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With respect to any communication between a swap dealer or major swap participant and any counterparty, the swap dealer or major swap participant shall communicate in a fair and balanced manner based on principles of fair dealing and good faith.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 1a - Definitions
§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
§ 6 - Regulation of futures trading and foreign transactions
§ 6a - Excessive speculation
§ 6b - Contracts designed to defraud or mislead
7 U.S. Code § 6b–1 - Enforcement authority
§ 6c - Prohibited transactions
§ 6p - Standards and examinations
§ 6r - Reporting and recordkeeping for uncleared swaps
§ 6s - Registration and regulation of swap dealers and major swap participants
§ 6t - Large swap trader reporting
§ 9 - Prohibition regarding manipulation and false information
§ 9a - Assessment of money penalties
§ 12 - Public disclosure
§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
§ 13b - Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment
§ 13c - Responsibility as principal; minor violations
§ 16a - Service fees and National Futures Association study
§ 18 - Complaints against registered persons
§ 19 - Consideration of costs and benefits and antitrust laws
§ 21 - Registered futures associations
124 Stat. 1376