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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17 - Commodity and Securities Exchanges
  4. CHAPTER I - COMMODITY FUTURES TRADING COMMISSION
  5. PART 39 - DERIVATIVES CLEARING ORGANIZATIONS
  6. Subpart B - Compliance with Core Principles

17 CFR Subpart B - Compliance with Core Principles

  • CFR
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  1. § 39.9 Scope.
  2. § 39.10 Compliance with core principles.
  3. § 39.11 Financial resources.
  4. § 39.12 Participant and product eligibility.
  5. § 39.13 Risk management.
  6. § 39.14 Settlement procedures.
  7. § 39.15 Treatment of funds.
  8. § 39.16 Default rules and procedures.
  9. § 39.17 Rule enforcement.
  10. § 39.18 System safeguards.
  11. § 39.19 Reporting.
  12. § 39.20 Recordkeeping.
  13. § 39.21 Public information.
  14. § 39.22 Information sharing.
  15. § 39.23 Antitrust considerations.
  16. § 39.24 Governance.
  17. § 39.25 Conflicts of interest.
  18. § 39.26 Composition of governing boards.
  19. § 39.27 Legal risk considerations.
  20. §§ 39.28-39.29 [Reserved]

The following state regulations pages link to this page.



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