17 CFR 1.19 - Prohibited trading in certain “puts” and “calls”.
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No futures commission merchant or introducing broker may make, underwrite, issue, or otherwise assume any financial responsibility for the fulfillment of, any commodity option except:
(a) Commodity options traded on or subject to the rules of a contract market in accordance with the requirements of part 33 of this chapter;
(b) Commodity options traded on or subject to the rules of a foreign board of trade in accordance with the requirements of part 30 of this chapter; or
(c) For futures commission merchants, any option permitted under § 32.4 of this chapter, provided however, that a capital treatment for such options is referenced in § 1.17(c)(5)(vi).
[52 FR 28997, Aug. 5, 1987, as amended at 58 FR 68520, Dec. 28, 1993]
Title 17 published on 2015-04-01.
No entries appear in the Federal Register after this date, for 17 CFR Part 1.