Sponsor.

Sponsor. Sponsor means the futures commission merchant, retail foreign exchange dealer, introducing broker, commodity trading advisor, commodity pool operator or leverage transaction merchant which makes the certification required by 3.12 of this part for the registration of an associated person of such sponsor.

Source

17 CFR § 3.1


Scoping language

Principal. Principal means, with respect to an entity that is an applicant for registration, a registrant or a person required to be registered under the Act or the regulations in this part:










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