This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office] .
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
United States Code U.S. Code: Title 12 - BANKS AND BANKING U.S. Code: Title 15 - COMMERCE AND TRADE
Title 17 published on 09-May-2017 03:50
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 260 after this date.
2017-02-15; vol. 82 # 30 - Wednesday, February 15, 2017 82 FR 10703 - Exemptions for Security-Based Swaps
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Interim final rule. The amendments are effective February 15, 2017. See Section I of the SUPPLEMENTARY INFORMATION concerning amendment of expiration dates in the interim final rules. 17 CFR Parts 230, 240, and 260 Summary We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as “securities” under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be February 11, 2018.
2015-06-19; vol. 80 # 118 - Friday, June 19, 2015 80 FR 35207 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule; correction. This correction is effective June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249 and 260 Summary This document corrects the designation of a paragraph in Item 6 of Part I to Form 1-A in a final rule published in the Federal Register of April 20, 2015, regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
2015-06-04; vol. 80 # 107 - Thursday, June 4, 2015 80 FR 31836 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule; correction. This correction is effective June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 Summary This document corrects an instruction for the authority to part 200 in a final rule published in the Federal Register of April 20, 2015 regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
2015-04-20; vol. 80 # 75 - Monday, April 20, 2015 80 FR 21806 - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rules. The final rules and form amendments are effective on June 19, 2015. 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 Summary We are adopting amendments to Regulation A and other rules and forms to implement Section 401 of the Jumpstart Our Business Startups (JOBS) Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act of 1933, which directs the Commission to adopt rules exempting from the registration requirements of the Securities Act offerings of up to $50 million of securities annually. The final rules include issuer eligibility requirements, content and filing requirements for offering statements, and ongoing reporting requirements for issuers in Regulation A offerings.
2014-02-10; vol. 79 # 27 - Monday, February 10, 2014 79 FR 7570 - Extension of Exemptions for Security-Based Swaps
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Interim final rule; extension. The amendments are effective February 10, 2014. See Section I of the SUPPLEMENTARY INFORMATION concerning amendment of expiration dates in the interim final rules. 17 CFR Parts 230, 240 and 260 Summary We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as “securities” under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be extended to February 11, 2017. If we adopt further rules relating to issues raised by the application of the Securities Act or the other federal securities laws to security-based swaps before February 11, 2017, we may determine to alter the expiration dates in the interim final rules as part of that rulemaking.
2014-01-23; vol. 79 # 15 - Thursday, January 23, 2014 79 FR 3926 - Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Proposed rules. Comments should be received by March 24, 2014. 17 CFR Parts 230, 232, 239, 240 and 260 Summary We are proposing rule amendments to Regulation A to implement Section 401 of the Jumpstart Our Business Startups Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act, which directs the Commission to adopt rules exempting offerings of up to $50 million of securities annually from the registration requirements of the Securities Act. The proposed rules include issuer eligibility requirements, content and filing requirements for offering statements and ongoing reporting requirements for issuers.
2013-02-04; vol. 78 # 23 - Monday, February 4, 2013 78 FR 7654 - Extension of Exemptions for Security-Based Swaps
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Interim final rule; extension. The amendments are effective February 4, 2013. See Section I of the SUPPLEMENTARY INFORMATION concerning amendment of expiration dates in the interim final rules. 17 CFR Parts 230, 240 and 260 Summary We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as “securities” under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be extended to February 11, 2014.
2012-04-05; vol. 77 # 66 - Thursday, April 5, 2012 77 FR 20536 - Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies
GPO FDSys XML | Text Additional Documents SECURITIES AND EXCHANGE COMMISSION Final rule. Effective Date: The final rules are effective April 16, 2012. 17 CFR Parts 230, 240 and 260 Summary We are adopting exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for security-based swaps issued by certain clearing agencies satisfying certain conditions. The final rules exempt transactions by clearing agencies in these security-based swaps from all provisions of the Securities Act, other than the Section 17(a) anti-fraud provisions, as well as exempt these security-based swaps from Exchange Act registration requirements and from the provisions of the Trust Indenture Act, provided certain conditions are met.
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