17 CFR § 210.12-13A - Open futures contracts.

§ 210.12-13A Open futures contracts.

[For management investment companies only]

Col. A Col. B Col. C Col. D Col. E Col. F
Description 1 2 3 4 5 Number of contracts Expiration date Notional amount 6 Value Unrealized appreciation/depreciation.

1 Information as to long purchases of futures contracts shall be shown separately from information as to futures contracts sold short.

2 Futures contracts where descriptions or expiration dates differ shall be listed separately.

3 Description should include the name of the reference asset or index.

4 Indicate by an appropriate symbol each investment which cannot be sold because of restrictions or conditions applicable to the investment.

5 Indicate by an appropriate symbol each investment whose value was determined using significant unobservable inputs.

6 Notional amount shall be the current notional amount at close of period.

[81 FR 82017, Nov. 18, 2016]

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