17 CFR Part 232 - PART 232—REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS
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Electronic Filing Requirements (§§ 232.100 - 232.106)
- § 232.100 Persons and entities subject to mandated electronic filing.
- § 232.101 Mandated electronic submissions and exceptions.
- § 232.102 Exhibits.
- § 232.103 Liability for transmission errors or omissions in documents filed via EDGAR.
- § 232.104 Unofficial PDF copies included in an electronic submission.
- § 232.105 Use of HTML and hyperlinks.
- § 232.106 Prohibition against electronic submissions containing executable code.
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Hardship Exemptions (§§ 232.201 - 232.202)
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Preparation of Electronic Submissions (§§ 232.301 - 232.314)
- § 232.301 EDGAR Filer Manual.
- § 232.302 Signatures.
- § 232.303 Incorporation by reference.
- § 232.304 Graphic, image, audio and video material.
- § 232.305 Number of characters per line; tabular and columnar information.
- § 232.306 Foreign language documents and symbols.
- § 232.307 Bold face type.
- § 232.308 Type size and font; legibility.
- § 232.309 Paper size; binding; sequential numbering; number of copies.
- § 232.310 Marking changed material.
- § 232.311 Documents submitted in paper under cover of Form SE.
- § 232.312 [Reserved]
- § 232.313 Identification of investment company type and series and/or class (or contract).
- § 232.314 Accommodation for certain securitizers of asset-backed securities.
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Interactive Data (§§ 232.401--232.404 - 232.408)
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EDGAR Functions (§ 232.501)
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Foreign Private Issuers and Foreign Governments (§ 232.600--232.903)
- §§ 232.600-232.903 [Reserved]
Authority:
15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a–6(c), 80a–8, 80a–29, 80a–30, 80a–37, 80b–4, 80b–6a, 80b–10, 80b–11, 7201 et seq.; and 18 U.S.C. 1350, unless otherwise noted.
Section 232.302 is also issued under secs. 3(a) and 302, Pub.L. No. 107–204, 116 Stat. 745.
Link to an amendment published at 87 FR 78807, Dec. 22, 2022.
Source:
58 FR 14670, Mar. 18, 1993, unless otherwise noted.
The following state regulations pages link to this page.
Utah
Washington