17 CFR § 240.3b-1 - Definition of “listed”.

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§ 240.3b-1 Definition of “listed”.

The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.

[13 FR 8179, Dec. 22, 1948]