17 CFR 202.8 - Small entity compliance guides.

§ 202.8 Small entity compliance guides.

The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:

(a)Q & A: Small Business and the SEC.1

1 These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.

(b)The Work of the SEC.1

(c)Broker-Dealer Registration Package.

(d)Investment Adviser Registration Package.

(e)Investment Company Registration Package.

(f)Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.

[ 62 FR 4105, Jan. 28, 1997]