17 CFR 300.500 - General.
prev | next
These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.