12 CFR 16.30 - Request for interpretive advice or no-objection letter.

§ 16.30 Request for interpretive advice or no-objection letter.
Link to an amendment published at 82 FR 8109, Jan. 23, 2017.

Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:

(a) File a copy of the request, including any supporting attachments with the Securities, Investments, and Fiduciary Practices Division at the address listed in § 16.17;

(b) Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and

(c) Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.