Public appearance

Public appearance means any participation by a research analyst in a seminar, forum (including an interactive electronic forum), or radio or television or other interview, in which the research analyst makes a specific recommendation or provides information reasonably sufficient upon which to base an investment decision about a security or an issuer.


17 CFR § 242.500

Scoping language

For purposes of Regulation AC ( 242.500 through 242.505 of this chapter) the term:

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