Certification.

Certification. Any filing made pursuant to this section, other than the record upon which the action complained of was taken, must include a certification that any information described in paragraph (d)(2) of this section has been omitted or redacted from the filing.

Source

17 CFR § 201.442


Scoping language

Application for review; when available. An application for review by the Commission may be filed by any person who is aggrieved by a determination of a security-based swap execution facility with respect to any:
(1) Final disciplinary action, as defined in § 240.835(b)(1) of this chapter;
(2) Final action with respect to a denial or conditioning of membership, as defined in § 240.835(b)(2) of this chapter; or
(3) Final action with respect to a denial or limitation of access to any service offered by the security-based swap execution facility, as defined in § 240.835(b)(2) of this chapter.

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