Director

(2) Director means any member of the board. (3) EDGAR Filer Manual has the same meaning as set forth in Rule 11 of Regulation S-T (17 CFR 232.11). (4) Interactive Data Financial Report has the same meaning as set forth in Rule 11 of Regulation S-T (17 CFR 232.11). (5) Material change means a change that a chief compliance officer would reasonably need to know in order to oversee compliance of the security-based swap data repository. (6) Material compliance matter means any compliance matter that the board would reasonably need to know to oversee the compliance of the security-based swap data repository and that involves, without limitation: (i) A violation of the federal securities laws by the security-based swap data repository, its officers, directors, employees, or agents; (ii) A violation of the policies and procedures of the security-based swap data repository by the security-based swap data repository, its officers, directors, employees, or agents; or (iii) A weakness in the design or implementation of the policies and procedures of the security-based swap data repository. (7) Official filing has the same meaning as set forth in Rule 11 of Regulation S-T (17 CFR 232.11). (8) Senior officer means the chief executive officer or other equivalent officer. (9) Tag (including the term tagged) has the same meaning as set forth in Rule 11 of Regulation S-T (17 CFR 232.11).

Source

17 CFR § 240.13n-11


Scoping language

None
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