17 CFR 37.8 - Boards of trade operating both a designated contract market and a swap execution facility.

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There is 1 rule appearing in the Federal Register for 17 CFR Part 37. View below or at eCFR (GPOAccess)
§ 37.8 Boards of trade operating both a designated contract market and a swap execution facility.
(a) An entity that intends to operate both a designated contract market and a swap execution facility shall separately register the two entities pursuant to the designated contract market designation procedures set forth in part 38 of this chapter and the swap execution facility registration procedures set forth in this part. On an ongoing basis, the entity shall comply with the core principles for designated contract markets under section 5(d) of the Act and the regulations under part 38 of this chapter and the core principles for swap execution facilities under section 5h of the Act and the regulations under this part.
(b) A board of trade, as defined in section 1a(6) of the Act, that operates both a designated contract market and a swap execution facility and that uses the same electronic trade execution system for executing and trading swaps on the designated contract market and on the swap execution facility shall clearly identify to market participants for each swap whether the execution or trading of such swaps is taking place on the designated contract market or on the swap execution facility.

Title 17 published on 2014-04-01.

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2015-03-10; vol. 80 # 46 - Tuesday, March 10, 2015
    1. 80 FR 12555 - Initial Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Supplementation of rulemaking preambles and request for comments.
      Comments must be received on or before May 11, 2015.
      17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 37 after this date.

  • 2015-03-25; vol. 80 # 57 - Wednesday, March 25, 2015
    1. 80 FR 15699 - Position Limits for Derivatives and Aggregation of Positions; Correction
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Notice of proposed rulemaking; provision of Table 11a; and reopening of comment periods; correction.
      The comment periods for the Aggregation Proposal published November 15, 2013, at 78 FR 68946, and for the Position Limits Proposal published December 12, 2013, at 78 FR 75680, which reopened on February 26, 2015, will close on March 30, 2015.
      17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150