12 U.S. Code § 3422 - Applicability to Securities and Exchange Commission

prev | next
Except as provided in the Securities Exchange Act of 1934 [15 U.S.C. 78a et seq.], this chapter shall apply with respect to the Securities and Exchange Commission.

Source

(Pub. L. 95–630, title XI, § 1122,Nov. 10, 1978, 92 Stat. 3710; Pub. L. 96–433, § 2,Oct. 10, 1980, 94 Stat. 1855.)
References in Text

The Securities Exchange Act of 1934, referred to in text, is act June 6, 1934, ch. 404, 48 Stat. 881, as amended, which is classified principally to chapter 2B (§ 78a et seq.) of Title 15, Commerce and Trade. For complete classification of this Act to the Code, see section 78a of Title 15 and Tables.
Amendments

1980—Pub. L. 96–433substituted provision making this chapter applicable with respect to the Commission, except as provided in the Securities Exchange Act of 1934, for provision exempting the Commission from this chapter for a period of two years from November 10, 1978.
Effective Date of 1980 Amendment

Amendment by Pub. L. 96–433effective Nov. 10, 1980, see section 5(b) ofPub. L. 96–433, set out as a note under section 78u of Title 15, Commerce and Trade.

The table below lists the classification updates, since Jan. 3, 2012, for this section. Updates to a broader range of sections may be found at the update page for containing chapter, title, etc.

The most recent Classification Table update that we have noticed was Tuesday, August 13, 2013

An empty table indicates that we see no relevant changes listed in the classification tables. If you suspect that our system may be missing something, please double-check with the Office of the Law Revision Counsel.

12 USCDescription of ChangeSession YearPublic LawStatutes at Large

This is a list of parts within the Code of Federal Regulations for which this US Code section provides rulemaking authority.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


12 CFR - Banks and Banking

12 CFR Part 4 - ORGANIZATION AND FUNCTIONS, AVAILABILITY AND RELEASE OF INFORMATION, CONTRACTING OUTREACH PROGRAM, POST-EMPLOYMENT RESTRICTIONS FOR SENIOR EXAMINERS

12 CFR Part 21 - MINIMUM SECURITY DEVICES AND PROCEDURES, REPORTS OF SUSPICIOUS ACTIVITIES, AND BANK SECRECY ACT COMPLIANCE PROGRAM

12 CFR Part 261 - RULES REGARDING AVAILABILITY OF INFORMATION

29 CFR - Labor

29 CFR Part 19 - RIGHT TO FINANCIAL PRIVACY ACT

31 CFR - Money and Finance: Treasury

31 CFR Part 14 - RIGHT TO FINANCIAL PRIVACY ACT

32 CFR - National Defense

32 CFR Part 275 - OBTAINING INFORMATION FROM FINANCIAL INSTITUTIONS: RIGHT TO FINANCIAL PRIVACY ACT OF 1978

32 CFR Part 504 - OBTAINING INFORMATION FROM FINANCIAL INSTITUTIONS

39 CFR - Postal Service

39 CFR Part 233 - INSPECTION SERVICE AUTHORITY

 

LII has no control over and does not endorse any external Internet site that contains links to or references LII.