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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 242—REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
  6. Regulation SCI—Systems Compliance and Integrity

17 CFR Part 242 - Subpart 0 - Systems Compliance and Integrity

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  1. § 242.1000 Definitions.
  2. § 242.1001 Obligations related to policies and procedures of SCI entities.
  3. § 242.1002 Obligations related to SCI events.
  4. § 242.1003 Obligations related to systems changes; SCI review.
  5. § 242.1004 SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
  6. § 242.1005 Recordkeeping requirements related to compliance with Regulation SCI.
  7. § 242.1006 Electronic filing and submission.
  8. § 242.1007 Requirements for service bureaus.
Source:
79 FR 72436, Dec. 5, 2014, unless otherwise noted.

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