17 CFR 274.203 - Form 4, statement of changes in beneficial ownership of securities.

§ 274.203 Form 4, statement of changes in beneficial ownership of securities.

This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 ( 15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.)

[ 67 FR 43537, June 28, 2002]
Editorial Note:
For Federal Register citations affecting Form 4, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.

Title 17 published on 09-May-2017 03:50

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 274 after this date.

  • 2017-03-17; vol. 82 # 51 - Friday, March 17, 2017
    1. 82 FR 14282 - Inline XBRL Filing of Tagged Data
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Proposed rule.
      Comments should be received by May 16, 2017.
      17 CFR Parts 229, 230, 232, 239, 249 and 274