17 CFR § 230.507 - Disqualifying provision relating to exemptions under §§ 230.504 and 230.506.
(a) No exemption under § 230.504 or § 230.506 shall be available for an issuer if such issuer, any of its predecessors or affiliates have been subject to any order, judgment, or decree of any court of competent jurisdiction temporarily, preliminary or permanently enjoining such person for failure to comply with § 230.503.
The following state regulations pages link to this page.
- Alaska Admin. Code Title 3 § 08.087 - 3 AAC 08.087 - Solicitations of interest before the filing of a registration statement
- Alaska Admin. Code Title 3 § 08.600 - 3 AAC 08.600 - General provisions relating to small corporate offerings