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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17. Commodity and Securities Exchanges
  4. Chapter I. COMMODITY FUTURES TRADING COMMISSION
  5. Part 4. COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
  6. Subpart C. Commodity Trading Advisors

17 CFR Subpart C - Commodity Trading Advisors

  • CFR
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  1. § 4.30 Prohibited activities.
  2. § 4.31 Required delivery of Disclosure Document to prospective clients.
  3. § 4.32 [Reserved]
  4. § 4.33 Recordkeeping.
  5. § 4.34 General disclosures required.
  6. § 4.35 Performance disclosures.
  7. § 4.36 Use, amendment and filing of Disclosure Document.

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