17 CFR Part 39, Subpart B - Compliance with Core Principles

§ 39.9 Scope.
§ 39.10 Compliance with core principles.
§ 39.11 Financial resources.
§ 39.12 Participant and product eligibility.
§ 39.13 Risk management.
§ 39.14 Settlement procedures.
§ 39.15 Treatment of funds.
§ 39.16 Default rules and procedures.
§ 39.17 Rule enforcement.
§ 39.18 System safeguards.
§ 39.19 Reporting.
§ 39.20 Recordkeeping.
§ 39.21 Public information.
§ 39.22 Information sharing.
§ 39.23 Antitrust considerations.
§§ 39.24-39.26 [Reserved]
§ 39.27 Legal risk considerations.
§§ 39.28-329.29 [Reserved]

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

U.S. Code: Title 7 - AGRICULTURE

§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

§ 7a-1

U.S. Code: Title 12 - BANKS AND BANKING

§ 5464 - Standards for systemically important financial market utilities and payment, clearing, or settlement activities

Statutes at Large

124 Stat. 1376