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Title 17 published on 2015-04-01.
No entries appear in the Federal Register after this date, for 17 CFR Part 38.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 1a - Definitions
§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
§ 6 - Regulation of futures trading and foreign transactions
§ 6a - Excessive speculation
§ 6c - Prohibited transactions
§ 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer...rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
§ 6e - Dealings by unregistered floor trader or broker prohibited
§ 6f - Registration and financial requirements; risk assessment
§ 6g - Reporting and recordkeeping
§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
§ 6j - Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
7 U.S. Code § -
§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
§ 7 - Designation of boards of trade as contract markets
7 U.S. Code § 2a to 4a - Transferred
§ 7b - Suspension or revocation of designation as registered entity
§ 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
§ 9 - Prohibition regarding manipulation and false information
§ 10a - Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association
§ 12 - Public disclosure
§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
§ 12c - Disciplinary actions
§ 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses
7 U.S. Code § 12–1 to 12–3 - Omitted
§ 16 - Commission operations
§ 16a - Service fees and National Futures Association study
§ 19 - Consideration of costs and benefits and antitrust laws
§ 21 - Registered futures associations
§ 23 - Standardized contracts for certain commodities
§ 24 - Customer property with respect to commodity broker debtors; definitions
124 Stat. 1376