17 CFR 140.80 - Disclosure of information pursuant to a subpoena or summons.

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There is 1 rule appearing in the Federal Register for 17 CFR Part 140. View below or at eCFR (GPOAccess)
§ 140.80 Disclosure of information pursuant to a subpoena or summons.
The Commission shall provide notice to any person who has submitted information to the Commission when a summons or subpoena seeking the submitted information is received by the Commission. Notice ordinarily will be provided by mailing a copy of the summons or subpoena to the last known home or business address of the person who submitted the information. However, under circumstances which would make notice by mail unduly burdensome or costly, notice of the existence of the summons or subpoena may be affected by alternative means such as publication in the Federal Register. The Commission will not disclose such information until the expiration of at least fourteen days from the date of mailing, or such other notice as is given. This section shall not apply to (a) Congressional subpoenas or Congressional requests for information, (b) information which is considered by the Commission to be public information, or (c) information as to which the submitter has waived the notice provision of this section.
[49 FR 4464, Feb. 7, 1984]

Title 17 published on 2014-04-01.

The following are only the Rules published in the Federal Register after the published date of Title 17.

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  • 2014-07-30; vol. 79 # 146 - Wednesday, July 30, 2014
    1. 79 FR 44125 - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction
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      Correcting Amendments.
      Effective on July 30, 2014.
      17 CFR Parts 1, 30, and 140

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United States Code

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 140 after this date.

  • 2015-03-25; vol. 80 # 57 - Wednesday, March 25, 2015
    1. 80 FR 15699 - Position Limits for Derivatives and Aggregation of Positions; Correction
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      Notice of proposed rulemaking; provision of Table 11a; and reopening of comment periods; correction.
      The comment periods for the Aggregation Proposal published November 15, 2013, at 78 FR 68946, and for the Position Limits Proposal published December 12, 2013, at 78 FR 75680, which reopened on February 26, 2015, will close on March 30, 2015.
      17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150