qualifying securities

The term qualifying securities means:
(1) Securities registered on a national securities exchange (15 U.S.C. 78l(b)); or
(2) Securities required to be registered under section 12(g)(1) of the Act (15 U.S.C. 78l(g)(1)), except for securities exempted from registration with the SEC by section 12(g)(2) (C, D, E, F, and H) of the Act.

Source

12 CFR § 341.2

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Scoping language

For the purpose of this part, including all forms and instructions promulgated for use in connection herewith, unless the context otherwise requires:

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