(a) Immediately prior to the succession the successor issuer had no assets or liabilities other than nominal
assets or liabilities;
(b) The succession was effected by a merger or similar succession pursuant to
statutory provisions or the terms of the organic instruments under which the
successor issuer acquired all of the assets and assumed all of the
liabilities and obligations of the predecessorissuer;
(c) The succession was approved by security holders of the predecessorissuer at a meeting for which proxies were
solicited pursuant to section 14(a) of the
Exchange Act of 1934 or section 20(a)
of the Investment
Company Act of 1940 or information was furnished to security
holders pursuant to section 14(c) of the Securities Exchange Act of 1934; and
(d) The successor issuer has filed an amendment to the
registration statement of the predecessorissuer expressly adopting such statements as
its own registration statement for all purposes of the Act and the Securities
Exchange Act of 1934 and setting forth any additional
information necessary to reflect any material changes made in connection with or resulting
from the succession, or necessary to keep the registration statement from
being misleading in any material respect, and such amendment has become
[47 FR 11438, Mar. 16, 1982, as amended at 76 FR 71876, Nov. 21, 2011]
Title 17 published on 2015-04-01.
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.