Equity security
(3) Equity security means the same as under 240.3a11-1, but, for purposes of paragraphs (a)(3) and (a)(4)(i) of this section, does not include: (i) Any debt security that is convertible into an equity security, with or without consideration; (ii) Any debt security that includes a warrant or right to subscribe to or purchase an equity security; (iii) Any such warrant or right; or (iv) Any put, call, straddle, or other option or privilege that gives the holder the option of buying or selling a security but does not require the holder to do so. (4) Foreign private issuer has the same meaning as under 240.3b-4. (5) Primary trading market means that: (i) At least 55 percent of the trading in a foreign private issuer's class of securities that is the subject of Form 15F took place in, on or through the facilities of a securities market or markets in a single foreign jurisdiction or in no more than two foreign jurisdictions during a recent 12-month period; and (ii) If a foreign private issuer aggregates the trading of its subject class of securities in two foreign jurisdictions for the purpose of paragraph (a)(3) of this section, the trading for the issuer's securities in at least one of the two foreign jurisdictions must be larger than the trading in the United States for the same class of the issuer's securities. (6) Recent 12-month period means a 12-calendar-month period that ended no more than 60 days before the filing date of the Form 15F.