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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
  6. Subpart B—Forms Pertaining to Exemptions

17 CFR Part 239 - Subpart B - Forms Pertaining to Exemptions

  • CFR
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  1. § 239.90 Form 1-A, offering statement under Regulation A.
  2. § 239.91 Form 1-K.
  3. § 239.92 Form 1-SA.
  4. § 239.93 Form 1-U.
  5. § 239.94 Form 1-Z.
  6. §§ 239.95-239.143 [Reserved]
  7. § 239.144 Form 144, for notice of proposed sale of securities pursuant to § 230.144 of this chapter.
  8. §§ 239.145-239.199 [Reserved]
  9. § 239.200 Form 1-E, notification under Regulation E.
  10. § 239.201 Form 2-E, report of sales pursuant to Rule 609 of Regulation E.
  11. §§ 239.202-239.300 [Reserved]
  12. § 239.500 Form D, notice of sales of securities under Regulation D and section 4(a)(5) of the Securities Act of 1933.
  13. § 239.701 [Reserved]
  14. § 239.800 Form CB, report of sales of securities in connection with an exchange offer or a rights offering.
  15. § 239.900 Form C.

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