17 CFR 202.8 - Small entity compliance guides.
The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:
(a)Q & A: Small Business and the SEC.1
1 These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.
(b)The Work of the SEC.1
(c)Broker-Dealer Registration Package.
(d)Investment Adviser Registration Package.
(e)Investment Company Registration Package.
(f)Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.