Creditor means any broker or dealer (as defined in sections 3(4) and 3(a)(5) of the Act), any member of a national securities exchange, or any person associated with a broker or dealer (as defined in section 3(a)(18) of the Act), except for business entities controlling or under common control with the creditor.


12 CFR § 220.2

Scoping language

The terms used in this part have the meanings given them in section 3 of the Act or as defined in this section as follows:

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