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The provisions of the applicable SEC regulation under section 10(A)(m) of the Exchange Act shall be followed as codified at 17 CFR part 240.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 1819 - Corporate powers
§ 78l - Registration requirements for securities
§ 78m - Periodical and other reports
§ 78n - Proxies
§ 78p - Directors, officers, and principal stockholders
§ 78w - Rules, regulations, and orders; annual reports
§ 7241 - Corporate responsibility for financial reports
§ 7242 - Improper influence on conduct of audits
§ 7243 - Forfeiture of certain bonuses and profits
§ 7244 - Insider trades during pension fund blackout periods
§ 7261 - Disclosures in periodic reports
§ 7262 - Management assessment of internal controls
§ 7264 - Code of ethics for senior financial officers
§ 7265 - Disclosure of audit committee financial expert