transfer agent

The term transfer agent means any person who engages on behalf of an issuer of qualifying securities or on behalf of itself as an issuer of qualifying securities in: (1) Countersigning such securities upon issuance;



Transferring record ownership of securities by bookkeeping entry without physical issuance of such securities certificates. The term transfer agent includes any person who performs these functions as a co-transfer agent with respect to equity or debt issues, and any person who performs these functions as registrar or co-registrar with respect to debt issued by corporations.
Note: The following examples are illustrative of the kinds of activities engaged in by transfer agents under this part.

Source

12 CFR § 341.2

---

Scoping language

For the purpose of this part, including all forms and instructions promulgated for use in connection herewith, unless the context otherwise requires:

---

Is this correct? or