17 CFR Part 239 - PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933

  1. § 239.0-1 Availability of forms.
  2. Subpart A—Forms for Registration Statements (§§ 239.4--239.10 - 239.65)
  3. Subpart B—Forms Pertaining to Exemptions (§§ 239.90 - 239.900)
Authority:
15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s, 77z–2, 77z–3, 77sss, 78c, 78l, 78m, 78n, 78o(d), 78o–7 note, 78u–5, 78w(a), 78ll, 78mm, 80a–2(a), 80a–3, 80a–8, 80a–9, 80a–10, 80a–13, 80a–24, 80a–26, 80a–29, 80a–30, 80a–37, and sec. 71003 and sec. 84001, Pub. L. 114–94, 129 Stat. 1321, unless otherwise noted.

Sections 239.31, 239.32 and 239.33 are also issued under 15 U.S.C. 78l, 78m, 78o, 78w, 80a–8, 80a–29, 80a–30, 80a–37 and 12 U.S.C. 241.

Sections 239.63 and 239.64 are also issued under 15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 80a–8, 80a–24, 80a–29, and 80a–37.

Source:
33 FR 18991, Dec. 20, 1968, unless otherwise noted.