors' investments to pay interest to previous investors. Liquidators would later conclude International Investment was insolvent by mid 1982. In late October 1983. Ross encouraged depositors to make further investments and emphasized International Investment's financial strength even though International Investment was in fact insolvent and had been for approximately eighteen months. The company's investments were sound. Liquidators were unable to realize any International Investment assets for distribution to them. The Royal Ulster Constabulary commenced an investigation into International Investment's affairs in 1985. Extradition The scope of review of a magistrate judge's extradition order under a treaty with a foreign country is limited to |
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OPINION/ORDER Were on the briefs. Were on the brief. Were on the brief. District Judge: The National Treasury Employees Union ( |
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AGUILAR V. FDIC This document was created from RTF source by rtftohtml version 2.7.5 >
In the light of the above. Plaintiffs' motion to strike the post argument letter of supplemental authority and alternative motion for leave to submit additional briefing are moot. The FDIC moved for summary judgment or alternatively for a stay on the grounds that Plaintiffs could not go forward with the suit until they had exhausted their administrative remedies before the FDIC. Within 60 days after their administrative claims were denied |
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OPINION/ORDER Because there are no genuine issues of material fact and the Appellants failed to meet their burden on summary judgment. Andrea Ruff was an attorney representing Lake Tech. Was a stockholder. The parties agreed that KCB would bid on contracts that otherwise would have been bid by Lake Tech. Because Lake Tech was at risk of being converted to a Chapter 7 liquidation. Cohen and Artrip were unwilling to invest directly in Lake Tech. Ruff would then have funds to repay her debt with In addition. Cohen and Artrip offered to have United American. 2.5% of any loan advances disbursed directly to Ruff for immediate reduction of her debt. Such a requirement was not a |
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OPINION/ORDER Circuit Judge: |
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97-1304 -- ADARAND CONSTRUCTORS INC. V. SLATER -- 09/25/2000 We are just one race here. It is American. |
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OPINION/ORDER Is whether an insurance company must turn over to its terminated agent $259. Because we recognized that this issue was one of first impression in New Jersey. Essentially at will or. That the termination was at will. The consequence of this ruling is that New Jersey's Agency Termination Statute requires Ohio Casualty to pay PIM commissions on all policies for one year following termination. PIM would have no right to these commissions. The remaining issues on appeal arise from the ruling that the termination was at will. (2) whether PIM is entitled to pre judgment interest on the commissions. We remand to the Bankruptcy Court to apply to the facts of this case the legal determination that the initial at will termination can become a termination for cause between the notice of termination and the effective termination date. The claims of constructive trust and contempt of court addressed by the District Court were not raised on appeal. Factual and Procedural Background The facts of this case are set out at length in previous opinions of this Court3 and the District Court. |
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OPINION/ORDER We are asked to decide whether a highly structured securitization transaction negotiated between Citicorp and an investor in a limited partnership constitutes an |
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FIRST UNION NAT'L BANK OF FLORIDA V. HALL This document was created from RTF source by rtftohtml version 2.7.5 > Among the Southeast assets that First Union purchased was a note in the amount of $5. This note was in default. First Union contended that this argument was barred by the D'Oench. Unless that agreement is clearly set forth in the loan documents. First Union then impled the FDIC. The sole remaining issue at trial was the amount of Hall's liability. Duhme issue was inappropriate because he had presented facts sufficient to raise a material question of fact as to whether D'Oench. |
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OPINION/ORDER Brown was supervised by the Banking Center Manager and evaluated pursuant to various objective criteria. Brown was rated as |
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OPINION/ORDER Circuit Judge: This is an appeal from the judgment of the district court in favor of the United States in a civil forfeiture action. Intervened and argued that the court had no juris diction because the property was outside the court's territori al jurisdiction and because the five year statute of limitations had run. Vasquez is the wife of Juan Ramon Matta. Matta is currently imprisoned in a federal penitentiary. Is derived from Matta's criminal operations. Civil forfeiture actions are brought against property. Forfeiture is an ancient penalty. The owner of the bull will not be held responsible. |
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OPINION/ORDER I. BACKGROUND The facts are not in dispute. Which was organized and existed under Illinois state law. The FDIC was subsequently appointed receiver of Cuba Bank and Nordbrock's 1984 promissory note was among the assets purchased by the FDIC as receiver. The 2 court held that the FDIC's action was not time barred and that there were no genuine issues of material fact concerning Nordbrock's liability on the promissory note. Shows there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. |
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BANCO GENERAL RUNINAHUI V. CITIBANK INT'L This document was created from RTF source by rtftohtml version 2.7.5 >
Commercial Letter of Credit
The commercial letter of credit is a payment device often used in international trade which permits a buyer in a transaction to substitute its financial integrity with that of a stable credit source. The letter of credit is only one of three distinct relationships between three different parties: (1) the underlying contract for the purchase and sale of goods between the buyer ( |
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OPINION/ORDER Wilcox & Galvani was on brief for appellants. Ropes & Gray were on brief for appellees. We affirm the district court's ruling that statutes of limitations barred all of plaintiffs' claims and uphold the district court's denial of Dime's motion for Rule 11 sanctions because that denial was not an abuse of the court's discretion. 1. Dime is a federally chartered savings bank. It is unclear from the record whether DRES MA was merged into Dime or whether it was dissolved. 4 4 effort was part of Dime's national campaign to expand rapidly its home lending business. A principal feature of an Impact Loan was an initial |
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OPINION/ORDER Circuit Judge: The question presented is whether mortgages held by the FDIC can be extinguished without the FDIC's consent through foreclosure of plaintiff's superior real estate tax liens. The loans were made respectively in March 1987 for $200. The Bank's assets were taken into receivership by the Federal Deposit Insurance Corporation (the |
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OPINION/ORDER As such terms are defined and determined under applicable State law. Section 1821(k) was passed by Congress in response to the enactment by various states. Concluding that the enactment of § 1821(k) supplanted any available federal common law actions for negligence and breach of fiduciary duty.[fn1] Courts of appeals that have considered these issues have concluded that § 1821(k) does not preempt state law. We will affirm the district court's order in the United Savings action and reverse the court's order in the City Federal action. (7) failing to require and verify that necessary permits and approvals were obtained before funding the loans. At issue in these appeals is whether Congress. As we have stated. The question of the interpretation of § 1821(k) is one of first impression in this circuit. Our review of the construction of federal statutes is plenary. A. The Plain Meaning of the Statute |
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OPINION/ORDER Johnson submits that compelling arbitration is precluded by an |
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OPINION/ORDER Brothers Theodore Lee and Andre Lee (the Lees) were convicted on conspiracy and substantive charges of uttering counterfeit securities in violation of 18 U.S.C. §§ 371 and 513(a). Claiming that the government did not introduce sufficient evidence to prove that the counterfeit checks were |
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OPINION/ORDER We accordingly issue the writ. 1 We have jurisdiction pursuant to 28 U.S.C. § 1651(a). 1566 BACKGROUND This mandamus petition represents one more chapter in a long running dispute over the right to the assets of the estate of former Philippine President Ferdinand E. On one side is a class of plaintiffs who obtained a large judgment in the federal district court in Hawaii against the Marcos estate for human rights violations by the Marcos regime. The judgment included an injunction restraining the estate and its agents or aiders and abettors from transferring any of the estate's assets.2 On the other side is the Republic of the Philippines. Which independently has sought forfeiture of the Marcos estate's assets on the ground that they were stolen by Marcos from the Philippine government and its people. Which was seeking to recover them. Which was not a party to the litigation. Was an agent or aider and abettor of the Estate. The Philippine Supreme Court subsequently held that the assets were forfeited to the Republic of the Philippines. |
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OPINION/ORDER Wyman and Lee contend the evidence was insufficient to convict them of mail fraud and contend that the district court improperly admitted hearsay and opinion testimony during trial. Contending that they were sentenced in violation of United States v. 1 and that their sentences were based upon unreliable evidence and factors not proven by a preponderance of the evidence. Wyman was taught about implausible theories of private offset exchanges. Private offset exchanges were claimed mechanisms for individuals to access this Treasury held money. As these checks were Appellants raised this issue as a claim under Blakely v. Appellant's Blakely challenge will be treated under Booker. 3 1 written on closed accounts. The account on which the check was drawn could not provide the funds to pay for the goods. These offset checks were theoretically to be presented to the Treasury by the drawee bank or payee for reimbursement with the stockpiled funds. After the letter was sent. Included among these checks were a $121. |
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99-4082 -- FEMEDEER V. HAUN -- 08/28/2000 Apparently wishing to prevent widespread disclosure of his status as a sex offender. Proceeding under a pseudonym in federal court is. We have recognized that there may be exceptional circumstances warranting some form of anonymity in judicial proceedings. As the Eleventh Circuit has explained: Lawsuits are public events. The risk that a plaintiff may suffer some embarrassment is not enough. Doe v. We have held that it is proper to weigh the public interest in determining whether some form of anonymity is warranted. . It is difficult to apply legal principles of res judicata and collateral estoppel. The disclosure of Appellee's identity in the caption of this lawsuit is not coterminous to the harm he is seeking to avoid by filing this claim. The posting of his identity and other personal information on the Internet is likely to be more extensive than is the exposure resulting from his name on the caption of this lawsuit. Those using the courts must be prepared to accept the public scrutiny that is an inherent part of public trials. Within twenty days. |
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OPINION/ORDER Southeast Bank was declared insolvent. The FDIC was appointed receiver. We said that when a financial institution receivership case is removed to federal court following the entry of a state court judgment. This rule was first set out in Jackson v. Which adds 3 days to the prescribed time to act or to respond after notice is served by mail. Was not applicable to Rule 59. Plaintiffs within 60 days after their administrative claims were denied were required to take some action |
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OPINION/ORDER Holding that Andreini was the initial transferee under 11 U.S.C. § 550 of a $310. Pony Express' check was returned twice for insufficient funds. We conclude that Andreini was not the initial transferee of the wire transfer. I Andreini is a California insurance broker who arranges insurance coverage for its clients and bills them for the premiums due on these policies. Those payments are deposited in a client trust account. Sitting by designation. 2 * These client trust funds are then remitted to the insurance carriers as payment for Andreini's client's insurance policies. The various premiums invoiced were due to the insurance carriers by May 18. The total amount of the invoices was $310. Andreini issued several checks from its client trust account to Pony Express' insurance carriers in payment of the insurance premiums that were now either overdue or due in one week.1 Unbeknownst to Andreini. Pony Express was in serious financial difficulty and its check was returned for insufficient funds. It was again returned. |
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OPINION/ORDER FEDERAL RESERVE BANK 3 mary judgment is appropriate when there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Approximately twenty of these checks are stolen. Six checks were stolen from Dallas. Postal inspectors informed Wal Mart officials that the Dallas thefts were not part of an organized scheme but were independent criminal acts. Was stolen from Dallas in late 2000. A copy of the check was passed from the FRB to Wachovia at the time of presentment. 1 4 WACHOVIA BANK v. Their suspicions were aroused by his deposit of over $500. A hold was placed on the funds. The highest balance it had ever carried was $8. Who informed Lee that the check was |
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OPINION/ORDER We will affirm. The EPA concluded remedial action was necessary to protect human health. Was responsible for the lead contamination. Was long 3 since out of business. Alleging it was responsible for Price Battery's CERCLA liability as a successor in interest. Exide is General Battery's successor. The disputed issue is whether General Battery. Was a successor to Price Battery. The relevant aspects of the Price/General transaction are as follows. Price Battery was owned by a single shareholder. A seat on General's board of directors.1 At The only Price Battery asset nominally excluded from the transaction was its real property. When the deed was transferred to General for $1.00. 000 General Battery shares were valued at approximately $1 million and represented 4.537% of General's outstanding equity. William Price Sr.'s resulting stake in General Battery was comparable to that of the company's cofounders. Was required under the agreement to immediately change its name to Price Investment Company and to retain $150. |
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OPINION/ORDER ORDER Appellee's Petition for Rehearing is GRANTED. Is withdrawn. An Opinion will be filed contemporaneously with this Order. Circuit Judge: We must decide whether the statutory protections afforded Social Security and Supplemental Security Income ( |
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OPINION/ORDER Plaintiffs are persons who borrowed from the two banks and signed second mortgages. Appellees in this case are the settling parties. Appellants are a number of law firms and plaintiff class members who challenge the District Court's jurisdiction. The alleged mastermind of the scheme was the Shumway Organization ( |
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BANCO GENERAL RUNINAHUI V. CITIBANK INT'L This document was created from RTF source by rtftohtml version 2.7.5 >
Commercial Letter of Credit
The commercial letter of credit is a payment device often used in international trade which permits a buyer in a transaction to substitute its financial integrity with that of a stable credit source. The letter of credit is only one of three distinct relationships between three different parties: (1) the underlying contract for the purchase and sale of goods between the buyer ( |
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OPINION/ORDER 000 in fees and expenses it claimed it was owed for providing financial advice and assistance to AdFlex in AdFlex's merger with Innovex. The essence of the dispute before this court is whether AdFlex was a customer of Robertson Stephens under the NASD Code. If the answer is yes. If the answer is no. A court must first consider whether the parties have agreed to arbitrate the underlying dispute. Robertson Stephens is bound to follow the rules and regulations of the NASD. Requires NASD members to arbitrate disputes if they |
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OPINION/ORDER At issue is whether ERISA preempts Pennsylvania's bad faith statute for insurance claims. C.S. § 8371 is conflict preempted by ERISA. We will reverse the judgment of the District C ourt and rema nd w ith instructions to dismiss Barber's bad faith claim. Benefits under the plan were insured under a group long term disability policy Barber's employer obtained from defendant UNU M Life Insura nce Company of America. U NUM subsequently terminated the benefits after determining Barber was no longer disabled under the policy's terms. To obtain a declaratory judgment that he is entitled to benefits. C.S. § 8371 because it is a separate enforcement scheme with a punitive damages provision that adds to the detailed provisions of ERISA's remedial mechanism. The court may take all of the following actions: (1) Award interest on the amount of the claim from the date the claim was made by the insured in an amount equal to the prime rate of interest plus 3%. (2) Award punitive damages against the insurer. (3) Assess court costs and attorney fees against the insurer. |
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OPINION/ORDER |
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OPINION/ORDER Circuit Judge: The main question for decision is whether. The Government is required to prove that the money taken by the defendant was insured by the Federal Deposit Insurance Corporation (FDIC). Or whether the Government is required 8480 UNITED STATES v. BLAJOS to prove only that the institution from which the money was taken was FDIC insured. We hold that the latter interpretation is correct and. The ATM was owned by Cedars Bank. He called Blajos when employees from First Line Courier were delivering cash to service the Cedars Bank ATM located at the Bingo Club. Was arrested and charged in this case. The vice president of Cedars Bank testified that Cedars Bank was insured by the FDIC on the date of the robbery and. The Government introduced into evidence the FDIC certificate showing that Cedars Bank was insured on the date of the robbery. Not a specific depositor |
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OPINION/ORDER Were retained by several banks to auction repossessed automobiles at the highest price and reimburse the proceeds. We consider whether there was sufficient 3 evidence to sustain the Defendants' convictions. We will affirm their judgments of conviction. Sentencing Guidelines (the |
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SEC V. KNOWLES The previously filed opinion is withdrawn and the accompanying opinion substituted. The question presented is whether the appellant has the requisite minimum contacts to justify the district court's exercise of personal jurisdiction over him. These subpoenas were issued in connection with the Formal Order of Investigation in the nonpublic investigation conducted by the SEC out of its Denver. Knowles is presently a Bahamian citizen and resident and has been so since 1951. He is an independent investment consultant and. At the times the subpoenas were served on him. Was also the president of two Bahamian companies. The SEC sought to determine whether bank accounts in the names of these two companies were used to bribe brokers in the United States to sell certain stock of American companies in violation of federal securities laws. The SEC applied to the district court in the judicial district where it is conducting the investigation. Knowles responded to the Order to Show Cause and moved the district court to (1) The Formal Order of Investigation is not a part of the record in this case. |
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OPINION/ORDER Is amended as follows: The caption on the coversheet should read: |
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OPINION/ORDER This case is about checks drawn on the account of Western Iowa Farms Co. The checks were made to payees who never knew anything about them. On the theory that paying the checks on forged endorsements was a conversion. We hold that the Bankruptcy Court's finding is not clearly erroneous. I. Western Iowa was a Nebraska corporation engaged in the livestock business. Who were independent livestock buyers. The Russells were authorized to write checks drawn on Western Iowa's bank account at Norwest Bank in Butte. As it existed at the time when the checks were deposited. The Kansas version of the Uniform Commercial Code was revised in 1992. None of whom was aware of the existence of the checks. Which provides that |
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PLANETARY MOTION, INC. V. TECHPLOSION, INC. (8/16/2001, NO. 00-10872) Both of which accompanied the release.
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03-5052 -- ALLISON V. UNUM INSURANCE CO. OF AMERICA -- 08/25/2004 Alleging that she was entitled to disability benefits under the plan. Finding that the bad faith claim was preempted by ERISA. 1132(a)(1)(B) claim was correct because UNUM has established by substantial evidence that its denial of benefits. Was reasonable. Under a provision entitled |
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HAKIM V. HICKS (8/4/2000, NO. 98-3062) Circuit Judge:
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OPINION/ORDER I. Everest is a general securities broker dealer that became a registered member of the NASD in December of 1991 and began business on January 31. Kunkel was the President. Everest was to act as exclusive selling agent for the private placement. The memorandum stated that the City of Watkins had already granted preliminary approval for the construction of the facility and that GED was at the time pursuing the issuance of permits from the Minnesota Pollution Control Agency and had engaged a lobbyist to seek changes in state laws and regulations in order to allow the project to proceed. The memorandum also stated that the offering was a ninety day. The memorandum cautioned that the shares offered were |
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OPINION/ORDER Appellant was found guilty of five counts of bank fraud in violation of 18 U.S.C. §§ 1344(1) and (2). Hoblin was a self employed accountant who prepared individual income tax returns for his clients. Who was a business development/loan officer at Fleet Bank. Knowing that the information being submitted was false and/or obtained without Hoblin's clients' permission. 000. 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 As each loan was nearing approval. A bank account was opened for each entity. each account: Two persons were designated to issue checks on on four of the accounts Vitale (or a relative of Vitale's) and the person in whose name the loan application had been submitted were authorized to draw on the funds. A relative of Hoblin's was named along with the unwitting |
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03-1309 -- SCOTT V. CASE MANAGER OWENS (SCF) -- 11/07/2003 We agree that Scott's claims are frivolous and AFFIRM. |
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BLUE CROSS & BLUE SHIELD OF ALABAMA V. SANDERS (4/13/1998, NO. 97-6178) The Sanderses were participants in a health benefits plan ( |
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OPINION/ORDER The HSF asserts that needy Holocaust survivors residing in the United States have received a disproportionately small allocation. When several class actions against leading Swiss banks were filed in the District Court and subsequently consolidated. They were subjected to persecution by the Nazi regime. Accepting and laundering illegally obtained Nazi loot and transacting in the 1 This appeal was consolidated with an appeal from the District Court's denial of attorney's fees brought by Sam uel J. Were negligent. While defendants' motions were pending. One or more mem bers of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so nu merous that joinder of all members is impracticable. (2) there are qu estion s of law or fact common to the class. (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class. Membership in all except the Slave Labor Class II is limited to members of groups targeted for Nazi persecution.3 Two of the classes are particularly relevant to this appeal. |
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OPINION/ORDER Dubbin's fee request on the ground that his contributions were |
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OPINION/ORDER The HSF asserts that needy Holocaust survivors residing in the United States have received a disproportionately small allocation. When several class actions against leading Swiss banks were filed in the District Court and subsequently consolidated. They were subjected to persecution by the Nazi regime. Accepting and laundering illegally obtained Nazi loot and transacting in the 1 This appeal was consolidated with an appeal from the District Court's denial of attorney's fees brought by Sam uel J. Were negligent. While defendants' motions were pending. One or more mem bers of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so nu merous that joinder of all members is impracticable. (2) there are qu estion s of law or fact common to the class. (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class. Membership in all except the Slave Labor Class II is limited to members of groups targeted for Nazi persecution.3 Two of the classes are particularly relevant to this appeal. |
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02-1277 -- KIDNEIGH V. UNUM LIFE INSURANCE CO. OF AMERICA -- 10/03/2003 We have jurisdiction under 28 U.S.C. |
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OPINION/ORDER Sitting by designation. claims and was dismissed from the case. Although Doe settled his claim and was dismissed from Roe's Br. at 1 n.2. This action was the case. Doe is no longer a party to this action. This case remains a We will therefore In 1989. United States Magistrate Judge for the District of Minnesota. 2 Insurance on property I [Roe] give as security is required. If insurance is required. I promise to keep the property insured throughout the term of my loan and to deliver a certificate of insurance to you that shows I have purchased insurance of this kind. ... I will immediately repay you for any amounts you spend in purchasing that insurance. In force during the term of the loan and will furnish Norwest . . . with a loss payable endorsement upon each renewal of said insurance. Which indicated that only Norwest's interest in the vehicle was insured. The same process was repeated. Which is otherwise similar to ordinary comprehensive and collision coverage. Is limited to either the damage to the collateral or the balance of the customer's loan. |
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02-4110 -- DAVIS V. STUDDERT -- 02/25/2003 We conclude that the plaintiffs' complaint fails to state a claim under federal law but that the district court should have dismissed the complaint without prejudice to the plaintiffs' pursuing their claims in state court. Taylor is |
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OPINION/ORDER Was convicted by a jury of three counts of armed bank robbery. Cleophus Davis was arrested and charged with all three robberies. He fired a shot but no one was injured. Ethel Griffin had been in her car in the plaza parking lot where the Mid City Bank is located. (There was testimony that it takes three to five minutes to travel by car to this location from the Mid City Bank on 74th Street.). Teller Susan Grow testified that the robber was an African American male she could see his skin through the ski mask eye holes. She estimated that he was approximately 5'5'' to 5'8'' tall and weighed approximately 140 pounds. Another employee testified that the robber was approximately 5'7'' or 5'8'' tall with a thin build. Fresh shoe prints were found in the snow along the path where the robber fled. An Omaha police senior crime laboratory technician testified that the prints found near the Streamliner Credit Union were similar to those found near the scene of the first robbery at the 74th Street Mid City Bank. John Coats was in his car at a stoplight on the intersection of 42nd Street and Farnum. |
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BURTON V. TAMPA HOUS. AUTH. (11/7/2001, NO. 00-13607) Introduction
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OPINION/ORDER Peebles objected to the removal contending that the minimum amount in controversy required for subject matter jurisdiction pursuant to 28 U.S.C. § 1332 was not met. I. BACKGROUND Peebles is a real estate developer who was a member of several public2 private partnerships that developed city owned properties into hotels or other uses and who worked on other private sector real estate development opportunities. Peebles' profession demanded that he have financial liquidity to comply with government fiscal mandates and those of commercial lenders. At the time the account was opened. Peebles stated account objectives were total return with a risk tolerance of moderate. Peebles advised Slaughter that his profession required him to have readily available funds and that he was therefore risk averse and unwilling to invest in highly speculative securities. Peebles was involved in the management of his investments and exercised control over his account. Boeing. 3 Peebles was not enthusiastic about these recommendations and rejected them indicating that he was looking for higher returns than such investments would yield. |
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OPINION/ORDER Which is the American equivalent of the Federal Deposit Insurance Corporation. Was a subsidiary of Pursuant to an agreement reached between the parties in the district court. Although it was organized under the laws of the United States. BLI's business was conducted primarily beyond the borders of this country. FOGADE was vested with substantial responsibility for managing its country's financial crisis. It provides that a foreign state is immune from the jurisdiction of the United States unless an FSIA statutory exemption is applicable. |
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OPINION/ORDER Johnson once again was the president. Johnson also contends that the district court incorrectly instructed the jury and that his sentence was improper. Johnson submits that the evidence was insufficient to sustain his convictions for money laundering. Sufficiency of the evidence is an issue that we review de novo to determine whether |
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00-5196 -- TAX ACCOUNTING SOFTWARE CORP. V. U.S. -- 08/30/2002 Our review of this case was abated from January 18. We have jurisdiction under 28 U.S.C. |
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OPINION/ORDER We are satisfied that the evidence was sufficient to sustain the jury's verdict beyond a reasonable doubt on all counts. All in violation of 18 U.S.C. § 1956(h) (Count 14).1 Paragraphs 2 and 3 The unlawful activities whose proceeds were concealed or promoted were mail fraud. Also charged with conspiracy in the indictment were John Mamone. That charge was dismissed before trial. Is not relevant to this appeal. 2 1 of Count 14 explained that the purposes and objects of the conspiracy were: (a) to conduct financial transactions involving the proceeds of mail and wire fraud. Silvestri was charged in 30 substantive counts with money laundering. The essential facts in this complex fraud case are these. Buccinna and Weiss were also charged in the same substantive counts. Was sentenced to 30 months' imprisonment. 3 3 2 opportunities. Tang was left with a small clerical staff. |
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OPINION/ORDER The trustee in bankruptcy of Greater Ministries and two individual investors in the Ponzi scheme are suing First Union for knowingly paying out funds from Greater Ministries' accounts to a malfeasant church official. I. Because this case was dismissed on a Fed. While G reater M inistries m ay have c onduc ted servic es and en gaged in charitable activities. Its significance was largely as a vehicle for a Ponzi scheme run by the church's elders. The investment interests were labeled |
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OPINION/ORDER Dismissing the § 1346 counts on the ground that the allegations in the indictment were insufficient to charge violations of that section. The Government argues the district court erred in interpreting § 1346 and that the allegations were sufficient to sustain the § 1346 charges. We agree with the Government that the allegations of the indictment were sufficient to survive the motion to dismiss. The following description of the facts is taken from the allegations in the indictment. Appellee deVegter was a vice president at Stephens. Was the financial advisor in charge of the Fulton County relationship. Appellee Poirier was a partner at Lazard Freres & Co. While Fulton County's |
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OPINION/ORDER Dismissing the § 1346 counts on the ground that the allegations in the indictment were insufficient to charge violations of that section. The Government argues the district court erred in interpreting § 1346 and that the allegations were sufficient to sustain the § 1346 charges. We agree with the Government that the allegations of the indictment were sufficient to survive the motion to dismiss. The following description of the facts is taken from the allegations in the indictment. Appellee deVegter was a vice president at Stephens. Was the financial advisor in charge of the Fulton County relationship. Appellee Poirier was a partner at Lazard Freres & Co. While Fulton County's |
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OPINION/ORDER We held that the district court erred in certifying two classes under Rule 23(b)(3)2 of the Federal Rules of Civil Procedure because the plaintiffs had failed Our decertification of the class based upon predominance negates the need to address whether providing notice of this action by means of publication rather than by individual notice was proper. One or more members of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable. (2) there are questions of law or fact common to the class. (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class. (4) the representative parties will fairly and adequately protect the interests of the class. 2 to demonstrate that common issues predominated.3 The first class of plaintiffs. An action may be maintained as a class action if the prerequisites of subdivision (a) are satisfied. That a class action is superior to other available methods for the fair and efficient adjudication of the controversy. |
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00-1357 -- SCHRODER V. BUSH -- 08/24/2001 Circuit Judge.
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OPINION/ORDER I. Rambo is an architectural firm and an educational facilities consultant based in Nebraska. South Tama is a school district in Eastern Iowa. South Tama was considering building a new school. Contacted architectural firms to ask whether they were interested in conducting a study to determine what would be necessary to put South Tama's existing buildings in condition to provide its students with a quality education for the next thirty to fifty years and to determine what new construction might be needed. South Tama maintains that the parties agreed only that Rambo would prepare the study and assist the school district in passing a bond issue to fund a new school building that was included in the study. We note that the agreement here is as far from a model of clarity as any that we can recall ever having reviewed. 2 was signed by the parties. Attachment B was a standard form contract between an architect and an owner. After explaining what was included in the study (Phase One). Definitions of these services and 3 other terms and conditions integral to this Agreement are provided in Attachment B. |
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OPINION/ORDER Peters contends that he did not know that the check was counterfeit. The bank advised him that the check was counterfeit and he offered to repay it if he was responsible. He was indicted and convicted on both counts. P&M was a company that Peters had started. It was not registered or doing any business. 700 check was purportedly drawn by National States Insurance Company. His employer's only claim was one for property damage filed with a different insurance company. Was returning the check. Peters expressed surprise to the bank officer that the check was not valid. Explaining that he thought the check was a settlement related to the Arkansas automobile accident. He offered to repay Bremer Bank at the rate of $100 per week if he was responsible. Peters received a letter from Bremer Bank notifying him that it had determined the check was counterfeit. Two and a half years after the bank made its determination that the check was counterfeit. Peters told the FBI that the check was an insurance settlement from the Arkansas accident. |
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OPINION/ORDER Marshall Bank is a banking corporation based in Hallock. United States District Judge for the District of Minnesota. 1 faith belief that the loan was secured by a guarantor. Where the guarantor's signature was actually a forgery. Marshall Bank's policy limit for this type of loss was $500. Two days before the loan proceeds were scheduled to be disbursed. Have them execute their loan documents. The bank's president read in a newspaper that Forciea was under criminal investigation. Forciea sent Marshall Bank documents that were not satisfactory to the bank. Seeking a ruling that Marshall Bank's loss was not covered under the bond policy. Coverage only attached if Marshall Bank was in actual physical possession of the original guarantees before disbursing the loan proceeds. Summary judgment is appropriate where there is no dispute as to any material fact. The moving party is entitled to judgment as a matter of law. |
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99-2085 -- FEDERAL DEPOSIT INSURANCE CORP. V. SCHUCHMANN -- 12/19/2000 Whether under New Mexico law the district court abused its discretion in failing to instruct the jury that the violation of federal regulations governing savings and loan institutions was negligent as a matter of law. It was put under the receivership of RTC. In 1993. In 1996 FDIC succeeded to the interests of RTC as receiver and was substituted as plaintiff. See 12 U.S.C. |
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OPINION/ORDER Ledbetter is the beneficiary of a written. Of which he is also the trustor. First State Bank and Trust Company is the trustee. Is a wholly owned subsidiary of First State Corporation ( |
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ESTATE OF HUBERT V. COMMISSIONER This document was created from RTF source by rtftohtml version 2.7.5 > Since the Tax Court wrote a careful analysis of every argument that is made by the Commissioner on this appeal. the Tax Court was confronted with other issues not raised on this appeal so that the portion attached deals only with the issue on this appeal. Is the following footnote on page 2 of the original opinion: We are using the terms |
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98-1275 -- MALLINSON-MONTAGUE V. POCRNICK -- 09/19/2000 ProBank asserts as follows: (1) it is entitled to judgment as a matter of law under the affirmative defense set forth by the Supreme Court in Burlington Industries v. (2) the district court erred in instructing the jury that Pocrnick was the |
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OPINION/ORDER I Douglas is a wholesale grocery. Douglas's account was credited with only $24. Had quit in late 1999 and it was unable to find an immediate replacement. By the time a new controller was hired there was a three month backlog. CNB's employee testified she sent the request through the Federal Reserve hoping it would not notice it was untimely. CNB's president testified the information should have been verified. The adjustment request was received by Wells Fargo. Adjustment requests are handled by regional adjustment centers. When the request was received in Houston it was forwarded to Wells Fargo's Southwestern Adjustment Center (SAC) in Phoenix. There were occasions when USA's Wells Fargo account had sufficient funds to cover the discrepancy. The funds were transferred out of the account and there were no longer any funds to pay the adjustment request. As these events were unfolding. USA was sliding into insolvency. The parties agree Houston would have paid the additional $216. SAC notified CNB 4 there were no funds in the account and denied the adjustment request. |
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OPINION/ORDER That the relief The district appellants request specific performance is not available under 12 U.S.C. § 1821(j) of the Financial Institutions Reform and Recovery Enforcement Act ( |
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OPINION/ORDER The district court2 granted the motion because it concluded that the Nebraska mental health parity law is preempted by ERISA as to self funded ERISA plans. The district court3 granted the motion and alternatively held that the Nebraska mental health parity law is preempted by ERISA as to Marriott's self funded ERISA plan. |
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OPINION/ORDER Pa. 1981) (holding that defendants who were charged under section 401. Who could have been charged under section 402. Were denied their constitutional right to trial by jury). Our review is limited to plain error. See United States v. Slade. Was insufficient to preserve a claim for appellate review). He was arrested and charged with contempt. Sweeney must demonstrate that the FDIC's action against him was not |
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99-1402 -- SCHUPPER V. FOURTH JUDICIAL DISTRICT ATTORNEYS OFFICE FOR THE STATE OF COLORADO -- 07/17/2000 The case is therefore ordered submitted without oral argument. In his district court complaint. We have jurisdiction pursuant to 28 U.S.C. |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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98-3223 -- KOCH V. KOCH INDUSTRIES INC. -- 02/14/2000 Is the second largest privately held corporation in the United States. KII was founded by Fred C. Those members of the Simmons family involved in the instant suit are cousins to the four Koch brothers. In 1966 and 1967. He was never a KII employee and did not place a representative on the board until March of 1981. In 1980. Frederick and the Simmons Family either to buy back some or all of their stock or to take KII public and have the now dissident shareholders sell their stock on the public market. The SPA contained two relevant warranties by KII: The first provided that all KII financial statements disclosed to the selling shareholders had fairly presented KII's financial condition and were prepared in accordance with generally accepted accounting principles. Would have increased the Plaintiffs' valuation of KII stock at the time of the SPA. The Defendants named in the action were KII. Which alleged the Defendants failed to disclose that certain expenses were |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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98-1021A -- FEDERAL DEPOSIT INSURANCE CORPORATION V. NOEL -- 05/14/1999 Please disregard the gray shading around footnote number 5.
A copy of the corrected page 14 is attached. Sincerely. The FDIC's claims for deceit and other tort causes of action were tried to a jury. WGSC was a subsidiary of Western Gulf Savings and Loan Association ( |
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98-1021 -- FEDERAL DEPOSIT INSURANCE CORPORATION V. NOEL -- 05/14/1999 The FDIC's claims for deceit and other tort causes of action were tried to a jury. WGSC was a subsidiary of Western Gulf Savings and Loan Association ( |
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BARRON BANCSHARES, INC., ET AL V. U.S. Et al. Of counsel on the brief were Mark J. Argued for plaintiff appellant Federal Deposit Insurance Corporation. On the brief were John V. Argued for defendant appellee. With him on the brief were Stuart E. Cl. 310 (2002). The |
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OPINION/ORDER Were on brief for FDIC. Motejunas & Doyle were on brief for Insurance Company of North America. Allowing forfeiture of coverage where notice to an insurer of a claim was late. At issue here is whether the notice due under a fidelity bond was late. The import here is whether a suit by the Federal Deposit Insurance Corporation ( |
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GIBSON V. RESOLUTION TRUST This document was created from RTF source by rtftohtml version 2.7.5 > |
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97-3384 -- U.S. V. SAPP -- 12/18/1998 The case is therefore ordered submitted without oral argument. Brothers Fletcher and Ronald Sapp were convicted of bank fraud in violation of 18 U.S.C. |
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DE VILLALBA V. COUTTS & CO. UNITED STATES INT'L (5/11/2001, NO. 00-11949) We conclude that the disclosure was permissible under the RFPA and therefore affirm.
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BURTON V. TAMPA HOUS. AUTH. (11/7/2001, NO. 00-13607) Introduction
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97-3200 -- SAPP V. GREIF -- 04/03/1998 The case is therefore ordered submitted without oral argument. Plaintiffs Fletcher and Ruth Sapp obtained a judgment for over $900. 000 in a state court action against defendant Leopold Greif relating to his activities in administering loans plaintiffs obtained from Midland Bank of Kansas while he was a bank officer and director. Plaintiffs appeal. These general facts are not disputed. The FDIC provided notice to National Union of a variety of claims it might have under the policy. In November 1993. Seeking to rescind the policy on the basis that the application Midland submitted to obtain the policy was fraudulent. Any and all claims which are expressly released herein by the FDIC. Any and all claims which are expressly reserved herein by the FDIC. Plaintiffs could not have any. See id. at 246 47. Plaintiffs contend that the district court erred in concluding that Greif's release of National Union barred their recovery under the policy because (1) the release is void because National Union obtained it through fraudulent misrepresentations. |
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OPINION/ORDER Defendant argues that the district court erred in relying on a policy statement issued by the Department of Housing and Urban Development ( |
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OPINION/ORDER Is amended as follows: Cover sheet. Powers were on brief for appellant. Sharton and Segal & Feinberg were on brief for appellee. Clarke was sexually harassed. Was barred for failure to exhaust mandatory administrative remedies before the Massachu setts Commission Against Discrimination ( |
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OPINION/ORDER Wishart and Jackman & Roth were on brief for appellant. With whom Dwyer & Collora was on brief for appellees. As summary judgment was proper. Defendant John 1All evidence in genuine dispute is related in a light favorable to Byrd. Advised her that there was no set track to partnership but that Byrd likely would be considered for partnership within two to three years provided she met the performance standards. She was its highest paid associate. During her two year tenure she was responsible for generating almost $100. Her areas of practice with H & M were concentrated principally in commercial loan workouts and federal banking regulation. By the fall of 1989 her responsibilities included all H & M bankruptcy cases as well.2 A major client during this period was Boston Five Cents Savings Bank. Told Ronayne that she and others in her department were dissatisfied with Byrd's work and doubted that she had the bankruptcy law knowledge she claimed. Monahan informed Ronayne that Boston Five did not have confidence in Byrd's advice or work product. |
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OPINION/ORDER Is amended as follows: Coversheet. This was once a potentially complex case concerning commercial and banking events and practice. Purchased appliances from Caribbean with checks that were returned by the defendant. The essential theme was that FNBB induced Caribbean to sell appliances on credit to Novedades upon the representation that FNBB would honor Novedades' checks. No opposition is filed within ten days. Nor is any request made for extension of time. This is granted. No opposition was filed. 1993 Plaintiff and counsel have composed their differences. This is denied. This also is denied. The order had stated: |
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OPINION/ORDER Dickson and Law Offices of George Dickson were on brief for appellants. Bass & Green were on brief for appellee. Circuit Judge impression presented in this case is whether section 501(a)(1) of the Depository Institutions Deregulation and Monetary Control Act of 1980. Is preempted by section 501(a)(1). Is a wholly owned subsidiary of Dime Savings Bank of New York. Was assigned to Dime Savings the day it was made. The interest rate was fixed at 7.75% for the first six months. The interest rate was capped. Including that (1) the SIS is preempted by 804(c) of the Alternative Mortgage Transaction Parity Act of 1982. Is pre empted by section 501(a)(1).3 B. 'the question of whether federal law pre empts a state statute is one of congressional intent.' |
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OPINION/ORDER Is amended as follows: Cover sheet: Change spelling of |
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OPINION/ORDER Is an Arkansas attorney who organized Ponzi schemes3 to defraud investors. He is currently incarcerated in a state penitentiary serving a 156 year sentence for his crimes. An involuntary bankruptcy petition was filed with the bankruptcy court and an order for relief was entered on March 13. Meeks was appointed trustee in the bankruptcy proceeding. Harrah's is the operator of Harrah's Casino Cruises in Tunica. Ponzi schemes are fraudulent business ventures in which investors' |
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OPINION/ORDER Were on brief. Circuit Judge. unsettled question: is the government a |
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96-5147 -- U.S. V. ALLEN -- 11/18/1997 Chief Judge. Sharon Allen was convicted after a jury trial on three counts of uttering a forged instrument in violation of 18 U.S.C. |
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OPINION/ORDER Hoffman were on brief for appellant. Cotchett and Susan Illston were on brief for appellees. Mass. 1993). 2Defendants named in this action are the NFL. Charles Sullivan (plaintiff or Sullivan) is the former owner and sole stockholder of SMC. Was the Patriots' owner at all relevant times. Was to sell the shares to the public. Member teams are not permitted to sell shares to the public unless three fourths of the members approve. William Sullivan was unable to persuade the other NFL owners to allow his proposed deal. The stadium subsequently was sold for the |
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OPINION/ORDER Which was repayable |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Claiming that she was unlawfully terminated on the basis of her race. She was the only Asian person of the Muslim faith working at the branch. When she was hired. Were less understanding about her cultural and religious practices. Tipton had made public remarks that Habib's unique scheduling arrangements were unfair to the other tellers. When she was unable to return to St. Tipton insists that her only interference with Habib's prayer times occurred when there was a rush of customers. Habib responded that it was unreasonable to require her to visit a doctor that afternoon and that she had no intention of bringing in a note from her doctor. Allen fired Habib that day.5 Defendant claims that the memorandum was issued in response to a pattern of absences by Habib on Monday. Summary judgment is appropriate when the evidence. Demonstrates that there are no outstanding issues of material fact and the moving party is entitled to judgment as a matter of law. The plaintiff must show that (1) she is a member of a protected class. |
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OPINION/ORDER Was convicted of bank fraud. We also must determine whether the jury instruction on reasonable doubt was erroneous. Whether there was sufficient proof of fraudulent intent. Four of the accounts were with Atlantic Bank. Vavlitis was an authorized signatory on each of these accounts. Atlantic Bank's practice at all relevant times was to credit Vavlitis's accounts with funds equal to the face value of the checks he deposited. Without a delay to verify that these checks would be honored by the banks on which they were drawn. He withdrew money and wrote checks to third parties against funds he did not actually have. The result was that when his four Atlantic Bank accounts were frozen on May 14. There was a total overdraft of $1. There was a combined positive balance of $683. Vavlitis was arraigned on this indictment on March 5. Vavlitis was never arraigned on the superseding indictment. Which stated: |
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OPINION/ORDER Cicilline was on brief for appellant. Appellant Hakeem Fahm was sentenced to a twenty month prison term in September 1992. We deny Fahm's appeal from the original sentence and conclude that the district court was without juris diction to |
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OPINION/ORDER Willard & Redding was on brief for appellant. Gordon and Ropes & Gray were on brief for appellee. Ericson represented that Frankina would have a job for life unless he committed a criminal act against the Bank. Frankina became aware of no employee who was terminated except for criminal conduct. 119 positions were eliminated. Determined that it was necessary to eliminate two of the seven positions in the Control Unit to eliminate functional redundancy. That Frankina was the least qualified employee in the Unit. Was least well suited to perform the work duties in the reconfigured organization. Four of the five Control Unit employees who were retained were younger than Frankina.1 On May 19. Demone told Frankina that job applications from laid off employees would be given preferential treatment in 1One retained employee was forty nine years old at the time of the reorganization. Two were forty one. One was thirty seven. One was thirty one. Frankina suggests that the forty nine year old was not similarly situated because he served in a managerial capacity. 4 the Bank's hiring process. |
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OPINION/ORDER United States District Judge for the District of Minnesota. 2 2 the agency agreement and was negligent in its handling of three real estate transactions. What damages were sustained by National. Summary judgment is appropriate only when there is |
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OPINION/ORDER Tierney with whom Tierney Law Office was on brief for appellant. Walsh with whom Kroll & Tract was on brief for appellees Charles B. P.C. was on brief for appellees Jeffrey Mennino. A passenger injured after police officers had chased the motorcycle on which she was riding sued the police officers. The following facts are not in dispute. Was traveling in his police cruiser north on County Road in Lakeville. Which he was operating as he drove along County Road. The posted speed limit on County Road was 40 miles per hour. Was attached as an exhibit to Meninno's deposition. 2 began to pursue the motorcycle. Realized that the police car was following them. Backing off a number of times when it appeared that the bike was wobbling and the riders might fall off. Telling her of the pursuit and asking her to notify the police department in the neighboring town of Freetown that the motorcycle was heading toward the Lakeville Freetown line. Were parked in separate cruisers on Route 18 in Freetown. Before turning left from County Road onto Mason Road and accelerating again to over sixty miles per hour.2 Officer Meninno kept up and told Sullivan by radio that he and the motorcycle were now proceeding eastbound on Mason Road. |
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OPINION/ORDER From a subsequent determination that BancInsure is entitled to subrogation of one fourth of the proceeds from a settlement. BancInsure is a captive company for state bankers associations and provides insurance coverage for The Honorable Clyde H. That portion of the loss is not covered unless the Employee was in collusion with one or more parties to the transactions and has received. Gronlie was employed by BNC as a loan officer from May of 1991 until April of 1997. She was promoted to the level of senior vice president and was awarded a lending authority of $200. Subsequent transactions were also approved by the loan committee. Financing was arranged through a bank other than BNC. Various of the Harper loans and lines of credit were insufficiently secured and have not been repaid. A motion simulator is a large enclosed capsule with seats and a video screen in the capsule's interior. The capsule is individually mounted on a hydraulic or mechanical system that moves it in coordination with a video playing on the inside. 4 3 BNC counterclaimed against BancInsure and cross claimed against Gronlie. |
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OPINION/ORDER With him on the brief were Steven S. With him on the brief were Joshua P. With him on the brief were Stuart E. Doumani and Thrall were not parties to a contract with the Government. 553 was a cost of substituting tangible capital for the capital lost as a result of the breach of the Government's contract with BoA's predecessor in interest Honolulu Federal Savings and Loan ( |
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OPINION/ORDER Murray with whom Lorusso & Loud was on brief for appellant Brennan. Was on brief for appellee. Brennan was sentenced to forty one months in prison and McHugh was sentenced to a year and a day in prison. Their complaints can be loosely divided into two categories: (1) there was insufficient evidence to support certain of their convictions. Brennan also advances miscellaneous arguments that he was victimized by constitutionally infirm legal representation at trial and that his sentence was unlawful. Was otherwise denied. 2. As is always the case when we consider whether there was sufficient evidence to support a conviction. McHugh was hired by CSB on May 24. McHugh was charged with increasing the volume of commercial loans. Contingent liabilities that were false both at the time they were submitted and throughout Brennan's relationship with CSB. McHugh and Brennan had a prior business relationship when McHugh was a senior lender at First Mutual Bank. 4 4 term sheet which was required for each loan made. 000 loan was |
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OPINION/ORDER Is amended as follows: On page 28. Were on brief. Were on brief. Was on brief. Were on brief. Were on brief. Will & Emery. (2) make findings regarding allegations of anticompetitive consequences of the merger that were unique to Holyoke. Northeast Utilities Service Company ( |
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OPINION/ORDER Were on brief. Were on brief. Was on brief. Requires federal courts to dismiss virtually all civil actions pending against a failed financial institution at the time the FDIC is appointed as receiver. The financial institution was declared insolvent while the litigation was pending. 4. The FDIC was appointed as receiver. Once removal was perfected. Contending that the court lacked subject matter jurisdiction to adjudicate the creditors' claims unless and until those claims were timely filed with. Our inquiry reduces to a single question: do the federal courts retain subject matter jurisdiction over actions pending against failed financial institutions once the 2Only three of the appeals were actually certified under 28 U.S.C. 1292(b) (1988). Are before us in a more problematic posture. We have concluded that the difference in how they arrived on our doorstep need not be addressed. 4 FDIC has been appointed as receiver? That our ensuing discussion applies equally to the Resolution Trust Corporation (RTC) in those instances where the RTC is appointed as the receiver of a failed financial institution in place of the FDIC. |
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RTC V. DC |
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OPINION/ORDER The exact details of Donohoo's transgressions are unimportant for purposes of this appeal. The following chronology is relevant. An administrative hearing was held before an administrative law judge (ALJ) in April May. Which was denied on October 6. More than eight years after the commission of the act for which the penalty was assessed. Donohoo seeks review of only one issue: whether the district court erred in implicitly finding that the government's claim against him is not barred by the statute of limitations. This statutory provision is not equipped with its own statute of limitations. The offender or the property is found within the United States in order that proper service may be made thereon. 28 U.S.C. § 2462. Donohoo argues that the government's claim for enforcement of the penalties assessed against him by the FDIC is barred by this statute. He asks us to interpret the phrase |
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OPINION/ORDER United States Attorney was on brief for appellant. Ragan was on brief for appellee. This is a government appeal. Are some six boxes of records seized from defendant's apartment pursuant to a warrant. We have concluded that the warrant was sufficiently particular with respect to several categories of records. The Affidavit The affidavit on which the search warrant was based was a fourteen page document subscribed to by FBI Special Agent Carazza. The following information is contained in the affidavit. An advance fee scheme was defined as a scheme in which an individual solicits potential borrowers seeking large loans from non conventional sources. Thereafter misleads the borrowers into thinking that the loans are in the process of being funded. The scheme was averred by Agent Carazza to have worked as follows: My nine month investigation has revealed that although the scheme varies from borrower to borrower. Falon tells the victims he will arrange financing rather than provide it. Falon also tells the victims that they are assured of financing. |
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OPINION/ORDER Whitman & Ranson were on brief for appellees. were on brief for appellees. Due to the fact that the State of New Hampshire had banned Seabrook construction cost recoveries through PSNH rate increases until after the facility was brought on line. PSNH was forced to seek chapter 11 protection prior to the completion of the second unit. The NHPUC order was affirmed by the Supreme Court of New Hampshire on **NUSC is a wholly owned subsidiary of Northeast Utility. A public **NUSC is a wholly owned subsidiary of Northeast Utility. Appellants objected to confirmation of the reorganization plan on the grounds that the approved rate agreement on which the reorganiza tion was based would deprive PSNH of its prudent investment in Seabro ok and that the proposed reorganization therefore was not in the best interests of appellants. Who were cross examined by appellants. Since the rate agreement was within the range of results reasonably expectable in a litigated rate case. Which was denied by the bankruptcy judge after hearing. |
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OPINION/ORDER With whom Dimitri & Dimitri was on brief. Were on brief. The appellant was a stockbroker with the firm of 1The judge also imposed a two year term of supervised release. He was a counterfeit bill. Ross was an agent of the Internal Revenue Service (IRS). No CTRs were filed for any of these myriad money shuffles. Appellant's motivation seems to have been the gossamer 3 prospect of playing a part in future business deals involving Ross and Ross's principals. Connell indicated an awareness that structuring cash transactions to avoid filing CTRs was a violation of federal law.2 Connell was not. Ross told Connell that the money was coming from an elaborate gambling operation in Atlantic City (whether legal or illegal. Ross told Connell that he was laundering money derived from the illegal drug trade. All the relevant conversations were tape recorded. CRIMINALLY DERIVED PROPERTY Appellant's first assignment of error involves the district court's decision to adjust the offense level upward under U.S.S.G. 2S1.3(b)(1) (calling for a five level increase in cases where |
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OPINION/ORDER Arguing that the court should not have remanded several of Matheis's claims to state court. Their accounts were governed by agreements that stated that they v. Sitting by designation. 2 1 were governed by Missouri law and that provided for finance charges |
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OPINION/ORDER We will sketch the facts alleged in thecomplaint. They are set forth in more detail in the districtcourt's order. The gist ofCenterpoint's proposal was that the market could bear one. Were unanimous intheir willingness to accept Centerpoint's offer. By the timethe non competition agreement was ready for execution onNovember 7. Committing fraud on the subscribersthrough a variety of affirmative misrepresentations andmaterial omissions. (3) They also asked OCC to delay thereturn of the CNB subscribers' funds (which were being heldin an escrow account). We will. Require the plaintiffto have |
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OPINION/ORDER Jessup & Green was on brief for Gary Yesser with whom Yesser. Jessup & Green was on brief for appellant. appellant. Inc. was on Raymond A. Inc. was on brief for appellee. brief for appellee. *Of the Second Circuit. Was not a |
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OPINION/ORDER That it should have set aside the jury's damage award. The right to collect principal and interest on individual mortgage loans that have been collected or pooled together into packages. These packages are sold in the secondary mortgage market to servicing entities. The information contained in the circulars is supplied by the seller. The Government National Mortgage Association ( |
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GIBSON V. RESOLUTION TRUST This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER |
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OPINION/ORDER Were on brief. Was on brief. The employee concedes that the Title VII claims involved in this case are arbitrable. |
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DE VILLALBA V. COUTTS & CO. UNITED STATES INT'L (5/11/2001, NO. 00-11949) We conclude that the disclosure was permissible under the RFPA and therefore affirm.
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OPINION/ORDER Wood were on brief. Sullivan were on brief. Was on brief. |
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OPINION/ORDER Mansur were on the brief for appellee. |
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OPINION/ORDER With him on the brief were Linda Moncys Isacson and Raymond T. Of counsel was Mary L. 282 ( |
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OPINION/ORDER With him on the brief was Thomas P. Of counsel on the brief were John D. Of counsel was Gary L. With him on the brief were Stuart E. The judgment is affirmed. The terms and conditions were set forth in an Assistance Agreement between Nationwide and the FSLIC. FSLIC would provide tax exempt reimbursement of 90% of each covered asset that was liquidated at a loss. In that the 03 5128 2 10% reduction in loss reimbursement was one third of the 30% tax rate set in the Assistance Agreement. The transfer to Nationwide of the five Southwest Plan thrift institutions was completed in December 1988. |
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OPINION/ORDER P.C. were on brief. Eric Summergrad were on brief. We have jurisdiction pursuant to 28 U.S.C. § 1292. Are: (1) William Britt. Fife testified that his duties were to |
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USA V. ROSTENKOWSKI DANIEL |
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USA V. DEAN DEBORAH GORE |
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OPINION/ORDER |
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OPINION/ORDER |
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WELLS FARGO BANK V. U.S. |
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OPINION/ORDER Fighting over these funds are. To whom they have been forfeited. Whether we should exercise our appellate jurisdiction when the appeal is from an order terminating one of two consolidated cases. We conclude that we should exercise our jurisdiction and we will reverse the District Court's award of judgment of forfeiture and remand for further proceedings. The government instituted the forfeiture action by filing a civil complaint for forfeiture in the same court.2 The forfeiture complaint alleged that the seized funds were involved in a drug money laundering conspiracy headed by a South American money exchanger. Glikas was arrested in April 1998 and convicted of conspiracy to commit money laundering in March 1999. The government claimed that the seized funds were subject to forfeiture under 18 U.S.C. §§ 981 and 984 for involvement in transactions that violated the federal money laundering statutes. Kesten was thus prosecuting a civil action in New York and defending a civil forfeiture action in New Jersey. |
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OPINION/ORDER Is amended as follows: Slip Op. page 19. Change: |
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BECK V. DELOITTE & TOUCHE (6/23/1998, NO. 97-4068) Argues that the directors' knowledge regarding the alleged malpractice should not be imputed to the corporation because the interests of the directors and the corporation were |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER National class action involved the claims of over eight million policy holders of Prudential Life Insurance Company who were represented by many lawyers. We will affirm in part and reverse in part. Prudential removed those class actions to federal district court and Malakoff's subsequent motions to remand were denied. Malakoff argued that the two state class actions in which he was counsel should be litigated separately from the national class asserted by Lead Counsel. Were settled on a nationwide basis in late 1996. That request for sanctions was withdrawn within the |
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BECK V. DELOITTE & TOUCHE (6/23/1998, NO. 97-4068) Argues that the directors' knowledge regarding the alleged malpractice should not be imputed to the corporation because the interests of the directors and the corporation were |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Is amended as follows: 16430 At slip op. 13284. |
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WELLS FARGO BANK, N.A., V. FDIC Argued the cause for appellant. |
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OPINION/ORDER We address this question only in the context of claims brought under state law because no valid federal claims have been brought against Nevada. Bourdeau is a former manager of Bank of America's Incline Village branch in Nevada. Bourdeau was forced to resign. Although Bourdeau was not authorized to serve in an executive capacity. BLT was chartered and eventually merged with another institution. Bank of America was again named a defendant. The district court granted Bank of America's motions for summary judgment and for attorney's fees1 and dismissed the The appeal of the summary judgment and attorney's fees orders with respect to Bank of America is addressed in a separately filed Memoran1 BANK OF LAKE TAHOE v. 684 (1982)). [1] Although a state is free to waive its Eleventh Amendment immunity by consenting to suit. The test for waiver is |
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OPINION/ORDER Lexington and Ranger are licensed insurance companies which underwrite bail bonds in New Jersey. Lexington alleges that Ranger's failure to pay the premium tax on gross premiums |
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TEFEL V. RENO (7/14/1999, NO. 98-4616) (2) the district court's order denying the INS' motion to dissolve the preliminary injunction. Appellees/Plaintiffs ( |
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OPINION/ORDER The District Court gave a willful blindness charge informing the jurors that they could convict Wert Ruiz if they concluded that she had deliberately avoided learning that she was dealing with the proceeds of illegal activity and that the transactions were designed to conceal or disguise the nature or source of those funds. Wert Ruiz argues on appeal that: (1) there was sufficient evidence to support a jury conclusion that she had actual knowledge of the illegal source of the laundered money. (2) the District Court therefore should not have given a willful blindness charge. We agree that there was sufficient evidence of actual knowledge. Note that the jury might have credited only portions of the government's evidence and concluded that willful blindness was afoot. Because there was sufficient evidence from which a jury could find willful blindness. We will therefore affirm Wert Ruiz's conviction. 2 In reaching our conclusion. We reject Wert Ruiz's subtle contention that so long as there is sufficient evidence of actual knowledge. |
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OPINION/ORDER Arguing that he was indicted under the wrong subsection of 18 U.S.C. Because we find that indictment under subsection (1) of the statute was not erroneous. We will affirm the conviction. Because the president of the company he victimized was visually impaired. We will vacate the sentence. The district court may conduct further factfinding to determine whether the company itself was a |
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OPINION/ORDER Is amended as follows: replace the second full paragraph on page 1358 of the slip opinion with the following text: Following this unfavorable outcome. Bank of America was again named a 3750 BANK OF LAKE TAHOE v. Appellants' and appellees' petitions for panel rehearing and the petitions for rehearing en banc are denied. We address this question only in the context of claims brought under state law because no valid federal claims have been brought against Nevada. Bourdeau is a former manager of Bank of America's Incline Village branch in Nevada. Bourdeau was forced to resign. Although Bourdeau was not authorized to serve in an executive capacity. BLT was chartered and eventually merged with another institution. Bank of America was again named a defendant. 684 (1982)). [1] Although a state is free to waive its Eleventh Amendment immunity by consenting to suit. The test for waiver is |
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COAST FEDERAL BANK, FSB V. U.S. Argued for plaintiff appellant. With him on the brief was Michael W. Kirk. Of counsel were David H. Argued for defendant appellee. With him on the brief were Stuart E. Trial Attorney. Of counsel was John J. Is ably summarized in United States v. Line height:normal'>For purposes of reports to the Bank Board other than reports or financial statements that are required to be governed by generally accepted accounting principles. 6(a)(1) shall be credited to [Coast s] net worth account and shall constitute regulatory capital. It is understood by the parties that the preceding sentence is not intended to address in any way the accounting treatment of contributions from [FSLIC] that must be reflected in any filing that [Coast] may make. Coast filed suit in the Court of Federal Claims alleging that enactment of FIRREA breached the Agreement and damaged Coast. The suit was stayed pending resolution of Winstar. Following the Supreme Court s Winstar decision. |
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OPINION/ORDER He argues that he was deprived of his Sixth Amendment right to effective assistance of counsel because his trial counsel had an actual conflict of interest. Although there was such a conflict. Shwayder contends that the factual findings used to increase his base offense level for sentencing purposes should have been made by a jury rather than a judge. The law of this circuit is to the contrary. A. The Conspiracy BACKGROUND Keith Shwayder was president of Teletek. Was heavily in debt and in need of cash. Unlike We are simultaneously filing a memorandum disposition addressing matters concerning co defendants Orton and Swan in Nos. 01 10176 and 01 10186. 1 6 UNITED STATES v. Shwayder signed several documents filed with the SEC representing that these stock issues were for consulting services. The government's theory was that the consulting agreement with Feinstein. The loan to Shwayder were all sham transactions designed to pay Shwayder substantial sums to leave Teletek. Several investors were left with worthless stock or sold their Teletek stock at a significant loss. |
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OPINION/ORDER Is the FDIC required to pay the cost of lease mandated structural repairs and modifications to a building when it acts as a receiver for a failed lessee thrift and disaffirms its lease under FIRREA? We will reverse the district court's order rejecting the claim for these repairs. We also will reverse the district court's order rejecting the lessor's claim for the costs of making modifications to the building to comply with the ADA (Americans with Disabilities Act). We will remand the case to the district court to determine whether the obligation of repairing the building and complying with the ADA had matured by the date the thrift went into receivership. Was liable for sums due under a sublease of the historic PSFS building Meritor occupied at 12 South 12th Street. Meritor also was obligated to: comply with and cause the Premises to comply with (i) all laws. It is clear that the sublease put the risks and burdens of maintaining the building on Meritor. The FDIC was appointed its receiver on the same day. |
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OPINION/ORDER Is amended as follows: 16430 At slip op. 13284. |
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TEFEL V. RENO (7/14/1999, NO. 98-4616) (2) the district court's order denying the INS' motion to dissolve the preliminary injunction. Appellees/Plaintiffs ( |
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OPINION/ORDER Contends that the EPA's final rule is invalid because the EPA did not comply with the Regulatory Flexibility Act. Although we are sympathetic to the view expressed by many within the Area that this rule threatens serious economic harm. We recognize that our role as a reviewing court is strictly limited. We are constrained to deny the petition for review. The Act authorizes the EPA to identify air pollutants that are sufficiently dangerous to warrant federal regulation. Which is the maximum allowable concentration of the pollutant in the ambient air. One pollutant for which the EPA has promulgated a NAAQS is ozone. Whose chemical precursors are emitted by industrial and transportation sources. That site is in noncompliance with the NAAQS. If one monitoring site within an area is in noncompliance with a NAAQS. Then the entire area is designated a nonattainment area for that pollutant. Nonattainment areas are further classified as |
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OPINION/ORDER Contends that the EPA's final rule is invalid because the EPA did not comply with the Regulatory Flexibility Act. Although we are sympathetic to the view expressed by many within the Area that this rule threatens serious economic harm. we recognize that our role as a reviewing court is strictly limited. We are constrained to deny the petition for review. |
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OPINION/ORDER Circuit Judge: This is an appeal from three orders dismissing all of the plaintiffs' claims in a consolidated class action securities fraud complaint. The orders were based on Federal Rules of Civil Procedure 8. Plaintiffs in this case are all purchasers of publicly traded Westinghouse Electric Corporation ( |
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OPINION/ORDER F&D asserts that the district court's ruling on the discovery issue is correct. It is entitled to summary judgment because the loss City Federal sustained is not covered by the bond. We will reverse the district court's order of summary judgment. In view of the circumstance that all of the relevant deposition testimony is not in the record before this court. We have relied on those factual statements and other portions of the record in deciding this appeal. To the extent that the parties' briefs indicate that there are disputed facts. We will refer to the RTC's version because we must view the facts in the light most favorable to it. Because this appeal is intensely fact driven. It is necessary to set forth the factual background in some detail. City Collateral was City Federal's mortgage warehouse lending operation.3 Among other things. Lyndon Merkle ( |
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OPINION/ORDER Counsel for a class of plaintiffs who were successful in their suit under the Employee Retirement Income Security Act of 1974 ( |
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OPINION/ORDER Circuit Judges ORDER AMENDING SLIP OPINION IT IS HEREBY ORDERED that the dissent and concurrence in the slip opinion in the above case. Is the exclusive remedy for borrowers to enforce the terms of 12 U.S.C. §85.3 5. Change sentence to read: We could not expect the Congress which enacted the National Bank Act to have discussed the federal question jurisdiction or removal implications of 12 U.S.C. §§ 85 & 86. Change sentence to read: Section 521 of DIDA was specifically intended to have congruent scope with the National Bank Act with respect to the coverage of 12 U.S.C. § 85. 15. Circuit Judges ORDER AMENDING SLIP OPINION IT IS HEREBY ORDERED that the dissent and concurrence in the slip opinion in the above case. Is the exclusive remedy for borrowers to enforce the terms of 12 U.S.C. §85.3 5. Change sentence to read: We could not expect the Congress which enacted the National Bank Act to have discussed the federal question jurisdiction or removal implications of 12 U.S.C. §§ 85 & 86. Change sentence to read: Section 521 of DIDA was specifically intended to have congruent scope with the National Bank Act with respect to the coverage of 12 U.S.C. § 85. 15. |
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OPINION/ORDER Appellants are JR International Corp. ( |
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OPINION/ORDER Because Weisman is now in prison and insolvent. We must interpret several provisions of the Uniform Commercial Code affecting who will bear the loss in the absence of his ability to pay. The first question we must resolve is whether a drawee bank must verify illegible payee indorsements on checks received from a depositary bank before the drawee bank is entitled to assert the negligent drawer defense under S 3 406. They failed to comply with reasonable commercial standards and therefore are precluded from asserting the 3 drawer's negligence as a defense under S 3 406. We reverse the District Court's order and hold that as a matter of law drawee banks are not obliged to review payee indorsements on checks received from depositary banks. Having determined that the drawee banks were not required to review the payee indorsements. We are persuaded. That the bank's position is better supported and that only the drawee bank's conduct is relevant when that bank is asserting the defense. We will remand to the District Court for factfinding to determine whether the insurers were negligent and whether that negligence substantially contributed to the forgeries within the meaning ofS 3 406. |
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PRESEAULT V. U.S. |
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OPINION/ORDER The principal issue on appeal is whether a self funded employee benefit plan which purchases stop loss insurance from a third party insurance provider is subject to Pennsylvania laws governing the enforcement of anti subrogation clauses in insurance contracts. W e join our sister circuits in holding a self funded employee benefit plan with stop loss insurance is not deemed an insurance provider under the Employee Retirement Income Security 2 Act. The plan is not subject to state laws regulating insurance contracts. Is a welfare benefit plan within the meaning of the Employee Retirement Income Security Act of 1974. The Plan is designed. The Cover ed Person may incur medical or other charges due to Injuries for which benefits are paid by the Plan. The Covered Person may have a claim against that other person or third party for payment of the medical or other charges. The Plan will be subr ogated to all rights the Covered Person may have against that other person or third party and will be entitled to reimbursement. 1. |
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HUSQVARNA AB V. EPA Were on brief for the respondent. |
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OPINION/ORDER I. INTRODUCTION This matter is before the court on a petition for review of a Federal Aviation Administration ( |
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OPINION/ORDER With him on the briefs was Deborah R. With him on the brief were Brian G. We grant the petition and remand this matter for the Commission to consider anew whether the sanctions are excessive or oppressive in light of the factors raised in mitigation and to consider for the first time whether the sanctions serve a remedial purpose. I. Background Joseph Mizrachi was the president of PAZ Securities. Which was a member of the NASD. Joseph Mizrachi claims he was unavailable at that time to respond to the NASD because he was experiencing mental distress caused by marital difficulties and was traveling abroad. Joseph Mizrachi asserted before the Commission that he is not C.J. Mizrachi is not further identified in the record. A member of the NASD or person to whom a request for information is directed is deemed to have received that request when it is sent to the last known business address of the member firm or the last known residential address of a person associated with the firm. Though the record is unclear whether Joseph Mizrachi received either of the Notices. |
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OPINION/ORDER Smith were on brief. Snider were on brief. Ethiopia announced that a vast number of Eritreans living in the country |
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OPINION/ORDER With her on the briefs were Lanny J. With him on the brief were Brian G. The issue in this petition for judicial review is whether the Commission's dismissal was |
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OPINION/ORDER Winkle argues that (1) there was insufficient evidence of intent to support his convictions. (4) he was denied the effective assistance of counsel. (5) he was sentenced by a judge who did not preside over his trial in violation of Rule 25 of the Federal Rules of Criminal Procedure. (6) he is entitled to resentencing under United States v. The evidence presented at trial was more than sufficient to support Winkle's convictions and the district court's evidentiary rulings were not abuses of discretion. Winkle has waived any argument that the sentence imposed was unreasonable 1 UNITED STATES OF AMERICA. Winkle was the owner of Winkle Chevrolet Oldsmobile Pontiac (WCOP) and Myers was part owner of Steve Myers Auto Sales (SMAS). Eventually the trades were only on paper. Making it look as though they were engaged in a dealer trade. One truck was traded a total of 119 times. Another truck was traded a total of 193 times. After receiving checks for payment that were written from the SMAS account and deposited into the WCOP account at Oakwood. |
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OPINION/ORDER Because Plaintiff was a union member. Ohio Joint Apprenticeship Committee which is a material and substantial part of this Agreement. . . . *** ARTICLE VII HOURS OF WORK OVERTIME REPORTING TIME *** (E) The overtime rate shall be paid on the actual time worked basis. The amount of overtime and the personnel who work overtime are the prerogatives of the Employer. The Employer will normally use the Employees on that job to perform any overtime on that job. *** ARTICLE IX WAGES AND RELATED MATTERS *** (I) Foreman and/or General Foreman so designated and selected by the Employer. Serve in such capacity until that particular job is completed. If an Employee is selected as a Foreman or General Foreman under these circumstances. Is later transferred from that job before it is completed. The Employee must remain as a Foreman for the Employer on the job to which he was transferred. The job is completed. Is returned to the Union Hall. He will not 3 Nos. 05 4177. Doing related work as their acquired skills permit without the direct supervision of a journeyman. *** Because Plaintiff's cases were consolidated. |
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RPM INVESTMENTS V. RESOLUTION TRUST CORP. This document was created from RTF source by rtftohtml version 2.7.5 > |
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SIKES V. TELELINE, INC.(2/13/2002, NO. 99-8007) |
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OPINION/ORDER The district court granted State Street's motion for summary judgment on the ground that Metro failed to show how its injuries were caused by State Street's alleged error. State Street Bank & Trust I Metro's employee benefit system is managed by The Metropolitan Employee Benefit Board and a smaller. Was required to provide monthly reports to Metro. State Street was to list all |
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OPINION/ORDER Because Wachovia's conduct was not outrageous. Wachovia Bank is the note holder. Hinton was to make 360 consecutive monthly payments of $793.93 by the thirtieth day of each month. HomEq notified Hinton that he was in default on the basis of the late payments and the failure to pay property taxes and that his property was at risk of foreclosure. Each of these DFAs states that |
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UNITED STATES V. DEVEGTER (12/29/1999, NO. 99-8142) Dismissing the § 1346 counts on the ground that the allegations in the indictment were insufficient to charge violations of that section. The Government argues the district court erred in interpreting § 1346 and that the allegations were sufficient to sustain the § 1346 charges. We agree with the Government that the allegations of the indictment were sufficient to survive the motion to dismiss. The following description of the facts is taken from the allegations in the indictment. In the summer of 1992. Appellee deVegter was a vice president at Stephens. Was the financial advisor in charge of the Fulton County relationship. Appellee Poirier was a partner at Lazard Freres &. While Fulton County's |
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OPINION/ORDER With her on the briefs was Gloria B. With him on the brief was Colleen J. We must decide whether Federal Deposit Insurance Act requirements applicable to banks that acquire savings associations continue to apply when such banks are in turn acquired by other banks. Which is charged with enforcement of the statute. Concluded that these |
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OPINION/ORDER Were on brief for the respondent. Husqvarna contends that the final rule is arbitrary and capricious because the EPA failed to select the emission standards that represent the best balance of the factors identified in CAA section 213. It also maintains that the regulatory alternative chosen by the EPA is not supported by substantial evidence in the record. The EPA missed the statutory deadline and a lawsuit to enforce the statute was filed. A two stroke engine is an internal combustion engine that accomplishes the operations of intake. In January 1998 the EPA proposed Phase 2 emission standards for handheld engines that were slightly more stringent than those in Phase 1. 63 Fed. The proposed Phase 2 standards were expected to reduce hydrocarbons (HC) and oxides of nitrogen (NOx) emissions by 30 per cent beyond Phase 1 standards by the year 2025.3 63 Fed. Handheld engines are smaller and are used in equipment such as chainsaws. Leaf blowers and weed trimmers. 2 An engine family is a grouping of engines within a manufac turer's product line. |
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OPINION/ORDER Appellants are JR International Corp. ( |
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OPINION/ORDER This is an appeal from the district court's dismissal of Plaintiff Cadle Company's case against Jan Schlichtmann for lack of personal jurisdiction. Is an Ohio based debt collector. Have been entangled in legal battles. Cadle sued Schlichtmann to enforce a security interest it claimed to have on the The Honorable Denise Page Hood. |
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OPINION/ORDER McGrew was on the briefs. Were on the brief. When OTS determines that |
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OPINION/ORDER Richie were on the briefs. Were on the brief. Were on the brief. Realized that the Corporation and the Bank were already insolvent and pressured the Corporation's management to downstream assets to the Bank to reduce the losses that the FDIC would incur as receiver. May well have been reduced. These assets would have been left behind in the holding compa ny and would not have been available to reduce the FDIC's ultimate cost. The Trustee's theory required him to show either that the trans fers were made |
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OPINION/ORDER Was on the briefs. Attorney at the time the brief was filed. Were on the brief. Despite the fact that his plea was entered following the trial. Because Taylor's averments related to matters out side of the trial record and were sufficient to demonstrate. When the government filed a show cause applica 1 The orders were issued by different judges. Was continued until July 19. While the criminal contempt proceeding was pending. A hearing was held on July 17. For both the refinancing and the bank trans actions.3 Taylor faced a maximum possible sentence of five 2 Taylor allegedly stated in his application that he was not subject to any litigation and was earning $9. Taylor also claimed that trial counsel had |
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OPINION/ORDER Was on the briefs. Attorney at the time the brief was filed. Were on the brief. Despite the fact that his plea was entered following the trial. Because Taylor's averments related to matters out side of the trial record and were sufficient to demonstrate. When the government filed a show cause applica 1 The orders were issued by different judges. Was continued until July 19. While the criminal contempt proceeding was pending. A hearing was held on July 17. For both the refinancing and the bank trans actions.3 Taylor faced a maximum possible sentence of five 2 Taylor allegedly stated in his application that he was not subject to any litigation and was earning $9. Taylor also claimed that trial counsel had |
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OPINION/ORDER With him on the briefs were Philip M. With him on the brief were James V. The scheme was intended to solve two problems BCCI faced in the mid 1980's: accumulated losses of over a billion dollars and pressure from Luxembourg. The Notice of Assessment charged that during the period BCCI secretly controlled Independence the annual reports (known as Y 7s) that BCCI was required to submit to the Board as a foreign bank with U.S. branches. Bench warrants for Pharaon's arrest were issued in connection with the Washington and Miami indict ments. Rejecting the use of fugitive disentitlement because Pharaon's physical presence was unnecessary to a hearing. Argu ing that the ALJ should have imposed the maximum statuto ry penalty of $111.5 million (calculated by totaling the days each violation had been outstanding at the time the Board issued the Notice 8299 days and assessing a penalty of $1000 for each day prior to August 10. We will set aside the Board's factual findings only if unsupported by substantial evidence on the record as a whole. |
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OPINION/ORDER With him on the briefs were Philip M. With him on the brief were James V. The scheme was intended to solve two problems BCCI faced in the mid 1980's: accumulated losses of over a billion dollars and pressure from Luxembourg. The Notice of Assessment charged that during the period BCCI secretly controlled Independence the annual reports (known as Y 7s) that BCCI was required to submit to the Board as a foreign bank with U.S. branches. Bench warrants for Pharaon's arrest were issued in connection with the Washington and Miami indict ments. Rejecting the use of fugitive disentitlement because Pharaon's physical presence was unnecessary to a hearing. Argu ing that the ALJ should have imposed the maximum statuto ry penalty of $111.5 million (calculated by totaling the days each violation had been outstanding at the time the Board issued the Notice 8299 days and assessing a penalty of $1000 for each day prior to August 10. We will set aside the Board's factual findings only if unsupported by substantial evidence on the record as a whole. |
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OPINION/ORDER The Roofers' Advantage policies were underwritten by a |
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OPINION/ORDER With him on the brief were Frank W. Attorney at the time the briefs were filed. With him on the brief was Ramon P. Was therefore invalid under Bowen v. Because we do not think OFAC's application of the new rule was retroactive in the sense in which Bowen uses the term. Had The Bank of New York agreed to such a role it would have substituted its credit for that of the Rasheed Bank. Although Bergerco is a Canadian corporation (i.e. Because its parent was a U.S. corporation and its U.S. affiliate was involved in the transaction. This was incorporated in a more formal set of rules adopted in January 1991. 31 CFR s 575.510(a) (1996). Because Bergerco's letter of credit was neither issued nor confirmed by a U.S. bank. Only the dispute with OFAC is on appeal.). There is an exception. |
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ESTATE OF HUBERT V. COMMISSIONER This document was created from RTF source by rtftohtml version 2.7.5 > Since the Tax Court wrote a careful analysis of every argument that is made by the Commissioner on this appeal. the Tax Court was confronted with other issues not raised on this appeal so that the portion attached deals only with the issue on this appeal. Is the following footnote on page 2 of the original opinion: We are using the terms |
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PLANETARY MOTION, INC. V. TECHPLOSION, INC. (8/16/2001, NO. 00-10872) Both of which accompanied the release.
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HAKIM V. HICKS (8/4/2000, NO. 98-3062) Circuit Judge:
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OPINION/ORDER Who is not a licensed attorney. The District Court dismissed these companies' claims without prejudice because they were not represented by counsel. These companies also are not represented by counsel on appeal. We will affirm in part. I. Genesis was a member of the US Algeria Business Council ( |
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OPINION/ORDER I. Background The historical background against which Coyote Valley and the State negotiated is important to an understanding of this case. |
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OPINION/ORDER Alleging he was improperly arrested under warrants obtained by Detective Arnold. The maker of the check was AIC. The check was apparently intended to cover damage to an automobile financed through Americredit. There were two signature blocks on the check for the endorsements of each of the two payees. When the check was presented to the Bank on behalf of Mr. and Mrs. Or (2) Americredit's endorsement was not required. After the account was opened. The Bank was presented with approximately forty nine checks on this account. AIC had notified the Bank that it would not pay the AIC check because it was improperly endorsed. Wadkins was delinquent in his automobile payments. Despite being notified that the initial deposit of the AIC check into their account was not honored. Notwithstanding that no additional funds were ever deposited in the joint checking account. All of which were drawn on insufficient funds. These checks were later returned due to insufficient funds in Mr. These warrants were issued by the Magistrate on October 1. |
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BLUE CROSS & BLUE SHIELD OF ALABAMA V. SANDERS (4/13/1998, NO. 97-6178) The Sanderses were participants in a health benefits plan ( |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. Were indicted in 1996 along with nine co defendants on charges relating to a substantial and long running interstate conspiracy to trade in automobiles with altered odometers. The conspiracy was led by Theodore Schecter who organized both the odometer |
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OPINION/ORDER We will affirm the Order of the District Court.1 1 We have jurisdiction over this appeal pursuant to 28 U.S.C. § 1291. 2 I. Michelle Williams was employed as an assistant in the payroll department of Cerberus Pyrotronics. Williams admitted that she had defrauded Siemens and was terminated. KPMG notified Siemens of its discovery that Williams had cashed all of the fraudulent checks at one of two local branches of PNC Bank and that the same teller had handled all 639 of the transactions.3 Cerberus was purchased by Siemens following the events giving rise to this litigation. As the parties have done in brief. We will refer to Williams's employer as Siemens throughout this Memorandum. Was not a customer of PNC. Had the discretion to cash noncustomer checks when she had reason to believe they were backed by sufficient funds. PNC was unable to locate. Was otherwise unaware of. Though PNC claims that Tanner's dismissal was prompted by the discovery of a $5. |
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OPINION/ORDER In which Judge Ervin and Judge Luttig joined. *Judge Ervin participated in the consideration of this case but died prior to the time the decision was filed. The decision is filed by a quorum of the panel pursuant to 28 U.S.C. § 46(d). The defendants were employers under the FMLA. Judgment was entered in favor of Hukill in the amount of $17. McGillicuddy is president of ACI. His office is at ACI. Which is located in Arlington. McGillicuddy is also a director of these corporations. Edmonds is the other director of these corporations. Is a director of MAI. Is the secretary treasurer of ACI. Although he is not a director of or shareholder in any of these corporations. McGillicuddy hires a manager who is responsible for managing the automobile service station or tire center's day to day operations.3 Each manager is responsible for hiring employees and negotiating the salary of the new employee using the guidelines established by McGillicuddy. Does have to approve large expenditures. There is no evidence that MAI has any control over the labor relations of KPAC. |
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RPM INVESTMENTS V. RESOLUTION TRUST CORP. This document was created from RTF source by rtftohtml version 2.7.5 > |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. The crux of the shareholders' argument is that in these documents First Union |
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SIKES V. TELELINE, INC.(2/13/2002, NO. 99-8007) |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. Anthony Zenone was convicted by a jury of two counts of bank robbery in violation of 18 U.S.C. § 2113(a) and (f) and two counts of using and carrying a firearm in connection with a crime of violence in violation of 18 U.S.C. § 924(c). Anthony Zenone was sentenced to 408 months of imprisonment. Michael Zenone was convicted of two counts of bank robbery in violation of 18 U.S.C.§ 2113(a) and (f) and was sentenced to 144 months of imprisonment. Was included in an affidavit for a search warrant so as to establish probable cause. 2 hearing. Was robbed by two men. They were dressed in dark business suits and wore presidential masks. Both men were armed with shotguns. This bank was insured by the Federal Deposit Insurance Corporation (FDIC). This bank's deposits were also insured by the FDIC. Which was visible on the bank surveillance cameras and was recognizable by the victims. That he was willing and able to kill anybody who came after him. |
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OPINION/ORDER Line 2 the word |
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BLUEBONNET SAVINGS BANK V. U.S. Argued for plaintiffs appellants. |
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OPINION/ORDER Both of which are Delaware corporations with their principal place of business in California. Is the exclusive licensee of the FREEDOM CARD marks. 5 1 claims UTN brought against Chase.2 UTN asserted those claims in counterclaims it filed in response to Chase's declaratory judgment action. We will affirm.4 |
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OPINION/ORDER Low is substituted for his predecessor as Commissioner of Insurance for the State of California. Circuit Judge: Plaintiffs are three insurance companies and one trade organization of insurance companies who do business in California. To persons in Europe to file certain information about those policies with the Commissioner.1 Cal. 1 The information that the insurance companies must provide is: (1) the number of insurance policies. The reporting requirement also applies to insurance companies that do business in California and are |
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OPINION/ORDER Circuit Judge: This case is an appeal from the District Court's grant of summary judgment against plaintiff. We will affirm the decision of the District Court. I. Factual Background and Procedural History As the facts are well known to the parties. The certificate was unexpectedly discovered in one of several books The actual identity of the issuer is in dispute and was not decided by the District Court. 2 1 Griffith had purchased from an unnamed individual. The District Court found that Griffith was not a holder in due course because he did not take the certificate for value. Griffith paid only for the books in which the certificate was discovered. Since Griffith is a mere holder. Mellon's argument that the certificate has been paid is a complete defense. 13 PA. STAT. § 3602 (a) ( |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. She was a Teller II. Ellison was promoted to Customer Service Representative at the Main Branch. Ellison was one of two applicants for the position. Who was a white male under the age of 1 See 42 U.S.C. § 1981 (1994). 2 See 29 U.S.C. §§ 621 634 (1994). 2 forty. Ellison asserts that because she was equally qualified for the position and because the Bank has engaged in a practice and pattern of hiring only white persons for managerial positions. The Bank's failure to promote her was based on her age and her race and amounted to disparate treatment that had a disparate impact. We review the district court's grant of summary judgment de novo.3 Summary judgment is appropriate when there are no genuine issues of material fact and the moving party is entitled to a judgment as a matter of law.4 We review the facts and all reasonable inferences drawn therefrom in the light most favorable to the nonmoving party.5 If there is a complete failure of proof of an essential element of the non moving party's case. |
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OPINION/ORDER Is hereby recalled. Is amended. The Hearsay section of the opinion is substantially amended. The district court found that most of the evidence submitted by 5155 Orr in support of her opposition to BOA's motion for summary judgment was inadmissible due to inadequate authentication and hearsay. We have jurisdiction pursuant to 28 U.S.C. § 1291. BACKGROUND Orr was a service manager for BOA's Incline Village branch in 1992. Joe Bourdeau ( |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. (FEI) was suspended from eligibility for new prime contracts with the United States on December 13. These civil matters are also pending in the Eastern District of New York. The Air Force Suspension Officer (AFSO) informed FEI that it was suspended from receiving new prime contracts with the government. The letter expressly noted that the suspension |
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UNITED STATES V. DEVEGTER (12/29/1999, NO. 99-8142) Dismissing the § 1346 counts on the ground that the allegations in the indictment were insufficient to charge violations of that section. The Government argues the district court erred in interpreting § 1346 and that the allegations were sufficient to sustain the § 1346 charges. We agree with the Government that the allegations of the indictment were sufficient to survive the motion to dismiss. The following description of the facts is taken from the allegations in the indictment. In the summer of 1992. Appellee deVegter was a vice president at Stephens. Was the financial advisor in charge of the Fulton County relationship. Appellee Poirier was a partner at Lazard Freres &. While Fulton County's |
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STDNT LOAN MKT ASSN V. RILEY RICHARD |
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OPINION/ORDER The district court found that most of the evidence submitted by Orr in support of her opposition to BOA's motion for summary judgment was inadmissible due to inadequate authentication and hearsay. We have jurisdiction pursuant to 28 U.S.C. § 1291. BACKGROUND Orr was a service manager for BOA's Incline Village branch in 1992. Joe Bourdeau ( |
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OPINION/ORDER This document was created from RTF source by rtftohtml version 2.7.5 > |
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LONG V. BD. OF GOVERNORS |
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OPINION/ORDER In finding that the predominance requirement of Federal Rule of Civil Procedure 23(b)(3) was satisfied. Concluded that the plaintiffs' assertions alone were |
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OPINION/ORDER This is an appeal from an order of the District Court denying the motion of Appellant NBT Bank. At issue is a claim by NBT under Article 4 of Pennsylvania's Uniform Commercial Code ( |
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OPINION/ORDER Low is substituted for his predecessor as Commissioner of Insurance for the State of California. Circuit Judge: Plaintiffs are three insurance companies and one trade organization of insurance companies who do business in California. To persons in Europe to file certain information about those policies with the Commissioner.1 Cal. 1 The information that the insurance companies must provide is: (1) the number of insurance policies. The reporting requirement also applies to insurance companies that do business in California and are |
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OPINION/ORDER Unpublished opinions are not binding precedent in this circuit. Defendants contend that their convictions were based on insufficient and inadmissible evidence. We have jurisdiction pursuant to 28 U.S.C. § 1291. Defendants' remaining arguments are without merit. The details of the purported investments varied and were never put in writing. The expected annual profit to the investor in these transactions was 300 per cent. Prospective investors who decided to invest were instructed to wire their funds to an account Shawver controlled. Once investors' funds were sent to Defendants. Even after the account was frozen. Beverly sent a letter to investors informing them of the freeze and warning them that Shawver was under investigation for fraud. Trial was later continued to October 30. Was biased against him. Shawver said his family was still raising funds for UNITED STATES v. He would have to go to trial pro se on October 30. The government told the court that Shawver's promises were |
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OPINION/ORDER Appellant George Atiyeh was convicted by a jury in the United States District Court for the Eastern District of Pennsylvania of conspiracy to operate a gambling business. He further 2 argues that a new trial is required because the remaining counts were tainted by the dismissed counts. The Government cross appeals from the District Court's grant of Atiyeh's post conviction motion for acquittal on the counts that were predicated on a violation of 18 U.S.C. § 1955 (prohibiting illegal gambling businesses). Atiyeh's direct criminal appeal was consolidated with the two Government appeals. We have jurisdiction to hear Atiyeh's direct criminal appeal under 28 U.S.C. § 1291. We have jurisdiction over the Government's cross appeal of the judgment of acquittal under 18 U.S.C. § 3731 and of the sentence imposed under 18 U.S.C. § 3742. Substantial portions of its operations were also located in Quebec. IC was an account bookmaking operation. The accumulated funds were used to pay IC's business expenses and to pay the successful bettors. |
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OPINION/ORDER |
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OPINION/ORDER Seeking primarily reimbursement of monies paid to Prudential pursuant to a subrogation term in its policy that was issued as an employee benefit plan. Singh's complaint alleged that the subrogation term was illegal under the provisions of the Maryland Health Maintenance Organization Act (the |
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OPINION/ORDER Where the use of worthless certified money orders was discussed. There was also evidence of use of such money orders with state institutions. Will reverse only if the jury must have had a reasonable doubt concerning one of the essential elements of the crime. Were worthless. The proceeds were to be split with Schweitzer. |
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OPINION/ORDER BACKGROUND Triplett sought and was granted in forma pauperis status in the district court. The case is therefore ordered submitted without oral argument. This Order and Judgment is not binding precedent. To which have secured previous civil and criminal trial court rulings on matters related to Title 42 U.S.C. 1983. We must determine whether Triplett's notice of appeal is timely. A notice in a civil case must be filed within thirty days of the entry of the order or judgment that is being appealed. The district court's order and judgment dismissing Triplett's complaint was entered on August 9. His notice of appeal was not filed until September 9 thirty one days later. 299 (10th Cir. 1983) ( |
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RUPP V. MARKGRAF The cashier's check was purchased using Cowboy funds and it stated on its face that it was purchased by Cowboy Enterprises. This address was not Cowboy's business address. Davis was living at the time. The cashier's check was delivered to the Markgrafs. Which was later converted to a Chapter 7 liquidation. The trustee brought this adversary proceeding in 1993 alleging that the transfer was fraudulent and seeking its avoidance and recovery against the Markgrafs under 11 U.S.C. 544(b) & 550. Was the |
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OPINION/ORDER Cox's front pay in a manner DB&T contends was improper. The case is reversed and remanded for a new trial. I. Because the Bank has appealed on the grounds it was entitled to judgment as a matter of law. Cox was born on June 20. She was working as a loan officer and financial service counselor at the Plaza Branch. While she was working at the Plaza Branch. Cox was ten years older than Ms. Cox was in her mid forties. She was asked or heard comments about her retirement plans almost every week for more than two years. Cox that it would have no position for her after the branch closed. Was the only Bank employee working at the Plaza Branch who was not offered another position at DB&T when it closed the branch. Cox introduced evidence from which a jury could infer that the animosity was based on age. Cox's decades of banking experience were |
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FOX V. MAULDING Concluding that the action was barred under the doctrines of claim and issue preclusion.(1) 1. They were driven further and further into debt. One of the last events in the series of allegedly fraudulent acts by defendants was a $94. The case is therefore ordered submitted without oral argument. additional money to pay off an existing SNB loan that had matured and to provide additional capital for the tire business. Both Odell and Sharon Fox were parties to this action. As were Scott Wilmott and his wife. While the foreclosure and dissolution actions were still pending in state court. Concluding that the present claims were either compulsory counterclaims in the foreclosure action or were actually determined in the partnership dissolution action and. Were barred. (2) The Foxes had been represented in the foreclosure action and the dissolution action by other counsel. 2. Preclusive Effects of the State Court Actions Federal courts must give to state court judgments |
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OPINION/ORDER I. Defendants Apperson and Pickard were indicted on charges of conspiring to manufacture. The district court swore in the entire jury pool and instructed all potential jurors to listen to the questions posed to those jurors who were called forward to the jury box. Asked them: |
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OPINION/ORDER Defendant Appellee cross appeals the district court's finding that Plaintiff met its burden of production showing that the information at issue was in the public domain. Inner City Press/Community on the Move ( |
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OPINION/ORDER Defendant Appellee cross appeals the district court's finding that Plaintiff met its burden of production showing that the information at issue was in the public domain. Inner City Press/Community on the Move ( |
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OPINION/ORDER The court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. That his claims are based on the substantive law of Texas. So they are not time barred until the four year statute of limitation runs. Salomon insists that his common law causes of action are not |
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OPINION/ORDER Circuit Judge: This appeal is by Paul C. Karim was brought to New Orleans upon being injured but was deported to Bangladesh prior to the judgment registry. in his favor being paid into the district court's At issue is whether. I. The underlying litigation involving Karim and Finch Shipping Company is addressed in Karim v. While a seaman AFFIRMED. that extensive litigation are relevant. aboard a vessel owned by Finch. Karim (a Bangladeshi national) was injured on the vessel while it was off the coast of Bermuda. He was debarked in New Orleans. 2 Karim's claims were presented by Miniclier in the limitation of liability proceeding filed by Finch in 1996. Miniclier's percentage was to be calculated based on the gross recovery that is. Before expenses were deducted. Karim was to be responsible for court costs and other expenses. Miniclier was permitted to advance them. The damages were: 3 $13. Long before his judgment was affirmed. Are protected. That will be charged against [Karim's] judgment. As well as the net amount that will be conveyed to [Karim] after all costs. |
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OPINION/ORDER Circuit Judge: The central issue raised in these appeals is whether Section 804 of the Public Company Accounting Reform and Investor Protection Act of 2002 ( |
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OPINION/ORDER Because there is no demonstrated conflict with state law that would require federal common law rule making in this case. Federal common law rule making is only appropriate if the operation of state law would |
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OPINION/ORDER (4) correctly held that plaintiffs' statelaw claims were ripe for adjudication. We hold that the District Court's award of punitive damages was inconsistent with the Due Process Clause and with Illinois law. Circuit Judge: This is an appeal brought by individual and corporate defendants who. Defendants contend Plaintiffs have brought a motion to dismiss this appeal under the fugitive disentitlement doctrine. Assuming the case was not arbitrable. They claim that the District Court lacked jurisdiction to conduct a trial while an appeal was pending in this Court from the District Court's denial of their motion to compel arbitration. That the District Court abused its discretion by deciding unsettled questions of Illinois law after all the federal claims were dismissed. That the Illinois claims brought by plaintiffs were not ripe for adjudication. Arguing that the District Court abused its discretion when it denied their motion to reinstate RICO claims that were previously dismissed at the behest of this Court. |
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OPINION/ORDER (4) correctly held that plaintiffs' statelaw claims were ripe for adjudication. We hold that the District Court's award of punitive damages was inconsistent with the Due Process Clause and with Illinois law. Circuit Judge: This is an appeal brought by individual and corporate defendants who. Defendants contend Plaintiffs have brought a motion to dismiss this appeal under the fugitive disentitlement doctrine. W e have d enied this mo tion. 1 2 that the District Court lacked jurisdiction over this case and the parties to it on multiple grounds. Assuming the case was not arbitrable. They claim that the District Court lacked jurisdiction to conduct a trial while an appeal was pending in this Court from the District Court's denial of their motion to compel arbitration. That the District Court abused its discretion by deciding unsettled questions of Illinois law after all the federal claims were dismissed. That the Illinois claims brought by plaintiffs were not ripe for adjudication. Arguing that the District Court abused its discretion when it denied their motion to reinstate RICO claims that were previously dismissed at the behest of this Court. |
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OPINION/ORDER Are affiliated corporations which. Are |
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OPINION/ORDER Charged along with more than a dozen other individuals in a 26 count indictment that was eventually redacted at trial to seven counts. To be followed by a three year term of supervised release. consolidated for sentencing before Judge Laken's offenses were Pauley. (2) that the evidence was insufficient to support their convictions on (a) the RICO conspiracy count. Laken and Black were indicted and tried on charges that they. Those coconspirators were to use part of the illegally gained moneys to fund their bribery payments to the union officials. The Pension Fund Fraud/Kickbacks Trial Laken and Black were tried in a 15 week trial in 2001 2002. Prior to its conclusion he entered into a plea agreement with the government. principal government witness was Jeffrey Pokross. Until he was arrested in 1996 and agreed to cooperate with the government. Pokross was a principal in DMN Capital Investments. The affairs of DMN Capital were overseen by Robert Lino. With Pokross's cooperation many conversations were recorded. |
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OPINION/ORDER Charged along with more than a dozen other individuals in a 26 count indictment that was eventually redacted at trial to seven counts. To be followed by a three year term of supervised release. consolidated for sentencing before Judge Laken's offenses were Pauley. (2) that the evidence was insufficient to support their convictions on (a) the RICO conspiracy count. Laken and Black were indicted and tried on charges that they. Those coconspirators were to use part of the illegally gained moneys to fund their bribery payments to the union officials. The Pension Fund Fraud/Kickbacks Trial Laken and Black were tried in a 15 week trial in 2001 2002. Prior to its conclusion he entered into a plea agreement with the government. principal government witness was Jeffrey Pokross. Until he was arrested in 1996 and agreed to cooperate with the government. Pokross was a principal in DMN Capital Investments. The affairs of DMN Capital were overseen by Robert Lino. With Pokross's cooperation many conversations were recorded. |
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OPINION/ORDER We affirm in part and determine that his challenge to certain conditions is not ripe because their validity depends on changing technology. Balon's principal argument is that the conditions providing for probation office monitoring of Balon's use of computers are not reasonably related to the offense of conviction and involve a greater deprivation of liberty than reasonably necessary. Whether they involve a greater deprivation of liberty than reasonably necessary is a question that is governed by the state of computer technology. Because it is currently impossible to predict the state of computer technology at the commencement of Balon's supervised release period. BACKGROUND Balon pleaded guilty to and was convicted of one count of transporting child pornography in interstate commerce through the use of a computer in violation of 18 U.S.C. § 2252A(a)(1). Was a convicted sexual offender for having abused his nine year old step sister. Admitted to police that he was sexually interested in prepubescent children. |
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OPINION/ORDER We hold that plaintiffs' possessory land claim is subject to the defense of laches and conclude that the claim must be barred on that basis. Circuit Judge: We are here confronted by land claims of historic vintage the wrongs alleged occurred over two hundred years ago. This action is itself twenty five years old which we must adjudicate against a legal backdrop that has evolved since the District Court's rulings. Determined (1) that treaties between the Cayuga Nation and the State of New York in 1795 and 1807 were not properly ratified by the federal government and were thus invalid under the Nonintercourse Act. That plaintiffs were entitled to about $211 million in prejudgment interest. We conclude that the possessory land claim alleged here is the type of claim to which a laches defense can be applied. We further conclude that plaintiffs' claim is barred by laches. The Cayuga Nation owned and occupied approximately three million acres of land in what is now New York State. Successive versions of the Act have been continuously in force from that time to the present day. |
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OPINION/ORDER We hold that plaintiffs' possessory land claim is subject to the defense of laches and conclude that the claim must be barred on that basis. Circuit Judge: We are here confronted by land claims of historic vintage the wrongs alleged occurred over two hundred years ago. This action is itself twenty five years old which we must adjudicate against a legal backdrop that has evolved since the District Court's rulings. Determined (1) that treaties between the Cayuga Nation and the State of New York in 1795 and 1807 were not properly ratified by the federal government and were thus invalid under the Nonintercourse Act. That plaintiffs were entitled to about $211 million in prejudgment interest. We conclude that the possessory land claim alleged here is the type of claim to which a laches defense can be applied. We further conclude that plaintiffs' claim is barred by laches. Historical Background Plaintiffs allege that from time immemorial until the late eighteenth century the Cayuga Nation owned and occupied approximately three million acres of land in what is now New York State. |
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OPINION/ORDER Approving the Special Master's plan to allocate $1.25 billion in funds that have been obtained through an extensive settlement agreement that was previously entered into by the parties and approved by the district court. Are members of a class action brought against various Swiss banking institutions and entities (the |
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OPINION/ORDER Entered into a Credit Default Swap |
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OPINION/ORDER Entered into a Credit Default Swap |
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OPINION/ORDER Because FSS is an agency or instrumentality of the Republic of Korea under the Foreign Sovereign Immunities Act. FSS was created in 1997 by both the Republic of Korea's Act on Establishment of Financial Supervisory Organizations (the |
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OPINION/ORDER Ruling that the obstruction count was multiplicitous. (b) that even if there were impermissible overlap. The dismissal of an overlapping count on that basis prior to trial was premature. We agree that dismissal was at best premature. His challenges were either rejected or (See id. ¶¶ 4 5.) dismissed for lack of prosecution in 1996. 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 A. |
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OPINION/ORDER The judgment of the District Court is affirmed. The question presented on appeal is whether a stock reclassification converting Bessemer's preferred stock into common that occurred in December 2002 can properly be matched against that sale and thus give rise to liability for short swing insider trading under § 16(b). BACKGROUND The relevant facts are not in dispute. Bessemer's shares in VHS were converted to Series A 1 preferred shares in VistaCare. Owned more than ten percent of VistaCare's stock and was therefore subject to § 16(b) liability as a statutory insider.2 In 1999 the VistaCare shareholders adopted a Third Amended and Restated Certificate of Incorporation. Divided by (ii) the per share price at which the Common Stock is sold to the public in the ... Two aspects of this provision are worthy of note. The conversion was to be automatic. Nor did it have the right to convert its preferred shares to common at any earlier time. Section 16(b) applies to |
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OPINION/ORDER Circuit Judge: The sole issue on this appeal is whether the International Emergency Economic Powers Act ( |
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OPINION/ORDER Which themselves were consolidations of thousands of separate class actions alleging securities law violations in connection with initial public offerings. Comprehended within this broad issue are subsidiary issues such as whether a definitive ruling must be made that each Rule 23 requirement has been met or whether only 4 some showing of a requirement suffices. Whether all of the evidence at the class certification stage is to be assessed or whether a class plaintiff's evidence. Whether the standards for determination of a Rule 23 requirement are lessened when a Rule 23 requirement overlaps with an aspect of the merits of the proposed class action. The six actions were selected by the District Court as |
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OPINION/ORDER Judge) erred in concluding that a consumer debt collector's initiation of a lawsuit in state court seeking recovery of unpaid rent is an |
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OPINION/ORDER Judge) erred in concluding that a consumer debt collector's initiation of a lawsuit in state court seeking recovery of unpaid rent is an |
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OPINION/ORDER 15 U.S.C. § 1.1 These policies are MasterCard's imposition of penalties for charges denied by customers of. BACKGROUND Because this is an appeal from a dismissal of a complaint under Fed. 52 (2d Cir. 1996). a) MasterCard MasterCard is one of four major payment card network service providers in the United States.2 United States v. MasterCard is a membership association operated as an open joint venture. MasterCard is funded primarily by service and transaction fees paid by its members. The |
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OPINION/ORDER Leo Kirch is the founder of KirchGroup. Who was the chief executive officer of Deutsche Bank. Stated during a German language interview by a journalist in New York City that Breuer doubted whether the financial community was willing to lend KirchGroup the money it needed to survive the 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 liquidity crisis it faced. Kirch asserts that this statement was Less false and that Breuer knew it was false when he made it. than three months later. The complaint was amended to add as a plaintiff International Television Trading Corp. ( |
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OPINION/ORDER Leo Kirch is the founder of KirchGroup. Who was the chief executive officer of Deutsche Bank. Stated during a German language interview by a journalist in New York City that Breuer doubted whether the financial community was willing to lend KirchGroup the money it needed to survive the liquidity crisis it faced. Kirch asserts that this statement was 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 false and that Breuer knew it was false when he made it. The complaint was amended to add as a plaintiff International Television Trading Corp. ( |
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OPINION/ORDER Leo Kirch is the founder of KirchGroup. Who was the chief executive officer of Deutsche Bank. Stated during a German language interview by a journalist in New York City that Breuer doubted whether the financial community was willing to lend KirchGroup the money it needed to survive the liquidity crisis it faced. Kirch asserts that this statement was Less false and that Breuer knew it was false when he made it. 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 than three months later. The complaint was amended to add as a plaintiff International Television Trading Corp. ( |
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OPINION/ORDER Inc. ( |
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OPINION/ORDER (2) imposing a remedy disgorgement that defendants appellants allege is beyond the power of the federal courts. Defendants contend that the District Court's action was erroneous on several grounds. We consider two of the defendants' arguments in greater detail: (1) that the District Court should have allowed defendants to benefit from an exemption to the federal securities registration For reasons substantially similar to those articulated in this opinion. Franklin arose from the same district court proceedings and was argued befo re this Court in tandem with the instant cases. 1 2 requirements2 and (2) that the District Court exceeded its authority in granting equitable disgorgement of defendants' ill gotten profits. The facts below are drawn from the complaint of the SEC and the Cavanagh III opinion of the District Court. A Massachusetts corporation that was developing a fingerprint verification system. Prohibits the sale or delivery after sale of any security by means of interstate comm erce |
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OPINION/ORDER Hold that the award should have been confirmed in full. That the Southern District of New York ( |
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OPINION/ORDER Three other appeals from the District Court's allocation and distribution orders were argued in tandem with appellants' one brought by. The District Court entered a 2 As we have previously explained. The settlement agreement defines |
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OPINION/ORDER Three other appeals from the District Court's allocation and distribution orders were argued in tandem with appellants' one brought by. The District Court entered a 2 As we have previously explained. The settlement agreement defines |
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OPINION/ORDER Three other appeals from the District Court's allocation and distribution orders were argued in tandem with appellants' one brought by. The District Court entered a 2 As we have previously explained. The settlement agreement defines |
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OPINION/ORDER The District Court allocated funds for the benefit of needy identifiable Holocaust survivors and declined to allocate funds to a trust that would have provided grants to disability oriented. The DRA argued that |
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OPINION/ORDER The District Court allocated funds for the benefit of needy identifiable Holocaust survivors and declined to allocate funds to a trust that would have provided grants to disability oriented. The DRA argued that |
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OPINION/ORDER Norman Goldstein was convicted by a jury of five counts of access device fraud under 18 U.S.C. § 1029(a)(2) and (5). He was sentenced to 70 months' incarceration to be followed by three years of supervised release and ordered to make restitution in the amount of $776. A 1 typically contacted the designated hotel approximately three days before the customer was to arrive. The hotel in question would not have rooms available and the customer's purported reservation could not be honored. Only to discover that no reservation was in place. No rooms were available. Others testified that they cancelled their reservations within the period A 1 allowed but their credit cards were still charged for the rooms. Some of these customers were unable to get refunds from A 1 and had to dispute the charges with their credit card companies. The office was small enough that Conner could hear other telephone conversations from her desk. All such calls were It was during these calls that Goldstein would often adopt different names. |
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OPINION/ORDER Is being decided by the remaining two members who are in agreement. 0.14(b). 1 * who was a and the appeal of the panel. The judgment of the district court is affirmed. Disputes between and among the company and its shareholders are subject to arbitration. Disputes have arisen between LAIF X SPRL ( |
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OPINION/ORDER Inc. are wholly owned subsidiaries of defendant Clear Channel Communications. Which is based in Texas. 2 Defendant. Plaintiff's Allegations Live Concert Industry in General The following facts regarding the live concert ticket industry are alleged in the complaint. A live concert is the product of negotiations between a concert promoter. Is ordinarily also responsible for the expenses of a show he promotes. How Much is Too Much? Was the direct result of Clear Channel's intentional use of its dominance in other markets. Clear Channel's alleged anticompetitive actions have led to reduced competition in the concert promotion market. These alleged unreasonable restraints have resulted in artificially high concert ticket prices and a decrease in concert information available to consumers. Plaintiff insists that any procompetitive benefits of defendant's actions are outweighed by these anticompetitive effects. The district court observed that resolution of the class action motion boiled down to one pivotal question: whether the relevant market for assessment of plaintiff's § 2 claim was national. |
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OPINION/ORDER Inc. are wholly owned subsidiaries of defendant Clear Channel Communications. Which is based in Texas. 2 Defendant. Plaintiff's Allegations Live Concert Industry in General The following facts regarding the live concert ticket industry are alleged in the complaint. A live concert is the product of negotiations between a concert promoter. Is ordinarily also responsible for the expenses of a show he promotes. How Much is Too Much? Was the direct result of Clear Channel's intentional use of its dominance in other markets. Clear Channel's alleged anticompetitive actions have led to reduced competition in the concert promotion market. These alleged unreasonable restraints have resulted in artificially high concert ticket prices and a decrease in concert information available to consumers. Plaintiff insists that any procompetitive benefits of defendant's actions are outweighed by these anticompetitive effects. The district court observed that resolution of the class action motion boiled down to one pivotal question: whether the relevant market for assessment of plaintiff's § 2 claim was national. |
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OPINION/ORDER Was required to pay Southeast Bank's insured deposits in cash or make such funds available to depositors in another insured depository institution. Including 1 It is unclear how Sanchez became the holder of all five cashier's checks. 2 outstanding cashier's checks. The FDIC also assumed control of Southeast Bank's records and was responsible for notifying Southeast Bank's depositors that they must claim their deposit. Depositors who had failed to claim their deposit were barred from asserting a right to the unclaimed deposits. So long as the claim was made prior to the termination of the receivership. The notices advised depositors that Southeast Bank was closed. Having failed to present the cashier's checks within eighteen months after the FDIC was appointed receiver. Was barred from recovering the deposits. Fritz attested that neither the five named payees nor the subsequent holders of the checks were listed as depositors of Southeast Bank. The district court concluded that mailed notice is required by the Due Process Clause only if a claimant's identity is known or reasonably ascertainable. |
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OPINION/ORDER Alleging that the transfer was fraudulent under New Jersey law. Carpenter (who was then Honorable David G. Carpenter wrote Allen another letter informing him that his employment with ATN was terminated and that his salary would end at the close of business that day.2 The Allen Carpenter Litigation As a result of Carpenter's actions. The company was able to avoid bankruptcy. No lawyer for ATN was present or participated in this meeting. ATN was also required to forgive the Allens' debts to the company. The handwritten agreement was signed by the lawyers for the Allens and Carpenter. The handwritten agreement was subsequently formalized in a 23 page typed document on January 12. Just after the Agreement was signed. Even though the money was used to settle a lawsuit filed by Allen against Carpenter individually. These $6.25 million payments from ATN to Allen were recharacterized as loans to Carpenter. ATN was also engaged in a contract dispute with 5 WATS/800. Which was still pending when ATN made the $6 million transfer to the Allens. |
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OPINION/ORDER The SEC asserted that these interests were |
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OPINION/ORDER Circuit Judge: The question in this appeal is how the rule of single satisfaction for claims brought by a bankruptcy estate should be applied to 11 fraudulent transfers that were at least partially satisfied in a settlement of a lump sum of $3.9 million involving 377 transfers and several other parties. The debtor was purportedly in the business of leasing office equipment but was allegedly used to perpetrate a Honorable William H. Northern Trust was not a defendant in this first action but 11 of the 377 transfers concerned the funds transferred from the debtor to Northern Trust on the News' behalf. The settlement expressly contemplated as follows that the Trustee could pursue claims for fraudulent transfer against other parties: It is expressly understood between the Parties nothing in [the Settlement Agreement] is intended to in any way prejudice or limit the Trustee's ability to pursue any claims available to her against [other parties]. Northern Trust argued that it was not the |
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OPINION/ORDER A fibrous form of blast furnace slag that resembles asbestos and is used for insulation and similar applications.1 Starting in mid 2004. About six weeks after service was effected. Or vacate the 1 See 2 SHORTER OXFORD ENGLISH DICTIONARY 2864 (5th ed. 2002). 2 SARL is the French abbreviation for a term used to describe a private company similar to an American limited liability company. 2 judgment. Concluding that Eurisol was subject to specific personal jurisdiction in Alabama. I Rule 60(b)(4) allows a litigant even one who does not initially appear to collaterally attack a judgment on the ground that it is void due to lack of personal jurisdiction. This is because |
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OPINION/ORDER Thorne argues that the district court erred in granting the Rule 50 motion because there was sufficient evidence presented at trial to show that he was entitled to individual coverage under the Fair Labor Standards Act when he regularly used Defendants' credit cards. This Court finds that Thorne failed to present sufficient evidence that he was either engaged in interstate commerce or was engaged in the production of goods for commerce. Finding that |
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OPINION/ORDER Were involved in a bribery scheme (the |
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OPINION/ORDER We decide whether a billboard company's challenge to a City's zoning ordinance is rendered moot by the subsequent amendment of the ordinance. We are convinced that amendments to the City's zoning code rendered this case moot and we therefore reverse the district court's grant of summary judgment with instructions to dismiss the case for lack of jurisdiction. The City of Miami adopted a comprehensive Zoning Ordinance that is the subject matter of this suit. The ordinance was enacted with. National is a Delaware corporation and a wholly owned subsidiary of Viacom Outdoor Inc. National is a leader in the outdoor advertising industry. The notices advised the property owners that they were in violation of the City's zoning code and told the owners to correct the violations by May 2001. Was filed on February 21. National I and National II were consolidated in the district court below. The parties were asked to discuss the issues related to the permitting process in its entirety. 4 1 appealed. 2002 the City published notice of its intent to amend the Zoning ordinance and those amendments were adopted on April 11. |
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OPINION/ORDER Contending that (1) the district court clearly erred in finding that Jack Sunseri was domiciled in California. Plaintiffs assert the parties are diverse because Jack Sunseri is domiciled in Nevada. Plaintiffs further contend that it was an abuse of discretion to determine Sunseri's domicile without an evidentiary hearing. They seek to collect more than $2.7 million in damages they claim they are due from the partnership but that the Defendants refuse to pay. Sunseri submitted documents to the magistrate judge to show that he was domiciled in Nevada. The Defendants submitted evidence to show that Sunseri was domiciled in California. The magistrate judge heard argument and concluded that Sunseri was domiciled in California. Thus the parties were not diverse.1 |
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OPINION/ORDER Is declared to be illegal. Or association shall be entitled to sue for and have injunctive relief. Against threatened loss or damage by a violation of the antitrust laws . . . when and under the same conditions and principles as injunctive relief against threatened conduct that will cause loss or damage is granted by courts of equity. Upon the execution of proper bond against damages for an injunction improvidently granted and a showing that the danger of irreparable loss or damage is immediate. There are no means available f or servic e upon OPE C und er the Fe deral Ru les of Civ il Proced ure. I. BACKGROUND Prewitt is a corporation organized and existing under the laws of Alabama with its principal place of business in Birmingham. OPEC is an intergovernmental organization originally established in 1960 via resolutions promulgated at the Conference of the Representatives of the Gove rnmen ts of Iran . The principal aim of OPEC is |
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OPINION/ORDER Defendants herein proceeded to trial and were found guilty. I. This trial clearly demonstrates the inherent danger in a multi defendant conspiracy prosecution that individuals who are not actually members of the group will be swept into the conspiratorial net. Because the government is permitted broad prosecutorial discretion to prove the conspiracy. The likelihood exists that those who associate with conspirators will be found guilty of a crime that they have not intended to commit. This danger is compounded when the grand jury indicts on one theory of the illegal conduct. We have seen such conspiracy prosecutions before. The district court was persuaded to permit the government to proceed upon the assumption that the controlling law of mail fraud would change prior to the end of trial. Was both irrelevant and highly prejudicial. We held that fundamental due process was denied the defendants and vacated their convictions. In violation of 18 U.S.C. § 371.1 The defendants were alleged to have used the United States mails in furtherance of a scheme and artifice to defraud McDonald's Corporation (McDonald's). |
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OPINION/ORDER Sitting by designation. * At issue today is whether the plaintiff. The district court entered summary judgment for the defendant holding that the EEOC was bound by the prior judgment even though the Commission's suit covers employees who were not part of the earlier private suit and notwithstanding that the EEOC was twice denied the opportunity to consolidate its case with the private suit. Because we conclude that there was no privity between the EEOC and the private plaintiffs in the prior action. I The facts and procedural history of this case are straightforward. The case was initially brought as a class action. The EEOC was investigating multiple charges of discrimination at Pemco. This case was assigned to the same district judge who was hearing the Thomas case. Arguing that the suits were substantially different and that consolidation would cause the company extreme prejudice. After discovery in the private suit was completed. An EEOC attorney was present in the courtroom about half the time according to the EEOC. |
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OPINION/ORDER Because there is no evidence that the FDIC mailed the requisite notice. Four of the cashier's checks were in the amount of $100. 000 and were issued to Roberto Sanchez. The remaining cashier's check was in the amount of $50. 000 and was issued to Armando Caycedo. Juan Diaz claims to have received the cashier's checks from Sanchez. Acevedo claims to have received the cashier's 3 checks from Diaz to satisfy a debt. The court concluded that First Union was no longer liable for the cashier's checks because it had complied with the Assistance Agreement by returning the funds representing the unclaimed deposits. A motion for summary judgment is properly granted when |
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OPINION/ORDER The company did not disclose information to him about a potential merger during the time h e made h is decision to resign . The issue before us is whether he will litigate that claim in state court. We conclude that the district court improperly assumed removal jurisdiction over this case because plaintiff appellant Ervast's state law claims for breach of corporate fiduciary duty are not super preempted by ERISA. Th e district co urt's den ial of Erv ast's motio n to rem and the action to state cour t is REV ERS ED. An d the distr ict court is in structed to remand the case to state court. We will not reach the merits of appeal No. 02 15941 because the district court's order denying sanctions was entered without jurisdiction over the underly ing case. The ERISA P lan Flexible Products Company ( |
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OPINION/ORDER Defendants contend that: (1) the evidence at trial was insufficient to support their convictions. (5) the forfeiture order was improper. The facts in this case are many and detailed. Florida.2 Mauricio was primarily responsible for advertising GEC's services. Co defendant Wilder Moreno was GEC's manager. Is the father of Mauricio and Orlando. A money transmittal company is a non bank financial institution that sells money orders. A money transmittal company that operated under GEC's money transmittal license and was co owned by Mauricio Puche and Fernando Torres. The conversations were always conducted in Spanish. Were arrested and charged with conspiracy to money launder. To determine whether a rational jury could have found defendants guilty beyond a reasonable doubt. Defendants assert that the government failed to present sufficient evidence to support a finding that law enforcement made a representation that would have reasonably led defendants to believe that the money to be wired came from illegal drug sales. |
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OPINION/ORDER That the entry of a default was an abuse of discretion. Extra contractual damages that are not available under ERISA. The plaintiffs are unable to establish liability under ERISA because Mass Mutual simply is not a fiduciary for any purpose related to the misconduct they allege.1 Indeed. We do not address Mass Mutual's additional arguments. 2 1 that this was never really an ERISA case at all. That it never should have been litigated in federal court. That the plaintiffs' motion to remand should have been granted at the outset. Our statement of the case is. Cotton and Eickhoff were executive officers of BEI Holdings. The other former co defendants in this case were not its legal agents. Rather were simply independent agents authorized to sell Mass Mutual products. We assume that they were in fact Mass Mutual agents. 3 2 on a permanent whole life insurance policy issued on the employee. The cash value of each whole life policy would continue to grow until it would cover the annual premium payments that is. |
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OPINION/ORDER Keener is a former employee of Convergys Corporation ( |
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OPINION/ORDER The Tax Court concluded that the deductions were impermissible because the expenses benefitted the C corporations. Once the contracts were transferred. I. BACKGROUND AJCS is an S corporation that was incorporated in 1987. AJCS was originally in the construction business. The income of a C corporation is subject to corporate tax and any distributions it makes to its shareholders will be subject to a second. Certain C corporations are permitted to elect to be S corporations. This corporate income is passed through to the S shareholders and taxed to them at their individual rates. AJCS was a calendar year taxpayer (i.e. The total income from a contract is recognized. The total costs of performance are deducted. In the taxable year in which the contract is completed. |
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OPINION/ORDER We conclude that the dismissal was in error. Historical Background The underlying case is result of an order by the Judicial Panel on MultiDistrict Litigation. Sitting by designation. 2 * details of the underlying claims are not of significance to the disposition of the appeal before us. It is enough to observe that. Or fear that they will contract. Union Carbide Chemical & Plastics Co. 3 After the modifications were publicized to class members. After the settlement was restructured to take account of Dow Corning's bankruptcy filing. The participating implant manufacturers are referred to collectively as |
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OPINION/ORDER 000 that had been transferred by the debtor to the defendants in an alleged FinFed and ABS were found to be so intertwined. They were deemed one entity by the bankruptcy court. 2 1 Ponzi scheme2 involving viaticated life insurance policies.3 The trustee's claims against Orlick were severed from the main case for non jury trial before the bankruptcy court. The facts involved in Orlick's case are straightforward. She claims that it was agreed that she would be compensated at the rate of one percent (1%) of the gross revenues generated by ABS. It is not disputed that her responsibilities included organizing the office by computerizing functions. The term generally describes a pyramid type investment scheme where investors are paid profits from newly attracted investors promised large returns on their principal investments. Typically it is not supported by any underlying business venture. An investor that does receive money is not receiving income on his or her investment. More and more investors are solicited in order that the investors at the top of the pyramid can be compensated. |
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OPINION/ORDER We hold that Alabama's bad faith law is not saved from preemption by the saving clause. That a sole shareholder can be a |
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OPINION/ORDER We have held this to be a legitimate approach to statutory interpretation. There was no error in the decision that a literal application of the language of the statute would violate Congressional intent and would produce an absurd result. We have corrected the bankruptcy court's figures in this opinion. 2 1 Briefly. These are the undisputed facts. Lehman's wife is not in bankruptcy and is not a debtor of VisionSpan. This amount is calculated as follows: (2)(A) For the purposes of this subsection. (iii) the amount of the exemption that the debtor could claim if there were no liens on the property. Exceeds the value that the debtor's interest in the property would have in the absence of any liens. § 522(f)(2)(A). The total of these figures is $224. 190.19. · The value of Lehman's |
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OPINION/ORDER We have held this to be a legitimate approach to statutory interpretation. We have corrected the bankruptcy court's figures in this opinion. 1 1529 (11th Cir.1996). There was no error in the decision that a literal application of the language of the statute would violate Congressional intent and would produce an absurd result. These are the undisputed facts. Lehman's wife is not in bankruptcy and is not a debtor of VisionSpan. This amount is calculated as follows: (2)(A) For the purposes of this subsection. (iii) the amount of the exemption that the debtor could claim if there were no liens on the property. Exceeds the value that the debtor's interest in the property would have in the absence of any liens. 2 § 522(f)(2)(A). The total of these figures is $224. The value of Lehman's |
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OPINION/ORDER Is a municipal corporation organized under the laws of Alabama. From 1953 to 1973 Stylon discharged substances that are hazardous within the meaning of § 101(14) of CERCLA. Although Appellant apparently was not responsible for most of the pollution. |
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OPINION/ORDER Is a municipal corporation organized under the laws of Alabama. From 1953 to 1973 Stylon discharged substances that are hazardous within the meaning of § 101(14) of CERCLA. Although Appellant apparently was not responsible for most of the pollution. Was directed to clean up the facility under CERCLA. Holding that Appellee was exempted from liability under 42 U.S.C. § 9601(20)(A). |
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OPINION/ORDER Circuit Judge: This is a whistleblower suit brought by a corporate officer who was discharged and then sued his employer and individuals whom he alleges contributed to his termination. O'Neal was employed by Master Health Plan. The parties agree that he was an at will employee. MHP was wholly owned by Healthmaster. Garrison was president of both companies and controlled both. Plaintiff was not a target. O'Neal was 2 allowed to remove personal effects and told not to return to the office. The next day large quantities of documents in O'Neal's office were shredded by employees. The next day a letter signed by Garrison was delivered to plaintiff notifying him that he had been placed on administrative leave with pay. In succeeding weeks there was communication between plaintiff and Garrison and the attorney for MHP. The exact dates and sequence of which are disputed. Garrison encountered O'Neal at church and asked him whether he was ready to come back to work. One meeting was at O'Neal's home. At these meetings express or implied proposals were made to reinstate him if he would change his testimony. |
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OPINION/ORDER (2) whether EPL's invoice for support services in 1994 was a valid demand for payment under the Initial Support Period of the software license agreement. All rewritten modules thereof are and shall be licensed programs as defined herein which are and shall remain the exclusive property of NFS. Customer shall have the following options with respect to Software Support Services from the expiration of the Initial Support Period until the end of the term of this Agreement (the |
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OPINION/ORDER (2) whether EPL's invoice for support services in 1994 was a valid demand for payment under the Initial Support Period of the software license agreement. All rewritten modules thereof are and shall be licensed programs as defined herein which are and shall remain the exclusive property of NFS. Customer shall have the following options with respect to Software Support Services from the expiration of the Initial Support Period until the end of the term of this Agreement (the |
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OPINION/ORDER Some of these prescriptions were written in Gullett's name. Others Percodan and Percocet are schedule II controlled substances. Fiorinal and Vicodin ES are schedule III controlled substances. Darvocet N 100 is a schedule IV controlled substance. 1 2 purported to prescribe controlled substances for Gullett's friends and relatives. Defendant eventually responded to the subpoenas by submitting fabricated and fraudulent medical records to investigators.2 Defendant was indicted for one count of conspiring to distribute unlawfully controlled substances and two hundred thirty counts of unlawfully distributing controlled substances. An expert Many of Defendant's alleged |
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OPINION/ORDER Some of these prescriptions were written in Gullett's name. Sitting by designation Percodan and Percocet are schedule II controlled substances. Fiorinal and Vicodin ES are schedule III controlled substances. Darvocet N 100 is a schedule IV controlled substance. 1 * purported to prescribe controlled substances for Gullett's friends and relatives. Defendant eventually responded to the subpoenas by submitting fabricated and fraudulent medical records to investigators.2 Defendant was indicted for one count of conspiring to distribute unlawfully controlled substances and two hundred thirty counts of unlawfully distributing controlled substances. An expert Government witness testified that Defendant's prescriptions for Gullett were not written in the course of legitimate medical treatment. The jury then found that Defendant's state medical license was forfeited to the Government under 21 U.S.C. § 853(a)(2). Are to be paid at a rate of $100 per month. With payment (to the extent possible) required while Defendant is incarcerated and with payment of the balance at a rate of $100 per month after Defendant's release. 3 2 Defendant contends. |
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OPINION/ORDER Will Low. The appellants are all former FCI Talladega inmates who were prosecuted for their involvement in the riot. (2) whether the appellants were denied a fair trial as a result of being required to appear in court wearing leg irons. They were each found to have committed The appellants in this action are Roderick Baker. As well as four codefendants who are not parties to this appeal. Extra precautions were necessary because of the number of people being tried together and the nature of the charges against them. Elston also stated that one of the appellants kicked a chair and shouted an obscenity just before an arraignment was to begin in Atlanta. Elston testified that a lieutenant who escorted some of the appellants on a bus ride to a maximum security prison in Colorado had to stop the bus and threaten to use pepper spray because some of the appellants became |
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OPINION/ORDER Will Low. The appellants are all former FCI Talladega inmates who were prosecuted for their involvement in the riot. (2) whether the appellants were denied a fair trial as a result of being required to appear in court wearing leg irons. Prison authorities ultimately regained control of the facility after The appellants in this action are Roderick Baker. They were each found to have committed particular infractions and subjected to some combination of the following sanctions: (1) disciplinary transfers to maximum security prisons. As well as four codefendants who are not parties to 2 this appeal. Extra precautions were necessary because of the number of people being tried together and the nature of the charges against them. Elston also stated that one of the appellants kicked a chair and shouted an obscenity just before an arraignment was to begin in Atlanta. Elston testified that a lieutenant who escorted some of the appellants on a bus ride to a maximum security prison in Colorado had to stop the bus and threaten to use pepper spray because some of the appellants 4 became |
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OPINION/ORDER The plaintiffs are SunAmerica Corporation and its wholly owned subsidiary. Sun Life Insurance Company of America The ( |
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OPINION/ORDER Is VACATED. |
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OPINION/ORDER Is VACATED. |
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OPINION/ORDER Is withdrawn. The following opinion is substituted in its stead. 1 we conclude that materiality is not an element Honorable Thomas M. We also conclude that the admission of evidence regarding a government investigation was not plain error. BACKGROUND De Castro was charged with conspiracy to make and making false statements to the Department of Housing and Urban Development (HUD). She was convicted of conspiracy and five of the six substantive counts. The applications contained false De Castro was a employment information regarding the applicants. mortgage broker who acted as an authorized underwriter for the loans. The |
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OPINION/ORDER We conclude that materiality is an element of this crime. That failing to submit this element to the jury was harmless error. We also conclude that the admission of evidence regarding Accordingly we a government investigation was not plain error. affirm. BACKGROUND De Castro was charged with conspiracy to make and making false statements to the Department of Housing and Urban Development (HUD). She was convicted of conspiracy and five of the six substantive counts. De Castro was a mortgage De broker who acted as an authorized underwriter for the loans. Several putative |
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OPINION/ORDER Is withdrawn. The following opinion is substituted in its stead. 1 we conclude that materiality is not an element of this crime. We also conclude that the admission of evidence regarding Accordingly we a government investigation was not plain error. affirm. BACKGROUND De Castro was charged with conspiracy to make and making false Honorable Thomas M. She was convicted of conspiracy and five of the six substantive counts. De Castro was a mortgage De broker who acted as an authorized underwriter for the loans. Several putative |
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OPINION/ORDER Girard was unsuccessful in his attempts to contact the DEA in Guatemala. Was out of the investigation. Girard then contacted Childers and informed him that Customs was no longer involved in the investigation. Although Childers knew that Customs was no longer involved in the controlled delivery. Martin testified that Childers never told him that Customs was out of the investigation and that DEA never contacted him regarding the controlled delivery. So Customs would have to handle the shipment in Miami. Customs was out of the Girard informed Holifield that Nevertheless. Holifield had no knowledge that Martin was the head of security for Belize Air or that he needed to contact Martin regarding the operation. Vital information regarding the logistics of the operation was not communicated between Customs and the DEA. Neither agency informed the flight crew that their plane was being used for a covert controlled drug delivery. Woodhull asked if any cargo was being loaded and was told that cargo was being unloaded only. did not see any cargo placed on the airplane. |
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OPINION/ORDER That the eleven count indictment was multiplicitous. The facts are not in dispute. Sirang had become an active trader in the stock market in 1979 when he was twenty five years old. * By 1987 Sirang managed the Honorable John R. Which was owned by Sirang's wealthy college friend. The business purpose of Wallace Wallace had no Trading was to buy and sell securities on margin. background in this business and relied on Sirang to do the trading. Sirang He was was permitted immediately. required to pay fifty percent of the purchase price within five business days of the purchase. The initial fifty percent payment of $2.2 million was due on Monday. 000 check was credited to Wallace the balance in the account was $47. There was also $600. The Willow account did not have the money to cover the check. It was already apparent that the market was very unstable. talked to Wallace in California. Sirang asked if Wallace was prepared to send money to meet He testified that Wallace told him to call late the margin calls. in the afternoon and report the exact loss. |
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OPINION/ORDER The only issue that The merits discussion is one involving the § 5324(a)(1) counts. 1 parties phrase the issue as one of sufficiency of the evidence to convict on the two § 5324(a)(1) counts. The facts the jury could find from the evidence are not really in dispute. The real issue is whether 31 U.S.C. § 5324(a)(1). Several of the district court's evidentiary rulings. 1 institution to fail to file a report required |
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OPINION/ORDER We are asked to review various orders entered by the district court in a trademark infringement case.1 Appellants and Cross Appellees. The two cases were consolidated pursuant to Rule 42(a) of the Federal Rules of Civil Procedure. Inc. is listed as a separate defendant in Case No. 93 CV 2938. It is a wholly owned subsidiary of Lone Star Steakhouse & Saloon. 3 are involved in the restaurant business. Concluded that Defendant's rights were superior in Georgia. We remand the matter to the district court to determine if Defendant is entitled to attorneys' fees under the Lanham Act. The first such restaurant was opened in October 1989 in Winston Salem. We treat these separate entities as if they were one. 3 North Carolina. The LONE STAR CAFE mark covers both clothing items and The mark covering restaurant services was by a New York City nightclub operator. restaurant services. registered in 1981 Plaintiff's predecessor corporation purchased the LONE STAR CAFE mark from the nightclub in 1992. Which registration is now incontestable under 15 U.S.C. § 1065. |
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OPINION/ORDER Senior Circuit Judge: The sole question on this appeal is the correctness of the bankruptcy court's denial of the United States' right to setoff against an overpayment of 1979 taxes. The district court's affirmance of We vacate and remand for that decision is before us for review. further consideration. The parties are well aware of the details of this case. This case was converted to a Chapter 7 liquidation proceeding in February 6. We fail to see how the allowance of post petition interest would |
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OPINION/ORDER Lougee were on brief. Pease LLP were on brief. That the rules and regulations of the National Association of Securities Dealers (NASD) grant them a right to arbitrate the claims that the respondents have asserted against them in parallel state court litigation. The Paul Revere Variable Annuity Insurance Company (Variable) and The Paul Revere Protective Life Insurance Company (Protective) are wholly owned subsidiaries of The Paul Revere Life Insurance Company (Revere Life). Revere Life is. A is a wholly owned subsidiary of a Delaware corporation. Both are headquartered in Tennessee. |
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OPINION/ORDER Were on brief for appellant.
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OPINION/ORDER Was on brief. 8 (1st Cir. 2000).
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OPINION/ORDER Were on brief. Hoag & Eliot LLP were on brief. Kirkpatrick & Lockhart LLP were on brief. The district court accepted the defendants' argument that they were not within its jurisdictional reach and thus were not amenable to suit. Are institutions organized under the law of Antigua and Barbuda ( |
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OPINION/ORDER Were on brief. Were on brief for appellee FTP Software. Were on brief. The company announced that sales growth had declined and that it would have lower earnings. The stock price was $8 per share. Plaintiffs' suit was filed on March 3. It was dismissed on September 24. The PSLRA imposes requirements for pleading with particularity that are consistent with this circuit's prior rigorous requirements for pleading fraud with particularity under Fed. Is closer to being a lesser form of intent. This was allegedly done in furtherance of a scheme to inflate revenues by improperly booking contingent transactions as final sales. The complaint was adequate to survive. Plaintiffs appeal saying that summary judgment on the white out allegations was inappropriate. That they are given refuge by Rule 56(f). That the dismissal of the remaining allegations was improper. That they were entitled to amend their complaint. The demand for FTP's software was diminishing because many of FTP's clients were either developing the technology themselves or acquiring competing systems from other manufacturers. |
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OPINION/ORDER Was seized from Corey's Maine residence by officers of the Somerset County Sheriff's Department. Was indicted for possessing a firearm which had traveled in interstate commerce. See 18 U.S.C. §§ 922(g). Hence necessarily traveled across state lines. Id. As Agent Cooney's testimony is pivotal to the appeal. Cooney stated that the principal Smith and Wesson manufacturing plant is situated in Massachusetts. That other Smith and Wesson plants are located in Ohio and Maine. He stated that he had been able to determine from ATF |
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OPINION/ORDER P.C. was on brief. Was on brief. This is an in rem action. 000 that it claims was derived from Whitey Bulger's illegal extortion. The only claimant is his brother. Details were given regarding two alleged criminal episodes. Purchased at a favorable price a retail liquor store then known as Stippo's Liquor Mart and the real property on which it was situated. Public documents show that the property was purchased by Kevin Weeks. The real property was resold to Weeks. Was established to do business at that location. The account was opened as South Boston Savings Bank Account ( |
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OPINION/ORDER Was on brief. Carta & Edelberg were on brief for respondents Ariel and Enrique Gutierrez. Arroyo Alejandro was on brief. It is important to note the narrowness of the government's position: it does not contend that the judge has any actual bias or prejudice in this case and it does not seek her recusal under 28 U.S.C. 144 (1994). Thereby creating the illusion that the latter loans were performing well. The government alleges that one object of the scheme which supposedly persisted for almost the entire decade between 1980 and 1990 was to stave off regulatory intervention and keep Mu¤oz and S nchez in power. The record is tenebrous as to whether Mr. Cerezo's checking account was overdrawn. The loan contract and related documents were signed by Mr. Somohano sent a copy of the second letter to Judge Cerezo at the Cerezos' home address because he was concerned that. She might not have been aware that the loan even existed. Cerezo informed Caguas that he did not have liquid funds sufficient to repay the debt. |
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OPINION/ORDER William Santiago Sastre with whom Marcos Valls Sanchez was on brief for appellants. Plaintiff appellee Rosa Cardona Jim‚nez ( |
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OPINION/ORDER Attorneys were on brief. Traini & Cohen were on brief. The validity of which is not challenged before this court. The contract was quite simple. Its relevant aspects were even simpler. These payments would be reimbursed |
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OPINION/ORDER Brown was on brief. Were on brief and Kirby A. Was on supplemental brief. It held that there was no plain error warranting reversal. See United States v. Kenrick. |
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OPINION/ORDER With whom Madera & Toro was on brief. There is less to this jurisdictional conundrum than meets the eye. I. FACTUAL BACKGROUND Because we are reviewing the grant of a motion to dismiss. The plans were changed to relocate the clinic and provide for a six story bank and commercial office building on the north side of the land. The project again was paralyzed with the clinic 90% complete when regulators placed First Federal under supervision. A First Federal client and a close personal friend of the loan officer with whom the plaintiffs were dealing (Luis Beauchamp). Kutcher acted on behalf of the corporation and was in total control of the clinic's affairs. The bankruptcy case was dismissed within eight months. Because federal courts are courts of limited jurisdiction. Federal jurisdiction is never presumed. Their premise is well taken. The Civil Rules provide an additional three days if service is by mail. The error was harmless. Though the district court should not have ruled on the dismissal motion until the time for lodging an opposition had expired. |
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OPINION/ORDER Beach was on brief for Federal Insurance Company. Denise Jefferson Casper were on brief for The Stop & Shop Companies. This is an insurance coverage dispute involving a crime insurance policy issued by Federal Insurance Company ( |
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OPINION/ORDER Were on brief for appellants. Were on brief for Colour Library Books. Were on brief for The Winston Company. Although the photograph was meant to appear in a coffee table book titled Boston: City of Dreams. It was never published or distributed. Provides information about dining and entertainment in France and is sponsored by the Cooperation Gesellschaft fuer Markendiversifikation mbh. At least 305 copies of various French magazines containing the advertisements were distributed to. At least 183 of these were sold from. Fellow police officers told Noonan that a magazine with a picture of him on the back cover was circulating. As a result of what Noonan felt was an attack on his reputation. Defendant Lintas:Paris is a French corporation. Reynolds Tobacco ( |
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OPINION/ORDER Plaintiffs are in the business of preparing. Ltd.) of which plaintiff Ann Adams is the sole shareholder. Was engaged to edit a textbook published by the corporation in 1994. It is true. That pro se complaints are accorded |
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OPINION/ORDER Barron & Stadfeld were on brief for appellee. The Gens Note was secured by a third mortgage on real property in Barnstable. Although the Barnstable Property was subject to two prior mortgages. Home Owners was declared insolvent and the Resolution Trust Corporation ( |
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OPINION/ORDER Was on brief for the United States. With whom Terry Philip Segal and Burns & Levinson LLP were on brief for appellee. John Brennick was convicted of various offenses centered around his failure to pay over to the Treasury income and social security taxes withheld from his employees' paychecks. Arguing that the downward departure was error. I. John Brennick was the president and sole proprietor of a number of head injury treatment centers in Massachusetts. Others appear to have been supported living centers for head injured patients. The companies were a large and successful business venture. Employers like Brennick are required to withhold income taxes and social security taxes from employee paychecks on a periodic basis and to pay those amounts over to the Treasury. The Internal Revenue Service specifies the periods for which such withholding is required. Employers are required by law to deposit the withheld taxes into the Treasury within three days after the end of each such period. Are also required on a quarterly basis. |
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OPINION/ORDER James Donnell with whom Andrews & Kurth L.L.P. was on brief for appellant. Parker & Cohen were on brief for appellee. The agreed question in this appeal from the bankruptcy court is whether security for an employer's breach of contract posted following the execution of a written employment contract on November 1. Was security for that. Or was security for an antecedent debt within 11 U.S.C. 547(b) because an oral contract had already been made in June. If it was June. The security was invalid as a preference November 1 being less than 90 days before the employer's filing under Chapter 7 of the Bankruptcy Code on January 7. (2) for or on account of an antecedent debt owed by the debtor before such a transfer was made. (3) made while the debtor was insolvent. It was not possible to tell whether there was an agreement before the written contract in November. The bankruptcy court found |
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OPINION/ORDER Were on brief for appellee. Carrington was sentenced to a term of 50 months incarceration. All four cars were then shipped to Carrington in Massachusetts. Carrington was arrested on May 3. Which was filed on July 19. While the parties were awaiting the preparation of the PSR. When IBT is provided with the debtor information by its client. It prepares bank drafts (or permits the client to produce the bank drafts by means of its software) that are deposited by IBT's client into its bank account. When these drafts are processed. The debtor's account is debited and the creditor receives payment. These draft forms are used to provide IBT with the information necessary for it to produce the bank drafts for the one time pre authorized debits. Which purportedly was to constitute payment for attendance at a seminar allegedly held by Quorum. It found that some of the phone numbers were incorrect. Which were to be used to debit 80 different companies' accounts in varied amounts totalling $583. He was sentenced on August 21. |
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OPINION/ORDER 1997 is amended as follows: Page 22. P.A. was on brief for appellant. Was on brief for appellee. Defendant Appellant Thomas D'Andrea ( |
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OPINION/ORDER With whom Foote & Temple was on brief. Was on brief. Petitioner appellant Ryan Allen seeks to block the State of Maine from prosecuting him for operating a motor vehicle under the influence of alcohol (OUI) in violation of 29 M.R.S.A. 1312 B (West Supp. 1994).1 He insists that continued prosecution of this charge will transgress the Double Jeopardy Clause. Are without intrinsic merit. It is said that every action produces an equal and opposite reaction. Id. 2403 (ensuring credit for an administrative suspension if a suspension is later ordered as part of a corresponding criminal sentence). The petitioner (who had been released on bail and was. Me. 1995) (explaining that the suspension provision |
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OPINION/ORDER Were on brief. Were on brief. Ropes & Gray were on brief. Thacher & Bartlett were on brief. Both complaints assert that there were misleading statements and nondisclosures in the registration statement and prospectus prepared in connection with a public offering of stock. Background Digital Equipment Corporation ( |
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OPINION/ORDER Emory and Drummond & Drummond were on briefs for plaintiff. P.A. were on briefs for defendants. Many of its assets were purchased by Fleet Bank and the rest. The FDIC asserts that the Note was among the remaining assets transferred to it. That the original Note was in the possession of the FDIC at trial. Houde was a 50% shareholder. That were guaranteed by the Houdes. They have made no payments on the Note since June 1993. Concluding that there were genuine issues of fact as to the meaning and intent of the Conditional Agreement. A jury trial was scheduled for early June 1995. (2) the Houdes' signatures on the documents were authentic. The FDIC offered in evidence the original Note which was payable to MNB and had not been indorsed to any other entity. Golden testified to the series of events occurring after the failure of MNB up until the time of trial: (1) the FDIC was appointed receiver of MNB. Golden testified that the Note was not among the NMNB assets that Fleet Bank purchased from the FDIC. The FDIC did not offer or have with it any public or business records evidencing the transfers to which Golden testified. |
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OPINION/ORDER Were on brief. Inside the bag were forty seven cut straws with the ends burned shut. It also argued that his initial complaint concerning the handling of his vestments was a spontaneous utterance. The court found as a matter of fact that the appellant 4 had neither invoked his rights nor requested an attorney while the search was ongoing. The details of which are not relevant here. His main thesis is that he exercised his prerogative to remain silent and demanded an attorney. Is not subject to further police interrogation until counsel has been made available to him).1 We find no error. Such calls are grist for the district court's mill. Any such argument is. If we are to remain faithful to the jurisprudence of clear error. He also explained that so large a quantity of crack was consistent with distribution as opposed to personal use. Though the detective's special brand of valet service was heavy handed (both literally and figuratively). There is no basis on the present record for suppression of the appellant's retort. 7 the appellant manifested none of these symptoms.3 The appellant labors to convince us that this testimony should not have been admitted for two reasons: first. |
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OPINION/ORDER Lorincz & Jacobi were on brief for appellee. Debtor's appeal from that decision asks us to do two things: reverse the district court's holding that federal credit unions are nonprofit organizations and hold that educational loans issued to him by creditor appellee TI Federal Credit Union are. We affirm the result achieved by the district court that debtor's loans are nondischargeable and elect not to reach the issue of federal credit unions' nonprofit status. From which DelBonis obtained no direct personal benefit and on which he is the sole obligor. Were acquired from the Texas Instrument Federal Credit Union. ( |
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OPINION/ORDER Was on brief for appellant. Were on brief for appellee. Edward Kelley was charged in a six count indictment of mail fraud in violation of 18 U.S.C. 1341 and making false statements to a federal agency in violation of 18 U.S.C. 1001. Kelley was sentenced to 21 months incarceration. In the course of which he submitted a Personal Finance Statement stating that the vessel purchase price was $60. Both of these averments were false. This statement was also false. Kelley was subsequently indicted on the basis of the false statements contained in his Personal Finance Statement and his Progress Certification Report. Who testified that the vessel was worth between $18. The only evidence before the sentencing court on the value of the house was that a foreclosure proceeding would fetch an estimated $104. The court concluded that the S.B.A.'s loss was between $20. It concluded that his criminal history category was one. Kelley was sentenced to 21 months imprisonment. Which was within the guideline range. 000 was clearly erroneous in light of evidence adduced at trial. |
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OPINION/ORDER Bombardier were on brief for appellee. Were barred by both Massachusetts law and the D'Oench doctrine. Which is located in Falmouth. Is accessible by only one road. His intent was ultimately to acquire such an easement and to develop his parcel into a six lot. Were owned by the Falmouth Woods Development Corporation ( |
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OPINION/ORDER Hoag & Eliot were on brief for appellant. Were on brief for appellee. The buyer was told not to mention the |
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OPINION/ORDER With whom Hardy Wood Tabor & Chudacoff was on brief. The House's head doorkeeper.1 The plaintiffs challenged the constitutionality of House Rule 45 a rule that purports to ban both lobbyists and lobbying from the floor of the House while the House is in session on its face and as applied. Among them was Rule 45 (the full text of which is reproduced in the appendix). Rule 45 banishes all lobbyists from the floor of the House (and the House lounge) while the House is in session. The rule permits members of the public to be on the House floor while the House is in session. The legislator plaintiffs have not appealed and. Government officials who lobby are given considerably more leeway. Are otherwise exempt from the Act's provisions. Neither elected officials nor other public employees are required to wear identification badges. The House provided two galleries overlooking the chamber which were accessible to all members of the public. |
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OPINION/ORDER Dearborn with whom Laurie Anne Miller was on brief for appellant. McCarthy were on brief for appellee. This is a removed diversity action in which appellant. There was no written instrument other than the designation of area distributors and products which Molson filed with the Maine Bureau of Alcoholic Beverages. The contract between Briggs and Martlet was oral and. Terminable at will. Was enacted. Not only was reasonable notice required. |
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OPINION/ORDER Was on brief for petitioner. Were on brief for respondent. The Board summarily dismissed the appeal as |
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OPINION/ORDER To which was added a mandatory. Inasmuch as we agree with the district court that petitioner's contentions are manifestly without merit. 1. Criminal History Category Petitioner's central challenge to the calculation of his criminal history category (CHC) is based on a misreading of the sentencing guidelines. Yet the guidelines provide that 3 |
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OPINION/ORDER Was on brief for petitioner. Were on brief for respondent. The Federal Deposit Insurance Corporation was appointed receiver for over 30 banks principally located or doing business in Massachusetts. Massachusetts wrote to the FDIC naming the banks and asserting that the Commonwealth owned the abandoned deposits and that the FDIC was obligated to pay deposit insurance benefits on those accounts to Massachusetts. An FDIC attorney responded in April 1994 with a two paragraph letter to the Commonwealth's lawyer reiterating the FDIC's position that the |
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OPINION/ORDER PC was on brief for appellant. Sutton and Melick & Porter were on brief for appellee Marshal and Stevens. Including a requirement that Morris have the property appraised. Tidemark is a Virginia savings institution with its principle place of business in Newport News. Marshall 1 Newport News Savings Bank was the plaintiff during the proceedings in district court. Was substituted for Newport News Savings Bank. |
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OPINION/ORDER Were on brief for appellant Robert Cohen. Was on brief for appellant James K. Were on brief for appellee. Ambrose Devaney were convicted of defrauding two federal credit unions and other related offenses. Were co founders of BCCU. Robert Cohen was general counsel to both credit unions. A coconspirator who was BCCU's manager. Devaney was a real estate developer. The only defendant who was an outsider to the credit unions. The loans were used in part to finance the purchase of commercial real estate on Cape Cod. Devaney formed more than a dozen nominee trusts to create 3 3 the impression that the loans were going to many different borrowers. There was evidence that in some cases Cohen directly submitted false certificates to BCCU. The excess loan proceeds were usually deposited in Cohen's client account. The sham |
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OPINION/ORDER Is ammended as follows: Delete cases #94 1430 and #94 1442 from the Court's opinion and judgement of May 31. Were on brief. Graffam & Lausell was on brief. Will Kemp. Chtd. were on brief. Circuit Judge. revisit the war zone where two groups of plaintiffs' lawyers have struggled over the proposed allocation of roughly $68. Because we are reluctant to prolong a matter that. Seems to have nine lives. BACKGROUND The lay of the land is familiar. A brief overview of the litigation will suffice. |
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OPINION/ORDER Hawkes & Goldings were on brief for appellant. Was on brief for the United States. The gist of the events described in the indictment was that Medina had deposited a $365 check in his Bank of Boston account. Medina filed a number of motions that were subsequently resolved. Medina's trial date was repeatedly delayed. One of these motions with which this appeal is in part concerned asked that the case be dismissed on the ground that it was being pursued in breach of a promise by the prosecutor made in 1987 not to prosecute if Medina made restitution to the bank of $200. The court found the assertions made in support of the motion to dismiss were insufficient to justify an evidentiary hearing. Medina was tried in January 1993. In 1986 Medina was a research associate at a non profit research organization in Boston then known as the Eye Research Institute. Medina had been born and raised in Spain and was fluent in both English and Spanish. The check was a bank check prepared by Banco Central of Spain. Was made payable to Medina. |
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OPINION/ORDER P.A. were on brief for appellants. Devlin and Verrill & Dana were on brief for FDIC as receiver for Maine Savings Bank. Brown with whom Drummond Woodsum Plimpton & MacMahon was on brief for Frederick W. III with whom Hale and Dorr was on brief for Nancy Masterton. Were on brief for Maine Superintendent of Banking. Smith & Lancaster were on brief for Peoples Heritage Savings Bank. Plaintiffs' plea for federal constitutional protection is in vain. Are creatures of state law. |
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OPINION/ORDER AS HE IS TRUSTEE OF GROSVENOR PARK REALTY TRUST. Is amended as follows: Amend the cover sheet to show that Judge Jack E. Tanner is from the Western District of Washington and was sitting on the District Court of Massachusetts by special designation. AS HE IS TRUSTEE OF GROSVENOR PARK REALTY TRUST. With whom Beatrice & Beatrice was on brief for appellant. With whom Williams & Grainger was on brief for appellee FDIC. Argues that summary judgment is therefore inappropriate. Contends that Gleicher's conclusory remarks are insufficient to overcome the circumstantial evidence of fraud. FACTUAL BACKGROUND FACTUAL BACKGROUND The following facts are undisputed. The Note was secured by a mortgage on the Lynn property. 000 to a limited partnership (of which Gleicher was a general partner). 000 loan was in the form of an unsecured line of credit due to expire on December 30. 000 line of credit was fully drawn and had expired. It would have to be secured with. Stein reminded Gleicher that the Note was a demand note and would shortly expire. |
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OPINION/ORDER Defendant Ellerton Whitney was convicted on four counts of defrauding a bank. Defendant was thereafter resentenced to a prison term of twenty seven months. (2) that numerous counts in the indictment were multiplicitous. Defendant was represented by counsel at the resentencing proceeding (although he was there afforded wide latitude to argue on his own behalf). The multiplicity and variance issues were specifically raised and specifically rejected by this court. Is subject to the same disposition. The aggrieved party is deemed to have forfeited any right to challenge that particular decision at a subsequent date. No exceptionalcircumstances are apparent.2 2. The court noted for the record that defendant |
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OPINION/ORDER Were on brief for appellant. Were on brief for appellee. Would have demonstrated a lack of probable cause. The only issue before us is the standing question. 3. DiPetrillo told the agents that Town Hall records were kept in a room known as the archive attic. Which is above and runs the length of the Town Hall. Hennessey then informed the agents that there were two other rooms in the attic containing town records. After a cursory examination of the other rooms indicated that only records from before 1940 were present. The flaps on the box were turned down to cover the top of the box. They were not interlocked. The appointment book here at issue is a rather typical red covered office calendar. The inside front cover is denoted |
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OPINION/ORDER Were on brief for plaintiffs appellants George C. Plumb & Murray were on brief for intervenor appellant Ralph A. Were on brief for defendants/appellees/ cross appellants Rodney P. Hanson & DeTroy were on brief for defendants/appellees/cross appellants Richard E. Who were employees or former employees of Allied Capital Corporation ( |
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OPINION/ORDER Lenehan & Iacopino were on brief for appellant William F. Robert Sheketoff with whom Sheketoff & Homan was on brief for appellant Charles Flynn. Was on brief for appellee. Gary Neal were found guilty by a jury on a number of criminal charges stemming from a series of armed robberies that took place in New Hampshire. We find that the record indicates the district judge may have applied an erroneous legal standard in ruling that various materials did not qualify as statements under the Jencks Act. We will remand to the district court for an evidentiary hearing to determine whether statements demanded by Appellant Flynn should have been disclosed under the Jencks Act and. We also remand to the district court on the issue of the order of restitution entered against Appellant Neal with instructions that a hearing be held to determine whether the full amount of monetary losses suffered by First New Hampshire Bank was caused by the conduct underlying Neal's convictions. We will retain appellate jurisdiction so that we may review the court's augmented record and subsequent determinations. |
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OPINION/ORDER Rosado was on brief for appellant. The issue before us is whether the district court. Our conclusion is that. The factual essence of the complaint is that plaintiff was a supplier and creditor of an electronics retailer. The result was that no checks payable to plaintiff were honored. Plaintiff sought reconsideration only |
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OPINION/ORDER David Efron with whom Law Offices of David Efron was on brief for appellant. Figueroa Baez was on brief for appellees. The three physicians were affili ated with the University of Puerto Rico Medical School ( |
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OPINION/ORDER Kirkpatrick & Lockhart were on brief for appellant. P.C. were on brief for appellee. We affirm the district court's ruling that the dishonor was proper. Caldwell Company ( |
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OPINION/ORDER Wilson III were on brief for appellant. Rosenthal & Peisch were on brief for appellee. A Rule 12(b)(1) dismissal is reviewed de novo where. The only issue is the legal sufficiency of undisputed jurisdictional facts. In return for the release of Heno's second mortgage lien as each lot was sold. Balcol and Prospect Heights were exper iencing financial difficulties. The escrow monies were to be used exclusively for immediate completion of roadwork in the project andto defray Balcol's firstmortgage interest paymentsto the Bank. 3 Although Balcol conveyed Lots 82 and 111 to Heno on May 2. Seven of the nine original lots were sold by the Bank after Heno had released his second mortgage liens. The eighth and ninth lots were sold. Were deposited with FDIC.1 The complaint alleges. 000 was to have been devoted to roadwork at the project.2 On June 1. The Bank was declared insolvent and FDIC was appointed receiver. Was informed by Balcol that FDIC would determine. The proceeds were deposited with FDIC on or about October 1. |
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OPINION/ORDER Sawyer & Nelson was on brief for appellants. Benjamin Zuckerman and Verrill & Dana were on brief for appellees. Of which Harvey Prawer was the president. Of which Harvey Prawer was president. Limehouse Corporation is not a party to this action. The total cost of the project was estimated to be $2. The Letter specified that interest payments were to be made monthly. With a final payment of interest when the indebtedness evidenced hereby is paid in full. 3. Such default is continued for a period of one (1) month. Were consistent with the terms outlined in the First Commitment Letter. The Bank and Limehouse entered into a Mortgage and Security Agreement whereby the property to be purchased by Limehouse for the Coulthard Farms project was mortgaged to the Bank. 000 in funds was advanced by the Bank to Limehouse. The Second Note's terms were consistent with those outlined in the Second Commitment Letter. Except there was no mention of repaying the interest from the refinancing of the debt. The Bank notified Limehouse that it was in default. |
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OPINION/ORDER Is amended as follows: On cover sheet under Attorneys' names |
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OPINION/ORDER Jurisdiction was based on diversity of citizenship. The details of the complaint are not relevant to this appeal because Roizman agreed to pay Grabler approximately $96. These three individuals are the sole shareholders in Benchmark Properties Corporation ( |
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OPINION/ORDER Canders and Elizabeth Bordowitz were on brief for Finance Authority of Maine. Smith & Lancaster were on brief for Waterville Industries. Appeals from the district court's decision that it is responsible for 60 percent of those costs. We conclude that FAME is exempt from contribution under CERCLA and therefore do not reach the cross appeal relating to the amount of contribution. Although the genesis of the mill is neither clear from the record nor critical to the case. It appears that the First Hartford Corporation developed the mill in the early 1970's with state assistance.1 In or 1First Hartford's role was carried out by two related corporations. Loans in connection with the project were made to First Hartford by Society for Savings. The loans were guaranteed by appellant FAME. FAME's functions were carried out by the Maine Industrial Building Authority. That entity was later succeeded by the Maine Guarantee Authority which was in turn succeeded by FAME. We will for simplicity refer to the successive entities as |
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OPINION/ORDER McArdle were on brief for appellants. Smith & Lancaster were on brief for appellees. On the ground that it was barred by res judicata. Was a state court suit brought by the same plaintiffs against the same defendants and decided in favor of the latter. The procedural history of the two cases is complex and intertwined but a brief summary will suffice at the outset. Were engaged in a specialized form of wholesale distribution of goods. While the state case was proceeding. The new federal claims were based. The borrowers say that the new claims were asserted in a separate action in a different court because at that time the borrowers held the view (contrary to two circuit decisions) that federal courts have exclusive jurisdiction over claims under section 1972.1 1Two weeks before filing the federal complaint. Shortly after the federal complaint was filed. When the borrowers responded that the federal claims were not being asserted in the state case. They included as a defense the assertion that the borrowers |
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OPINION/ORDER Beach & Wilcox were on brief for appellants. Wilcox were on brief for appellants. Grasso & Mortensen were on brief for appellee. Mortensen were on brief for appellee. *Of the Ninth Circuit. Asserting that Turkey is the more appropriate forum. Was operating a cruise ship casino. As foreigners doing business in Turkey were required to have Turkish partners. The agreement was made subject to the partners' procurement of all necessary permits from the Turkish government by the Merciers. Sheraton asserts that the Turkish permits were never obtained and that the approval of its parent corporation was never given. The Protocol was conditioned on the Merciers' participation in Lidya and on the approval of gambling by the Turkish |
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OPINION/ORDER P.C. were on brief for appellant. McClennen & Fish were on brief for appellee. * Of the Eighth Circuit. Carney was to be granted the Newton |
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OPINION/ORDER Pia Gallegos with whom Harry Anduze Montano was on brief for appellants. Usera with whom Goldman Antonetti Ferraiuoli & Axtmayer was on brief for appellees. *Of the Ninth Circuit. I Julio Mercado Garcia ( |
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OPINION/ORDER Brill & Kusinitz were on brief for appellant. Kelly & Murphy was on brief for appellees Enrico Maccarone. Plaintiff Richard Davet was arrested in Providence. Davet is the president of Ringco. While DiMeo is the president of Plating. The jewelry was shipped C.O.D. and not as agreed under the terms of the purchase order. The Ohio police department informed Levine that Rhode Island was the proper jurisdiction to prosecute the action. Davet continued to maintain that this was a business dispute and that. It was within his right to withhold payment for non conforming goods. A notice was sent to Davet by Investigator Enrico Maccarone. The next contact that Davet had with law enforcement officials was on March 14. He was taken to the Cranston police station where he spent the night. He was arraigned and posted bail. Since jurisdiction was found to be in Ohio. Davet then commenced this federal suit and trial was held before Judge Raymond J. The trial was bifurcated. Their motions for a directed verdict on the issue of liability were renewed. |
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OPINION/ORDER With whom Cullen & Butters was on brief for appellant. Was on brief for appellee. * Of the Eleventh Circuit. This is an appeal from a PIERAS. The defendant was found guilty of executing a scheme to defraud a financial institution in violation of 18 U.S.C. 1344(1) and (2). The defendant's objections lack merit and thus the district court's judgment will be affirmed. That fact was kept hidden from the banks by Mason's practice of playing the |
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OPINION/ORDER Guillermo Ramos Luina with whom Harry Anduze Montano was on brief for appellants. Peirats and O'Neill & Borges were on brief for appellee. Adding that this one would have been contrary to Puerto Rico law. It stated that set off in bankruptcy was discretionary. We have reviewed the opinion of the district court in the light of the record and consider there is nothing that we need add thereto. Except to comment that the appeal is frivolous. That the trustee can not presently specify what might be discovered in an accounting is quite irrelevant where the record shows Rua's habit of check kiting and frequent use of debtor's funds for his personal benefit. |
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OPINION/ORDER With whom Twomey and Sisti Law Offices was on brief. Were on brief. Was convicted in the district court on five counts of willful failure to file currency transaction reports (CTRs) as required by law. The offenses were allegedly committed as part of a pattern of illegal activity respecting banking transactions which. Donovan was the president and chief executive officer of Atlantic Trust Company. Was a physician practicing in Lowell. So it was that. These employees tried to discuss their concerns with 1The five deposits were in the amounts of $30. They were made at various times between March 13. INDICTMENT AND TRIAL Donovan was charged with violating 31 U.S.C. 5313(a) (1988) and the regulations thereunder. The statute provides in relevant part: When a domestic financial institution is involved in a transaction for the payment. A participant acting for another person shall make the report as the agent or bailee of the person and identify the person for whom the transaction is being made. 31 U.S.C. 5313(a) (1988). |
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OPINION/ORDER McIninch & Phillips was on brief. With whom Twomey & Sisti Law Offices was on brief. Were on brief. Appellant Donovan was charged with. Appellants Aversa and Mento were charged with. The cross appeals (Nos. 91 1615 and 91 1616) are moot. They will. Although Donovan was the bank's legal compliance officer a status which presumptively suggests his familiarity with banking laws he did not prepare CTRs for any of these deposits. Donovan fended off his subordinates' concerns about the unorthodox way he was handling Saba's cash. Donovan admitted that he was aware of the law requiring him to file CTRs for cash deposits of $10. Insisted that he mistakenly believed Saba's deposits came within one of the law's exemptions.2 The district court 2 |
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OPINION/ORDER Is amended as follows: Page 13. Were on brief for appellant Samuel J. Was on brief for appellee. * Of the Second Circuit. Concemi was sentenced to 36 months of incarceration to be followed by two years of supervised release and ordered to pay restitution and a fine. Ribeck was sentenced to 24 months of incarceration to be followed by two years of supervised release and ordered to pay restitution and a fine. It was alleged that Concemi. Hajjar was a loan originator for ComFed. ComFed Mortgage Corporation was a wholly owned subsidiary of ComFed Savings Bank. 2 The |
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OPINION/ORDER Stock is expected to outperform the\ market significantly over the next 6 12 months and should\ be bought today.\ \
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OPINION/ORDER Charset=utf 8 |
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OPINION/ORDER The Board was a body of ten to fifteen members responsible\ for establishing policy for the operation of Caguas and overseeing\ the general operation of the bank. We will discuss the events surrounding this\ series of indictments in more detail in Section IV.C. Appellants object to Somohano\'s testimony that he knew\ why Caguas\' outside auditors were replaced because |
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OPINION/ORDER With whom |
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OPINION/ORDER Mansur were on the brief for appellee. |
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OPINION/ORDER LLP were on brief for appellant.
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OPINION/ORDER Were on brief. Were on brief. New Life contends that the district court erred in awarding Cal Surance summary judgment on its claims that Cal Surance should be held liable for failing to provide it with an insurance policy that would have covered a series of events that put it out of business. Had unlawfully sold securities that were not registered with the state. Butterfield had sold some $1.3 million worth of securities that were neither registered nor approved for sale by New Life. This unlawful practice is known in the securities industry as |
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OPINION/ORDER Were on brief for appellant.
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OPINION/ORDER Were on brief. Were on brief. Hershey was the controlling shareholder. Gunning was the Chief Executive Officer. Jenrette Securities Corporation ( |
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OPINION/ORDER The purchaser of the debtor's property attempted to have the bankruptcy court resolve the tax matter by filing a motion to reopen. Which was hearing the tax foreclosure proceedings. The purchaser argues that the federal court had exclusive jurisdiction and was required to act. Which was allowed by the court by endorsement order. The trustee stated that the sale was pursuant to 11 U.S.C. § 363(b). That |
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OPINION/ORDER L.L.C. were on brief for appellant.
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OPINION/ORDER Von Struensee was on brief for appellant.
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OPINION/ORDER Its implementing regulations1 are preempted because its solid waste disposal facility involves transportation by railroad and is therefore subject to the exclusive jurisdiction of the Surface Transportation Board ( |
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OPINION/ORDER The United States seeks forfeiture of the funds because they are the proceeds of illegal heroin trafficking. Jalal contends that the action should be dismissed because it was not filed within the five year statute of limitations period under 19 U.S.C. § 1621. Because the statute of limitations was tolled during the time the funds were absent from the United States. Which altogether contain approximately $1.8 million Dirhams.1 The bank records indicate that the Defendant Accounts were funded between November 24. Jalal was subsequently indicted for Conspiracy to Distribute and Possess Heroin in violation of 21 U.S.C. § 846. Although all deposits to the Defendant bank accounts had been made during the time period in which Jalal was engaged in heroin trafficking and although he had no other legitimate source of income during that period. Jalal was sentenced to 108 months imprisonment. Was committed to the custody of the Immigration and Naturalization Service. The Dirham is the monetary unit of the U.A.E. Where the Defendant Accounts are located. |
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OPINION/ORDER We will affirm. Inc. has been manufacturing and distributing commercial electronic security control systems since 1967.1 Its devices are designed to track the physical location of goods and are sold to retailers to prevent merchandise theft. It is one of the two dominant manufacturers in the retail security products market. Which is registered with the United States Trademark office.2 1. Our recitation of the facts will be brief. Its principal and most successful products are electronic article surveillance systems designed to alert retailers when items are removed from confined areas. The systems work by placing circuited tags on merchandise which are deactivated at the time of sale. If the tags are not deactivated. Checkpoint Systems also manufactures electronic access control systems in the form of security cards that permit selected personnel to have access to restricted areas. Checkpoint Systems intends to use these electronic access control systems to make |
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OPINION/ORDER We will reverse the District Court's order and remand with instructions to enter an order consistent with this opinion. Lloyd was working for Jacobs/IMC. Lloyd was then informed by Jacobs/IMC that he would be laid off when Jacobs/IMC's contract expired on December 31. 2001.1 After Wyatt was awarded the new contract. It filled positions in its upper management with persons on the continental United States who were already employed by its parent corporation. Were predominantly white. It was the custom at the HOVENSA refinery that the former employees of the outgoing contractor would be offered employment or transferred to the incoming contractor. He was not hired. Arguing that the agreement to arbitrate was unenforceable because AAA 3 Rules 17. Lloyd also requested that the District Court allow him further discovery based on his belief that Wyatt's use of the DRA only in the Virgin Islands was motivated by bad faith or an otherwise improper motive. At which the testimony of several witnesses was taken. Were unconscionable. |
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OPINION/ORDER IIC argued to the New Jersey District Court that the New Jersey action should have been barred as a compulsory counterclaim that Transamerica should have raised in the Texas action. Transamerica claimed that Federal Rule of Civil Procedure 13(a) is inapplicable because IIC was not a named |
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OPINION/ORDER We will dispense with a full recitation of the facts and limit our discussion only to those facts necessary to reach our decision. He was sentenced to home detention. A removal hearing was held. The statute under which petitioner was convicted does not indicate any particular monetary loss. (2) that the amount of restitution ordered was $60. The IJ determined that petitioner He was also convicted in 1985 of criminal possession of a weapon in Criminal Court for the City of New York and in 2001 of unlawful use of a controlled substance in U.S. District Court (E.D.N.Y.). 2 1 had been convicted of an aggravated felony because the factual recitation in the PSR indicated that the amount of the loss suffered by the victims was greater than $10. All he argues is that the IJ erred in relying on the PSR to establish a loss of more than $10. We do not have to reach the question of whether the amount of loss set forth in the PSR was properly considered because the judgment of conviction. That it |
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OPINION/ORDER Five of the businesses in Philadelphia were owned and staffed by Korean women and operated as houses of prostitution. The sixth Philadelphia business was engaged in the scrap metal business and the business in New Jersey was a restaurant and bar. Were each found guilty of one or more counts of conspiracy to commit a Hobbs Act violation. They now appeal. 2 Appellants argue that the District Court erred when it instructed the jury that the Hobbs Act applies to robberies which have only a de minimis effect on interstate commerce. Argue as well that insufficient evidence was presented at trial to enable a reasonable juror to conclude that each charged robbery had the requisite impact on interstate commerce. Casa and Sternberg argue that their attorneys were ineffective. We have jurisdiction over the appeal pursuant to 28 U.S.C. § 1291 and will affirm. I. Appellants argue that the District Court erred when it instructed the jury that all it needed to find for purposes of the Hobbs Act was that each robbery had a minimal effect on interstate commerce.1 Essentially. |
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OPINION/ORDER This is an appeal from a criminal conviction and sentence. 000 was invested in bank debenture programs. He was ordered to forfeit $1.25 million. Meyers was sentenced to 131 months' imprisonment and three years of supervised release. We have jurisdiction under 28 U.S.C. 1291. That Meyers had filed for bankruptcy and been involved in lawsuits were matters of public record. Neither the attorney client privilege nor the work product doctrine was implicated in Robinson's testimony. Could not testify whether Meyers's investment plan was fraudulent. Meyers suggests Biern |
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OPINION/ORDER This is an appeal from a criminal conviction and sentence. 000 was invested in bank debenture programs. He was ordered to forfeit $1.25 million. Meyers was sentenced to 131 months' imprisonment and three years of supervised release. We have jurisdiction under 28 U.S.C. 1291. That Meyers had filed for bankruptcy and been involved in lawsuits were matters of public record. Neither the attorney client privilege nor the work product doctrine was implicated in Robinson's testimony. Could not testify whether Meyers's investment plan was fraudulent. Meyers suggests Biern |
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OPINION/ORDER The sole issue in this appeal is whether the District Court erred by concluding that it lacked discretion to grant Isabel Dominguez a downward departure from the Sentencing Guidelines based upon her family circumstances. Because a District Court has the discretion to grant a downward departure when the family circumstances lie outside the parameters of what is ordinary. We will vacate the sentence and remand the matter to the District Court for re sentencing. Isabel Dominguez is an unmarried woman in her midforties. When the customer was indicted for money laundering. Dominguez was indicted for. She was sentenced to thirtyseven months imprisonment and three years supervised release. Nor was there evidence that she profited in any way from her assistance to the customer. Even the government conceded it was difficult to understand Dominguez's motivation and speculated that. Because the bank 2 pressured its branch managers to bring in business and Dominguez was having trouble bringing in new accounts. Who were physically and financially dependant upon her. |
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OPINION/ORDER The District Court held that it was clear from the complaint that plaintiffs' claims are subject to the two year statute of limitations governing actions for fraud under Virgin Islands law and that their filing of an earlier identical action in the United States District Court for the District of Puerto Rico. Which was dismissed for lack of personal jurisdiction. Since the complaint in this case was not filed within the two year limitations period. Plaintiffs submit that the most appropriate statute of limitations under Virgin Islands law is the catch all six year statute of limitations for |
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OPINION/ORDER This is an appeal by defendant Nafis Woods from his conviction in a federal carjacking case. An offense which requires proof that the stolen vehicle was transported in interstate commerce. The government's only evidence of interstate commerce was the testimony of FBI Special Agent Jay Heine. Who testified that he was able to trace the minivan's unique vehicle identification number to a manufacturing plant located in Tarrytown. Woods objected to this testimony at trial on the ground that it was inadmissible hearsay. Were he 2 correct. That the interstate commerce evidence is admissible pursuant to Fed. 1 we will affirm the judgment. Was an employee of the Philadelphia Inquirer who. Pressley was held up at gunpoint by two individuals who then stole his minivan. Woods was arraigned before the District Court for the Eastern District of Pennsylvania. The government offered the testimony of Special Agent Heine to prove that the stolen minivan was involved in interstate commerce. Who for four years had been responsible for conducting FBI investigations involving property that is transported or shipped in interstate commerce. |
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OPINION/ORDER Appellants are representatives of a certified class consisting of all persons who purchased common stock. Even if Ernst did not have actual knowledge of the overstatement. We will affirm the judgment of the district court without addressing loss causation or whether Ernst can be held liable under section 10(b) for IKON's October 15. Which is headquartered in Malvern. Its shares are traded publicly on the New York Stock Exchange. The |
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OPINION/ORDER 000 in cash and checks from her employer (the First Union National Bank) was an aggravated felony as defined in section 101(a)(43)(M)(i) of the Immigration and Nationality Act of 1952 (the |
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OPINION/ORDER The court also held Levine's objection to the claim of the Litman Group was untimely. We will affirm. When Levine was unable to repay these loans. Judgment was opened. He would have reevaluated his decision to purchase the stock. Levine also maintained there was no obligation to pay back the money he borrowed from the Litman Group to rectify the financial deficiencies exposed by the HUD inspection because the Litman Group still owned the Wilkins House at the time of the inspection. McCarthy also testified that Levine knew there was no HUD approval and still wanted to proceed with the transaction. We have jurisdiction pursuant to 28 U.S.C. § 158(d). A. State court judgments are given the same full faith and credit by federal courts as would be given by the courts of the states from which they are taken. A federal court may refuse to honor a state court judgment if the judgment was void ab initio. The Supreme Court allowed a debtor to challenge a state court judgment in bankruptcy court on the ground that the judgment obtained by fraud was void ab initio for procedural reasons. 308 U.S. 295. |
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OPINION/ORDER Two of the mailed notices were returned to sender. While the petition was pending. That it had no jurisdiction to adjudicate a Rule 41(e) motion for the return of property |
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OPINION/ORDER Is the controlling shareholder of First Lehigh Corporation. One of the allegations made by Leuthe in the administrative proceedings was that the FDIC had conspired with the Pennsylvania Department of Banking ( |
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OPINION/ORDER Circuit Judge: This is an appeal from an order affirming a Bankruptcy Court's judgment in favor of the appellee. Or entity with which he is affiliated [would] employ or engage in any business relationship with any person. Company or entity who is an employee. At first the affiliation was styled as a consulting relationship. The parties agree that the unpaid balance on the note is $240. First Keystone contended that the settlement agreement was an executory contract at the time Beck filed for bankruptcy. The trustee is deemed to have rejected the contract. STANDARD OF REVIEW |
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OPINION/ORDER Caroline Adesanya was convicted of bank fraud. Adesanya was sentenced to 24 months. She contends that the District Court should have granted her Rule 29 motion for judgment of acquittal because. The Government failed to produce sufficient evidence to support a finding that she knew the check was counterfeit beyond a reasonable doubt. We have jurisdiction pursuant to 28 U.S.C. § 1291. We will affirm. We will recite only those facts relevant to the issues before us. Was the president and a founding member of an agency that contracted to provide per diem nursing services for health care facilities. The business was earning very little money. Was a businessman who exported vehicles to Nigeria. She drove her boyfriend to the 2 airport where he was to embark on a business trip to Nigeria. The bank subsequently determined that the check Adesanya had deposited into the business account was counterfeit. Someone giving the name |
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OPINION/ORDER The district court held that fishing history could not be |
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OPINION/ORDER We will reverse and remand for further proceedings concerning the applicability of the discovery rule to the debtor's claims against its lawyer's law firm and the law firm's individual shareholders. We will affirm the grant of summary judgment in Continental Bank's favor. We will also affirm the grant of summary judgment in favor of Continental and the debtor's law firm on the breach of fiduciary duty claims under ERISA. P.C. ( |
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OPINION/ORDER The solicitation stated that the interest rate was |
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OPINION/ORDER We will affirm Cordo's conviction. Was introduced to Steven Stackpole. Which was selling an investment program called the |
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OPINION/ORDER We will affirm. I.O.M. ( |
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OPINION/ORDER Appellants are individuals who purchased shares of General Nutrition Companies. Were adversely affecting GNC's comparable store sales. This failure to disclose caused the price of GNC stock to be higher than it otherwise would have been. This decline in price was only temporary. The stock was trading at approximately $38.00 a share. 5 true all factual allegations in the complaint and will affirm the dismissal |
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OPINION/ORDER This is a long arm service of process case which requires us. The complaint alleges that Kiekert tortiously interfered with 2 Imo's attempt to sell its wholly owned Italian subsidiary to a French corporation that was one of Kiekert's competitors. The asserted mechanism by which the tort was accomplished was a series of letters sent by Kiekert to the Italian subsidiary and to the New York investmentfirm of C.S. The sale was never consummated because of these threats. Imo contends that personal jurisdiction over Kiekert was proper based upon its contacts with Imo in New Jersey and upon Kiekert's claimed commission of an intentional tort. The effects of which were allegedly felt by Imo in New Jersey. The defendant must have committed an intentional tort. The plaintiff must have felt the brunt of the harm caused by that tort in the forum. The defendant must have expressly aimed his tortious conduct at the forum. The order of the district court will therefore be affirmed. The plaintiff bears the burden of proving that personal jurisdiction is proper. |
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OPINION/ORDER Plaintiff alleges she was harmed by deceptive lending practices of a dealer from whom she purchased an automobile. Three Circuit Courts of Appeals have encountered nearly identical TILA claims and all have concluded plaintiffs could not state a claim.1 Following those courts. We will affirm. I. We have jurisdiction under 28 U.S.C. A court may dismiss a complaint only if it is clear that no relief could be granted under any set of facts that could be proven consistent with the allegations. The facts in this case are uncomplicated.2 Ramadan purchased a used Hyundai for $4. The sale was achieved through a Retail Installment Contract ( |
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OPINION/ORDER Abuhouran is a naturalized citizen of the United States. Which will be used in the remainder of this opinion. Is Tony Houran. He was in the construction business and with them owned Houran Construction Co. As a consequence BBV's capital was depleted to the point that the bank was placed in federal receivership. Adam stood trial with Tony and was convicted too. HTC was little more than a shell used to circumvent the limits on loans to a single borrower. The fraud is undisputed. Tony's share in it was an issue at trial. 2 The government contended that Tony's past work in helping Steve get fraudulent loans from other banks. Showed that Tony must have been aware that Steve was supplying BBV with the false assurance that Tony would guarantee the loan and a false financial statement showing Tony's net worth as $2. Seems to have been in doubt. The jury should consider only July 1990 when the line of credit was applied for or whether the jury could consider the time charged in the indictment ranging from July 1990 to February 1992. |
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OPINION/ORDER District Judge: This case raises the question whether and in what circumstances a corporation and its officers have an obligation to investors to update. Plaintiffs in this securities fraud action are purchasers of stock in The Quaker Oats Company ( |
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OPINION/ORDER District Judge: |
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OPINION/ORDER Circuit Judge: Defendant Arthur Turcks was convicted on each count of a nineteen count indictment. We have jurisdiction pursuant to 28 U.S.C. § 1291. The restitution ordered by the district court was not supported by the necessary fact finding as required by United States v. I Arthur Turcks and co defendant Earl Warfield were co owners of the Lansdowne Video Store in Philadelphia. Lost or stolen credit cards were fraudulently used to complete purported retail sales. Only Turcks and Warfield had access to the store's credit card processing machines and at least one of them was present whenever the store was open. That Turcks had probably signed four of the invalid credit card sales slips which were charged to four separate credit card accounts. Bank records demonstrated that numerous transactions initiated at Lansdowne Video were rejected with instructions to call the bank but no calls were ever made. Cards were |
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OPINION/ORDER Defendant tobacco companies have targeted the marketing of mentholated tobacco products at African Americans. |
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OPINION/ORDER We will vacate the sentence and remand the cause to the district court. Payments were to be by periodic reimbursement for a fixed percentage of costs. NPL's computerized accounting system was designed to track all costs incurred and assign them to the proper contract so progress payment request forms could be automatically generated. Although documentation for costs incurred was necessary in case of an audit. The form itself was sufficient for payment. When NPL was awarded the Oxy Comm contract. It was experiencing cash flow problems which made it difficult to satisfy NPL's working capital and net worth requirements under its loan agreements. Monaco decided that by billing labor to the Oxy Comm contract before it was actually performed. This fixed price contract was also payable under the progress payment system. For reasons that are unclear. The DESI contract was also assigned job number 1040.[fn1] Because of this numerical duplication. Charges related to the Sperry overrun were billed to the DESI contract and resulted in improper progress payments. |
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OPINION/ORDER Before us is Linda Pryzbowski's appeal of two orders of the United States District Court for the District of New Jersey: (1) the December 3. Healthcare for its delay in approving requested services after |