17 CFR § 270.17a-1 - Exemption of certain underwriting transactions exempted by § 270.10f–1.

§ 270.17a-1 Exemption of certain underwriting transactions exempted by § 270.10f–1.

Any transaction exempted pursuant to § 270.10f–1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a–17).

[Rule N–17A–1, 6 FR 1191, Feb. 28, 1941]