17 CFR 270.27a-1 - Conditions for compliance with and exemptions from certain provisions of section 27(a)(1) and section 27(h)(1) of the Act for certain registered separate accounts.

§ 270.27a-1 Conditions for compliance with and exemptions from certain provisions of section 27(a)(1) and section 27(h)(1) of the Act for certain registered separate accounts.

(a) A registered separate account, and any depositor of or underwriter for such account, shall with respect to any variable annuity contract participating in such account, be deemed to satisfy the requirements of section 27(a)(1) and section 27(h)(1) of the Act if such contract provides for a sales load which will not exceed 9 per centum of the total payments to be made thereon as of a date not later than the end of the 12th year of such payments: Provided, That if a contract be issued for any stipulated shorter payment period the sales load under such contract shall not exceed 9 per centum of the total payments thereunder for such period.

[ 36 FR 11645, June 17, 1971]

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
U.S. Code: Title 15 - COMMERCE AND TRADE

§ 30 - Repealed. Pub. L. 107–273, div. C, title IV, § 14102(f), Nov. 2, 2002, 116 Stat. 1922

§ 37 - Immunity from antitrust laws

§ 77f - Registration of securities

§ 77g - Information required in registration statement

§ 77h - Taking effect of registration statements and amendments thereto

§ 77j - Information required in prospectus

§ 77q - Fraudulent interstate transactions

§ 77s - Special powers of Commission

§ 77eee - Securities required to be registered under Securities Act

§ 77ggg - Qualification of indentures covering securities not required to be registered

§ 77nnn - Reports by obligor; evidence of compliance with indenture provisions

§ 77sss - Rules, regulations, and orders

§ 78c - Definitions and application

§ 78d - Securities and Exchange Commission

§ 78l - Registration requirements for securities

§ 78m - Periodical and other reports

§ 78n - Proxies

§ 78o - Registration and regulation of brokers and dealers

§ 78w - Rules, regulations, and orders; annual reports

§ 78bb - Effect on existing law

§ 78ee - Transaction fees

§ 79c

§ 79t

§ 80a-1

§ 80a-2

§ 80a-3

§ 80a-3a

§ 80a-4

§ 80a-5

§ 80a-6

§ 80a-7

§ 80a-8

§ 80a-9

§ 80a-10

§ 80a-11

§ 80a-12

§ 80a-13

§ 80a-14

§ 80a-15

§ 80a-16

§ 80a-17

§ 80a-18

§ 80a-19

§ 80a-20

§ 80a-21

§ 80a-22

§ 80a-23

§ 80a-24

§ 80a-25

§ 80a-26

§ 80a-27

§ 80a-28

§ 80a-29

§ 80a-30

§ 80a-31

§ 80a-32

§ 80a-33

§ 80a-34

§ 80a-35

§ 80a-36

§ 80a-37

§ 80a-38

§ 80a-39

§ 80a-40

§ 80a-41

§ 80a-42

§ 80a-43

§ 80a-44

§ 80a-45

§ 80a-46

§ 80a-47

§ 80a-48

§ 80a-49

§ 80a-50

§ 80a-51

§ 80a-52

§ 80a-53

§ 80a-54

§ 80a-55

§ 80a-56

§ 80a-57

§ 80a-58

§ 80a-59

§ 80a-60

§ 80a-61

§ 80a-62

§ 80a-63

§ 80a-64

§ 80b-3

§ 80b-4

§ 80b-11

§ 80c-39

§ 80c-89

§ 80w-37