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If a registrant is required to file financial statements of any other person, such statements need not be examined if examination of such statements would not be required if such person were itself a registrant.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 77f - Registration of securities
§ 77g - Information required in registration statement
§ 77h - Taking effect of registration statements and amendments thereto
§ 77j - Information required in prospectus
§ 77s - Special powers of Commission
§ 77aa - Schedule of information required in registration statement
§ 77mm - Short title
§ 78c - Definitions and application
§ 78l - Registration requirements for securities
§ 78m - Periodical and other reports
§ 78n - Proxies
§ 78o - Registration and regulation of brokers and dealers
§ 78q - Records and reports
§ 78w - Rules, regulations, and orders; annual reports
§ 78ll - Requirements for the EDGAR system
§ 78mm - General exemptive authority
§ 7202 - Commission rules and enforcement
§ 7262 - Management assessment of internal controls