17 CFR 270.2a19-3 - Certain investment company directors not considered interested persons because of ownership of index fund securities.

§ 270.2a19-3 Certain investment company directors not considered interested persons because of ownership of index fund securities.

If a director of a registered investment company (“Fund”) owns shares of a registered investment company (including the Fund) with an investment objective to replicate the performance of one or more broad-based securities indices (“Index Fund”), ownership of the Index Fund shares will not cause the director to be considered an “interested person” of the Fund or of the Fund's investment adviser or principal underwriter (as defined by section 2(a)(19)(A)(iii) and (B)(iii) of the Act ( 15 U.S.C. 80a-2(a)(19)(A)(iii) and (B)(iii)).

[ 66 FR 3758, Jan. 16, 2001]

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
U.S. Code: Title 15 - COMMERCE AND TRADE

§ 30 - Repealed. Pub. L. 107–273, div. C, title IV, § 14102(f), Nov. 2, 2002, 116 Stat. 1922

§ 37 - Immunity from antitrust laws

§ 77f - Registration of securities

§ 77g - Information required in registration statement

§ 77h - Taking effect of registration statements and amendments thereto

§ 77j - Information required in prospectus

§ 77q - Fraudulent interstate transactions

§ 77s - Special powers of Commission

§ 77eee - Securities required to be registered under Securities Act

§ 77ggg - Qualification of indentures covering securities not required to be registered

§ 77nnn - Reports by obligor; evidence of compliance with indenture provisions

§ 77sss - Rules, regulations, and orders

§ 78c - Definitions and application

§ 78d - Securities and Exchange Commission

§ 78l - Registration requirements for securities

§ 78m - Periodical and other reports

§ 78n - Proxies

§ 78o - Registration and regulation of brokers and dealers

§ 78w - Rules, regulations, and orders; annual reports

§ 78bb - Effect on existing law

§ 78ee - Transaction fees

§ 79c

§ 79t

§ 80a-1

§ 80a-2

§ 80a-3

§ 80a-3a

§ 80a-4

§ 80a-5

§ 80a-6

§ 80a-7

§ 80a-8

§ 80a-9

§ 80a-10

§ 80a-11

§ 80a-12

§ 80a-13

§ 80a-14

§ 80a-15

§ 80a-16

§ 80a-17

§ 80a-18

§ 80a-19

§ 80a-20

§ 80a-21

§ 80a-22

§ 80a-23

§ 80a-24

§ 80a-25

§ 80a-26

§ 80a-27

§ 80a-28

§ 80a-29

§ 80a-30

§ 80a-31

§ 80a-32

§ 80a-33

§ 80a-34

§ 80a-35

§ 80a-36

§ 80a-37

§ 80a-38

§ 80a-39

§ 80a-40

§ 80a-41

§ 80a-42

§ 80a-43

§ 80a-44

§ 80a-45

§ 80a-46

§ 80a-47

§ 80a-48

§ 80a-49

§ 80a-50

§ 80a-51

§ 80a-52

§ 80a-53

§ 80a-54

§ 80a-55

§ 80a-56

§ 80a-57

§ 80a-58

§ 80a-59

§ 80a-60

§ 80a-61

§ 80a-62

§ 80a-63

§ 80a-64

§ 80b-3

§ 80b-4

§ 80b-11

§ 80c-39

§ 80c-89

§ 80w-37