13 CFR Subpart I - Subpart I—SBA Financial Assistance for Licensees (Leverage)
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General Information About Obtaining Leverage (§§ 107.1100 - 107.1140)
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Maximum Amount of Leverage for Which a Licensee Is Eligible (§§ 107.1150 - 107.1170)
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Special Rules for Leverage Issued by an Early Stage SBIC (§§ 107.1180 - 107.1182)
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Conditional Commitments by SBA To Reserve Leverage for a Licensee (§§ 107.1200 - 107.1240)
- § 107.1200 SBA's Leverage commitment to a Licensee—application procedure, amount, and term.
- § 107.1210 Payment of leverage fee upon receipt of commitment.
- § 107.1220 Requirement for Licensee to file quarterly financial statements.
- § 107.1230 Draw-downs by Licensee under SBA's Leverage commitment.
- § 107.1240 Funding of Licensee's draw request through sale to short-term investor.
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Preferred Securities Leverage—Section 301(d) Licensees (§§ 107.1400 - 107.1450)
- § 107.1400 Dividends or partnership distributions on 4 percent Preferred Securities.
- § 107.1410 Requirement to redeem 4 percent Preferred Securities.
- § 107.1420 Articles requirements for 4 percent Preferred Securities.
- § 107.1430 Redeeming 4 percent Preferred Securities with proceeds of non-subsidized Debentures.
- § 107.1440 Three percent preferred stock issued before November 21, 1989.
- § 107.1450 Optional redemption of Preferred Securities.
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Participating Securities Leverage (§§ 107.1500 - 107.1590)
- § 107.1500 General description of Participating Securities.
- § 107.1505 Liquidity requirements for Licensees issuing Participating Securities.
- § 107.1510 How a Licensee computes Earmarked Profit (Loss).
- § 107.1520 How a Licensee computes and allocates Prioritized Payments to SBA.
- § 107.1530 How a Licensee computes SBA's Profit Participation.
- § 107.1540 Distributions by Licensee—Prioritized Payments and Adjustments.
- § 107.1550 Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.
- § 107.1560 Distributions by Licensee—required Distributions to private investors and SBA.
- § 107.1570 Distributions by Licensee—optional Distribution to private investors and SBA.
- § 107.1575 Distributions on other than Payment Dates.
- § 107.1580 Special rules for In-Kind Distributions by Licensees.
- § 107.1585 Exchange of Debentures for Participating Securities.
- § 107.1590 Special rules for companies licensed on or before March 31, 1993.
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Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”) (§§ 107.1600 - 107.1640)
- § 107.1600 SBA authority to issue and guarantee Trust Certificates.
- § 107.1610 Effect of prepayment or early redemption of Leverage on a Trust Certificate.
- § 107.1620 Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
- § 107.1630 SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
- § 107.1640 SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.