17 CFR 202.8 - Small entity compliance guides.
The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:
1 These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.
(f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.
[62 FR 4105, Jan. 28, 1997]
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.